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2016-05-19T00:00:00.000Z

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Wrong William Houlihan?

Mr. William Houlihan A. Jr.

Independent Director of Board of Directors

Five Oaks Investment Corp.

HQ Phone: (212) 257-5073

Email: w***@***.com

Five Oaks Investment Corp.

540 Madison Avenue

New York, New York 10022

United States

Find other employees at this company (6)

Background Information

Employment History

Director and Financial Expert On the Audit Committee
Securities and Exchange Commission

Lead Independent Director and Chairman of the Audit Committee
Care Investment Trust Inc.

Affiliations

Director and Audit Committee Chairman
Max & Company

Board Member
First Physicians Capital Group, Inc.

Advisor for Securities Industry
XBond Corporation

Board Member
SNL Financial Inc

Education

B.S. , Magna Cum Laude
Accounting
Manhattan College

Bachelor of Science degree
Accounting
Manhattan College , New York

M.B.A.
Finance
New York University Graduate School of Business

MBA
Accounting
Manhattan College

MBA
finance
New York University

Web References (173 Total References)


William A. ...

www.sec.gov [cached]

William A. Houlihan(1)

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Mr. Houlihan is the chair of our audit committee.
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William A. Houlihan has been an independent director of our board of directors since the listing of our common stock on the NYSE in March 2013. Mr. Houlihan has more than 30 years of diversified financial sector and business experience. He served from March 2013 to February 2014 as the chief financial officer for Amalgamated Bank, a privately owned company. He served from July 2013 to July 2015 as lead independent director and chairman of the audit committee of Tiptree Financial Partners, LP, or Tiptree, a publicly traded financial services holding company; and from August 2010 to July 2013 as lead independent director and chairman of the audit committee for Care Investment Trust, a publicly traded healthcare REIT which merged with Tiptree in July 2013. He has served since November 2012 as a director and audit committee chairman for Max Exchange, LLC, a privately-owned residential mortgage loan trading business. He has served since 2009 as a director and financial expert on the audit committee of First Physicians Capital Group, a privately-owned healthcare investment company, which was registered with the Securities and Exchange Commission, or SEC, prior to completion of a going-private transaction in December 2014, from April 2013 to September 2014 as Non-Executive Chairman of its board of directors and since May 2013 as the chairman of its audit committee. From 2003 to 2010, he was a director of SNL Financial, a privately owned financial information company, and in addition, from 1998 to 2012 he was a director and shareholder of a family-owned commercial real estate investment partnership.
From 2001 through 2008, Mr. Houlihan was a private investor while he served as transitional Chief Financial Officer for several distressed financial services companies: Sixth Gear, Inc. from October 2007 to November 2008, Sedgwick Claims Management Services from August 2006 until January 2007, Metris Companies from August 2004 to January 2006, and Hudson United Bancorp from January 2001 to November 2003. From 1981 until 2000, and for short-term periods in 2004 and 2007, Mr. Houlihan worked for a number of investment banking companies, which were UBS, J.P. Morgan, Keefe Bruyette & Woods, Bear Stearns and Goldman Sachs. He also held several auditing and accounting positions from June 1977 through June 1981. Mr. Houlihan graduated with an M.B.A. in Finance from New York University Graduate School of Business, and a B.S. in Accounting from Manhattan College. In addition he was licensed as a Certified Public Accountant, but his license is currently inactive.
On March 13, 2015, Mr. Houlihan settled an administrative proceeding brought by the SEC regarding his alleged failure to file on a timely basis required Schedule 13D amendments and Section 16(a) reports relating to his beneficial ownership of securities of First Physicians Capital Group, Inc., or FPCG. Mr. Houlihan is a member of the board of directors of FPCG and a greater than 10% beneficial owner of FPCG securities. In the settlement, Mr. Houlihan did not admit or deny the SEC's allegations, consented to the entry of a cease and desist order requiring him not to cause any violation of Sections 13(d)(2) and 16(a) of the Securities Exchange Act of 1934, as amended, or the Exchange Act, and agreed to pay a civil penalty of $15,000 to the SEC.
TABLE OF CONTENTS
As a consequence of Mr. Houlihan's 30 years of pertinent experience, qualifications and skills including significant financial expertise and literacy, he is well qualified to provide significant and relevant expertise and advice to our board of directors in relation to many areas, including accounting and financial matters.
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Cummins, Houlihan, Keenan or Pearce (during his service as a director during 2015) had or has any direct or indirect relationship with the Company or its subsidiaries, our board of directors affirmatively determined each of them to be independent.
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Mr. Houlihan, our lead independent director, acts as the chair of the executive sessions of the non-management directors.
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Cummins, Houlihan and Keenan, each of whom are "financially literate" under the rules of the NYSE.
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Cummins, Houlihan and Keenan is an independent director.
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Mr. Houlihan is the chair our audit committee, and our board of directors has determined that Mr. Houlihan qualifies as an "audit committee financial expert" as such term is defined in Item 407(d)(5)(ii) of Regulation S-K based on his education and experience in his respective fields.
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Cummins, Houlihan and Keenan, each of whom is an independent director.
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Cummins, Houlihan and Keenan, each of whom is an independent director.
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William A. Houlihan is, and will continue to serve as, our lead independent director.


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www.sec.gov [cached]

0001185292 HOULIHAN WILLIAM A C/O FIVE OAKS INVESTMENT CORP. 540 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10022 1 0 0 0


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www.sec.gov [cached]

0001185292 HOULIHAN WILLIAM A C/O FIVE OAKS INVESTMENT CORP. 540 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10022 1 0 0 0


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www.sec.gov [cached]

0001185292 HOULIHAN WILLIAM A C/O FIVE OAKS INVESTMENT CORP. 540 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10022 1 0 0 0


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www.sec.gov [cached]

0001185292 HOULIHAN WILLIAM A C/O FIVE OAKS INVESTMENT CORP. 540 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10022 1 0 0 0

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