www.sec.gov/Archives/edgar/data/1018332/0000927016-01-5 -
[Cached Version]
Published on: 11/9/2001
Last Visited: 11/13/2001
Denis K. Berube ( 3 ) ( 5 )
Lau Technologies ( 4 )
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- ---------------- * Less than one percent of the 16 , 712 , 464 shares issued and outstanding as of November 2 , 2001. ( 1 ) The address of Mr. Berube , Ms. Lau and Lau Technologies is c/o Lau Technologies , 30 Porter Road , Littleton , Massachusetts 01460. ( 2 ) Includes 6 , 291 , 367 shares described below held by Lau Technologies , of which Ms. Lau owns approximately 56% of the outstanding capital stock , 1 , 000 shares owned directly by Ms. Lau , 82 , 745 shares owned directly by Ms. Lau's spouse , Denis K. Berube and 45 , 496 shares issuable within 60 days to Mr. Berube pursuant to stock options.
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- ---------------- * Less than one percent of the 16 , 712 , 464 shares issued and outstanding as of November 2 , 2001. ( 1 ) The address of Mr. Berube , Ms. Lau and Lau Technologies is c/o Lau Technologies , 30 Porter Road , Littleton , Massachusetts 01460. ( 2 ) Includes 6 , 291 , 367 shares described below held by Lau Technologies , of which Ms. Lau owns approximately 56% of the outstanding capital stock , 1 , 000 shares owned directly by Ms. Lau , 82 , 745 shares owned directly by Ms. Lau's spouse , Denis K. Berube and 45 , 496 shares issuable within 60 days to Mr. Berube pursuant to stock options.
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Ms. Lau disclaims beneficial ownership of the 82 , 745 shares owned by , and the 45 , 496 shares issuable to , Mr. Berube. ( 3 ) Includes 6 , 291 , 367 shares held by Lau Technologies , of which Mr. Berube's spouse , Ms. Lau , owns approximately 56% of the outstanding capital stock , 1 , 000 shares owned directly by Ms. Lau , 82 , 745 shares owned directly by Mr. Berube and 45 , 496 shares issuable within 60 days to Mr. Berube pursuant to stock options.
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Mr. Berube disclaims beneficial ownership of the shares of common stock held by Lau Technologies and the 1 , 000 shares owned by Ms. Lau. ( 4 ) Includes 60 , 000 shares issuable within 60 days to Lau Technologies pursuant to option agreements , and 6 , 231 , 367 shares owned directly by Lau Technologies. ( 5 ) Includes shares of common stock which the named security holder has the right to acquire within 60 days of November 2 , 2001 through the exercise of stock options granted by VIISAGE TECHNOLOGY INC to the named individuals or group as follows : Mr. Colatosti , 513 , 569 shares ; Mr. Ahmad 37 , 298 shares ; Mr. Duci 13 , 917 shares ; Mr. Mack 13 , 667 shares ; Messrs.
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Berube , Nessen , Reilly , and Ms. Weiss 45 , 496 shares each ; Mr. Levine 34 , 136 shares ; Mr. Mazzu 12 , 166 shares ; Mr. Principato 10 , 967 shares , and all directors and executive officers as a group 818 , 829 shares. ( 6 ) Includes 400 shares held by Mr. Colatosti's children.