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This profile was last updated on 8/20/15  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. William A. Houlihan

Wrong William A. Houlihan?

Lead Director

Phone: (212) ***-****  HQ Phone
Email: w***@***.com
Five Oaks Investment Corp.
540 Madison Avenue
New York , New York 10022
United States

 
Background

Employment History

Board Memberships and Affiliations

Education

  • B.S. , Magna Cum Laude , Accounting
    Manhattan College
  • M.B.A. , Finance
    New York University Graduate School of Business
  • Bachelor of Science , Magna Cum Laude , Accounting
    Manhattan College
  • Masters of Business Administration , Finance
    New York University Graduate School of Business
75 Total References
Web References
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www.sec.gov, 20 Aug 2015 [cached]
0001185292 HOULIHAN WILLIAM A C/O FIVE OAKS INVESTMENT CORP. 540 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10022 1 0 0 0
William A. ...
www.tiptreefinancial.com, 14 April 2015 [cached]
William A. Houlihan Tiptree | Leadership
...
William A. Houlihan Lead Director, Audit Chair
William A. Houlihan currently serves as Chairman of the Audit Committee and as our Lead Director. He has more than 30 years of business and financial experience. Mr. Houlihan was the Chief Financial Officer of Amalgamated Bank, an FDIC insured commercial bank, from March 2013 until February 2014. Mr. Houlihan has been the Chairman of the Audit Committee and lead director of Five Oaks Investment Corp., a real estate investment trust that invests in residential mortgage-backed securities and residential mortgage loans since March 2013.
Since 2009, he has served on the Board of Directors and as the financial expert on the Audit Committee of First Physicians Capital Group, Inc. ("First Physicians"), a publicly-owned company that provides services to and owns investments in small hospitals and in 2013 became Chairman of the Audit Committee and Non Executive Chairman of the Board of Directors of First Physicians. Mr. Houlihan served on the Board of Directors of SNL Financial, a privately-held company that maintains database financial information on financial institutions, REITs, energy, media and other companies, from 2003 until 2010.
During an eight-year period from 2001 until 2008, Mr. Houlihan was a private investor while he served as transitional Chief Financial Officer for several distressed financial services companies: Sixth Gear, Inc. from 2007 until 2008; Sedgwick Claims Management Services from 2006 until 2007; Metris Companies from 2004 until 2006; and Hudson United Bancorp from 2001 until 2003. Mr. Houlihan also worked as an investment banker at UBS during 2007, J.P. Morgan Securities from 2003 until 2004, KBW, Inc. from 1996 until 2001, Bear, Stearns & Co., Inc. from 1991 until 1996, and Goldman Sachs & Co. from 1981 until 1991. He also held several auditing and accounting positions from 1977 until 1981.
Mr. Houlihan received a B.S., Magna Cum Laude in Accounting in 1977 from Manhattan College, became licensed as a Certified Public Accountant in 1979, and received his M.B.A. in Finance in 1983 from New York University Graduate School of Business.
William ...
www.sec.gov, 21 April 2015 [cached]
William Houlihan(1)
...
Mr. Houlihan is the chair of our audit committee.
...
William Houlihan has been an independent director of our board of directors since the listing of our common stock on the NYSE in March 2013. Mr. Houlihan has more than 30 years of diversified financial sector and business experience. He has served from March 2013 to February 2014 as the chief financial officer for Amalgamated Bank, a privately owned company. He has served since July 2013 as lead independent director and chairman of the audit committee of Tiptree Financial Partners, LP, or Tiptree, a publicly traded financial services holding company; and from August 2010 to July 2013 as lead independent director and chairman of the audit committee for Care Investment Trust, a publicly traded healthcare REIT which merged with Tiptree in July 2013. He has served since 2009 as a director and financial expert on the audit committee of First Physicians Capital Group, an SEC-registered healthcare investment company; from April 2013 to September 2014 as Non-Executive Chairman of its board of directors and since May 2013 as the chairman of its audit committee. From 2003 to 2010, he was a director of SNL Financial, a privately owned financial information company, and in addition, from 1998 to 2012 he was a director and shareholder of a family-owned commercial real estate investment partnership.
From 2001 through 2008, Mr. Houlihan was a private investor while he served as transitional Chief Financial Officer for several distressed financial services companies: Sixth Gear, Inc. from October 2007 to November 2008, Sedgwick Claims Management Services from August 2006 until January 2007, Metris Companies from August 2004 to January 2006, and Hudson United Bancorp from January 2001 to November 2003. From 1981 until 2000, and for short-term periods in 2004 and 2007, Mr. Houlihan worked for a number of investment banking companies, including UBS, J.P. Morgan, Keefe Bruyette & Woods, Bear Stearns and Goldman Sachs. He also held several auditing and accounting positions from June 1977 through June 1981. Mr. Houlihan graduated with an M.B.A. in Finance from New York University Graduate School of Business, and a B.S. in Accounting from Manhattan College. In addition he was licensed as a Certified Public Accountant, but his license is currently inactive.
