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This profile was automatically generated using 15 references found on the Internet. This information has not been verified. Learn more...
This profile was automatically generated using 15 references found on the Internet. This information has not been verified. Learn more...
View all 15 references Web References
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1. www.WoltersKluwerFS.com
www.WoltersKluwerFS.com/NewsEv - [Cached]Published on: 5/23/2007 Last Visited: 12/11/2007
The authors, Margaret A. Sheehan, a partner at Alston and Bird LLP who heads the firms Investment Products and Services Group; Sara F. Burstein, an associate at Alston and Bird LLP in the Financial Services and Products Group; and Rockell C. Metcalf, vice president and group counsel of Ameriprise Financial, Inc., had a simple vision of creating and publishing a tool to stand alongside every NASD Manual, providing guidance to the proper sections and explaining the rules in a context that would be helpful with daily firm compliance as well as employee training. -
2. Wolters Kluwer Financial Services Introduces Practical Guide to NASD Regulation
www.entyre.com/NewsEvents/Pres - [Cached]Published on: 10/9/2006 Last Visited: 11/1/2007
The authors , Margaret A. Sheehan, a partner at Alston and Bird LLP who heads the firms Investment Products and Services Group; Sara F. Burstein, an associate at Alston and Bird LLP in the Financial Services and Products Group; and Rockell C. Metcalf, vice president and group counsel of Ameriprise Financial, Inc. -
3. www.wolterskluwer.com
www.wolterskluwer.com/WK/Press - [Cached]Published on: 5/23/2007 Last Visited: 12/11/2007
The authors, Margaret A. Sheehan, a partner at Alston and Bird LLP who heads the firms Investment Products and Services Group; Sara F. Burstein, an associate at Alston and Bird LLP in the Financial Services and Products Group; and Rockell C. Metcalf, vice president and group counsel of Ameriprise Financial, Inc., had a simple vision of creating and publishing a tool to stand alongside every NASD Manual, providing guidance to the proper sections and explaining the rules in a context that would be helpful with daily firm compliance as well as employee training.
