www.sec.gov/Archives/edgar/data/1098016/0001019687-03-0 -
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Published on: 6/11/2003
Last Visited: 6/13/2003
Klaus Moeller 42 Chairman of the Board, Chief Executive Officer, Interim Chief Financial Officer, Director and Director Nominee Michael Meader 37 President Larry Balaban 39 Executive Vice President of Marketing and Production, Director and Director Nominee Howard Balaban 42 Executive Vice President of New Business Development Julie Ekelund 41 Executive Vice President of Sales David Anderson 61 Director and Director Nominee* Richard Bermingham 64 Director and Director Nominee* Deborah Law Cross 48 Director* Nancy Evensen 47 Director and Director Nominee* Margaret Loesch 57 Director and Director Nominee*
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LARRY BALABAN has served as our Executive Vice President of Marketing and Production since January 1999, after having rendered consulting services to us for approximately six months.He was elected to our Board of Directors in July 2001.Before joining Genius, Mr. Balaban was president of Mr. B Productions, a non-traditional marketing firm based in New York City, specializing in TV production, target marketing and membership programs.From 1994-1997, Mr. Balaban was president of Virtual Reality Productions, where he specialized in marketing, and coordinated specialized audio productions for licensed products including Star Trek(TM), The Simpsons and the X-Files.Larry and Howard Balaban are brothers.
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Howard and Larry Balaban are brothers.
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A total of 24,000 shares was awarded at a value of $1.30 per share, 8,000 shares each to Klaus Moeller, Larry Balaban and Deborah Law Cross, the members of the Board at that time.
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A total of 24,000 shares was awarded at a value of $1.30 per share, 8,000 shares each to Klaus Moeller, Larry Balaban and Deborah Law Cross, the members of the Board at that time.
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Larry Balaban 2002 150,000(3) 0 0 47,619(3) 450,000 0 9,000 Executive VP of Marketing and Production 2001 150,000(3) 0 0 38,397(3) 200,000 0 5,000 2000 110,000 0 0 0 237,500 0 0
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(3) During 2001, in response to GENIUS PRODUCTS INC's limited cash flow, Mr. Larry Balaban and Mr. Howard Balaban each accepted approximately $15,000 of unpaid 2001 salary in the form of shares of common stock based upon the closing price of the common stock as of January 2, 2001, which was $0.80 (as adjusted for the April 10, 2001 reverse stock split).
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Mr. Larry Balaban and Mr. Howard Balaban each received 23,810 shares for an additional $15,000 of unpaid 2001 salary and agreed to accept 47,619 shares as a signing bonus for entering into a three-year employment agreement as of January 3, 2002, with a $30,000 reduction of 2002 salary.
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Number of Percent of Total Securities Options/SARs Underlying Granted to Options/SARs Employees in Fiscal Exercise or Base Name Granted (#) Year (%) Price ($/SH) Expiration Date - ------------------------ --------------- ------------------- ----------------- --------------- Klaus Moeller 450,000 13 $0.63 January 3, 2012 Michael Meader 450,000 13 0.63 January 3, 2012 Larry Balaban 450,000 13 0.63 January 3, 2012 Howard Balaban 450,000 13 0.63 January 3, 2012 Julie Ekelund 450,000 13 0.63 January 3, 2012 - ---------------------------------------------------------------------------
---------------------------------------- * The number of shares and share prices disclosed reflect the reverse stock split which occurred on April 10, 2001.
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Number of Securities Underlying Value of Unexercised In-The-Money Options Unexercised Options at FY-End (#) at FY-End ($) (1) --------------------------------- ----------------------------------------- Name Exercisable Unexercisable Exercisable Unexercisable - --------------------------- ----------- ------------- ----------- ------------- Klaus Moeller 150,000 300,000 $126,000 $252,000 Michael Meader 150,000 300,000 $126,000 $252,000 Larry Balaban 150,000 300,000 $126,000 $252,000 Howard Balaban 150,000 300,000 $126,000 $252,000 Julie Ekelund 160,000 300,000 $134,400 $252,000
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Shares Beneficially Owned(1) -------------------------------- Name and Address of Owner Number Percent(2) - -------------------------------------------------------- ------------------- ------------ Klaus Moeller, Director, Director Nominee, Chairman of 1,006,284 (3)(4) 6.1 the Board, Chief Executive Officer and Interim Chief Financial Officer David Anderson, Director and Director Nominee 1,625,651 (5) 9.5 Richard Bermingham, Director and Director Nominee 30,000 (6) Less than 1 Deborah L. Cross, Director 32,500 (7) Less than 1 Nancy Evensen, Director and Director Nominee 10,000 (6) Less than 1 Margaret Loesch, Director and Director Nominee 13,000 (6) Less than 1 Michael Meader, President 866,641 (3)(8) 5.3 Larry Balaban, Executive Vice President, Director and 774,492 (3) 4.7 Director Nominee Howard Balaban, Executive Vice President 766,429 (3) 4.7 Julie Ekelund, Executive Vice President 500,731 (9) 3.0
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Effective January 3, 2002, we entered into new three-year employment agreements with Klaus Moeller, our Chief Executive Officer, Chairman of the Board, Interim Chief Financial Officer and a Director and Director Nominee; Michael Meader, our President and former Executive Vice President - Distribution; Larry Balaban, our Executive Vice President of Marketing and Production and a Director and Director Nominee; and Howard Balaban, our Executive Vice President of New Business Development.
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A total of $24,351, including interest, is currently outstanding for advances previously made to Howard Balaban in the amount of $15,000 and to Larry Balaban in the amount of $5,000.
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