On March 13, 2015, Mr. Houlihan settled an administrative proceeding brought by the SEC regarding his alleged failure to file on a timely basis required Schedule 13D amendments and Section 16(a) reports relating to his beneficial ownership of securities of First Physicians Capital Group, Inc. (“FPCG”). Mr. Houlihan is a member of the board of directors of FPCG and a greater than 10% beneficial owner of FPCG securities. In the settlement, Mr. Houlihan did not admit or deny the SEC’s allegations, consented to the entry of a cease and desist order requiring him not to cause any violation of Sections 13(d)(2) and 16(a) of the Securities Exchange Act of 1934, as amended, or the Exchange Act, and agreed to pay a civil penalty of $15,000 to the SEC.
As a consequence of Mr. Houlihan’s 30 years of pertinent experience, qualifications and skills including significant financial expertise and literacy, he is well qualified to provide significant and relevant expertise and advice to our board of directors in relation to many areas, including accounting and financial matters.
...
Cummins, Houlihan, Keenan and Pearce are independent directors.
...
Mr. Houlihan, our lead independent director, acts as the chair of the executive sessions of the non-management directors.
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Cummins, Houlihan and Pearce, each of whom are “financially literate” under the rules of the NYSE.
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Cummins, Houlihan and Pearce is an independent director.
...
Mr. Houlihan is the chair our audit committee and our board of directors has determined that Mr. Houlihan qualifies as an “audit committee financial expert” as such term is defined in Item 407(d)(5)(ii) of Regulation S-K based on his education and experience in his respective fields.
...
Cummins, Houlihan and Pearce, each of whom is an independent director.
...
Cummins, Houlihan and Pearce, each of whom is an independent director.
...
William Houlihan is, and will continue to serve as, our lead independent director.
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Cummins, Houlihan and Pearce reporting their respective grants of 1,500 shares of restricted common stock pursuant to the terms of our Manager Equity Plan on August 19, 2014, which were inadvertently not filed until February 13, 2015.
...
The Form 4 for Mr. Houlihan also reported one acquisition made on December 3, 2014.
William Houlihan, ...
www.firstphysicianscapitalgroup.com, 5 July 2015 [cached]
William Houlihan, Director
Mr. Houlihan has more than 30 years of finance experience. He has been chief financial officer for four companies between 2001 and 2008, including Metris and Hudson United Bancorp. Mr. Houlihan was an investment banker for Goldman Sachs and other major Wall Street firms from 1981 to 2000 where he advised CEOs and other corporate officers on a broad range of acquisitions, financings and other corporate transactions. Mr. Houlihan received a B.S. in Accounting in 1977 from Manhattan College, became licensed as a C.P.A. in 1979, and received his M.B.A. in Finance in 1983 from New York University Graduate School of Business.
William Houlihan ...
www.sec.gov, 4 April 2014 [cached]
William Houlihan (1)
...
William A. Houlihan. Mr. Houlihan has served on our Board of Directors since September 29, 2009. Mr. Houlihan has more than 30 years of business and financial experience. For the periods from February 2006 to July 2006, February 2007 to May 2007 and December 2008 through present, Mr. Houlihan was a private investor while he evaluated opportunities to be the Chief Financial Officer of certain companies. Mr. Houlihan has served as Chief Financial Officer for several companies, which were Sixth Gear, Inc. from October 2007 to November 2008, Sedgwick Claims Management Services in Memphis, Tennessee from August 2006 until January 2007, Metris Companies from August 2004 to January 2006, and Hudson United Bancorp from January 2001 to November 2003. He also worked as an investment banker at UBS in New York, New York from June 2007 to September 2007, at J.P. Morgan Securities from November 2003 to July 2004, KBW, Inc. from October 1996 to January 2001, Bear, Stearns & Co., Inc.
...
Mr. Houlihan received a B.S. in Accounting in 1977 from Manhattan College, became licensed as a C.P.A. in 1979, and received his M.B.A. in Finance in 1983 from New York University Graduate School of Business. Based upon Mr. Houlihan’s prior experience as an executive officer of companies in a variety of industries, financial expertise, the Company believes that Mr. Houlihan has the requisite set of skills to serve as a Board and Board committee member of the Company.
...
The Audit Committee currently has two members: Mr. Houlihan and Mr. Sells. Each of Mr. Houlihan and Mr. Sells is an independent director in accordance with the NASDAQ listing standards. None of Mr. Houlihan and Mr. Sells is considered an “audit committee financial expert,” as that term is currently defined under the applicable rules and regulations of the SEC. The Audit Committee does not have an “audit committee financial expert” because it has not been able to identify a qualified candidate.
The Compensation Committee, held one meeting during the fiscal year ended September 30, 2012, is comprised of Dr. Schwartz, Mr. Houlihan and Mr. Sells.
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