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This profile was last updated on 3/20/14  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. Stephen G. Halley

Wrong Stephen G. Halley?

Senior Vice President

Roosevelt Investments
Local Address: California, United States
The Roosevelt Investment Group
317 Madison Avenue, Suite 1004
New York, New York 10017
United States

Company Description: Roosevelt Investments traces its roots back to 1971 when P. James Roosevelt, a cousin of former President Theodore Roosevelt, founded the investment advisory firm,...   more
Background

Employment History

Board Memberships and Affiliations

Education

  • MPA
    University of Nevada
  • BA
    University of Montana
9 Total References
Web References
Our People : Roosevelt Investments
www.rooseveltinvestments.com, 20 Mar 2014 [cached]
Stephen G. Halley, CIMA®
...
Stephen G. Halley, CIMA®
Senior Vice President
(415) 407-7414
shalley@rooseveltinvestments.com
Stephen Halley joined Roosevelt Investments in 2007 as Senior Vice President and Regional Director responsible for sales coverage in the western region. Prior to joining Roosevelt, Mr. Halley was a Regional Director at ING Investment Management, where he covered sales in the southwest region. He was also formerly a Due Diligence Manager at Wells Fargo and a Technical Analyst at the Smith Barney Consulting Group. Mr. Halley earned a BA from the University of Montana and an MPA from the University of Nevada. He was awarded a Certified Investment Management Analyst (CIMA) designation in 2004 and is a member of the Investment Management Consultants Association (IMCA). He currently holds Series 7, 63 and 66 licenses.
ING Investment Management Americas - Leadership
www.inginvestment.com, 17 May 2005 [cached]
Stephen Halley, CIMA Relationship Manager
...
Stephen Halley, CIMA Relationship Manager
Mr. Halley joined ING Investment Management (ING IM) in August 2002, and is responsible for managing ING IM,s regional relationships and affiliated business partners located on the West Coast . He is also responsible for new product development, portfolio/sales analysis, and industry research.Prior to joining ING IM, he was the lead Due Diligence Manager for Wells Fargo,s managed account programs.Prior to Wells Fargo, he was a Consulting Group Technical Analyst for Smith Barney and a Portfolio Assistant for Gabelli Asset Management.Mr. Halley graduated cum laude from the University of Montana, Missoula with a BA, has an MPA from the University of Nevada, Reno, holds NASD Series 7 and 63 licenses, and is a member of the Investment Management Consultants Association.
ING Managed Accounts
www.inginvest.com, 12 Feb 2006 [cached]
Steve Halley, CIMA - Regional Director Phone:415.887.3045 Stephen.Halley@inginvestment.com
Steve Halley is Regional Director representing ING,s managed account products in the Southwest United States and has 10 years of experience in the investment industry.He began at ING as a member of the Business Development Team responsible for new product development and portfolio/sales analysis.He was also responsible for managing ING,s regional and affiliate relationships located on the West Coast.Prior to joining ING in 2002, he was the lead Due Diligence Manager for Wells Fargo,s managed account programs.Prior to Wells Fargo, he was a Consulting Group Technical Analyst for Smith Barney and a Portfolio Assistant for Gabelli Asset Management.Steve graduated cum laude from the University of Montana, Missoula with a B.A., and an M.P.A from the University of Nevada, Reno.He has NASD Series 7 and 63 licenses and is a member of the Investment Management Consultants Association.
Our People | The Roosevelt Investment Group, Inc.
roosevelt.dreamhosters.com, 2 Dec 2012 [cached]
STEPHEN G. HALLEY, CIMA®
Senior Vice President and Regional Director, Western Region (415) 407-7414 shalley@rooseveltinvestments.com
Stephen Halley joined Roosevelt Investments in 2007 as Senior Vice President and Regional Director responsible for sales coverage in the western region. Prior to joining Roosevelt, Mr. Halley was a Regional Director at ING Investment Management, where he covered sales in the southwest region. He was also formerly a Due Diligence Manager at Wells Fargo and a Technical Analyst at the Smith Barney Consulting Group. Mr. Halley earned a BA from the University of Montana and an MPA from the University of Nevada. He was awarded a Certified Investment Management Analyst (CIMA) designation in 2004 and is a member of the Investment Management Consultants Association (IMCA). He currently holds Series 7, 63 and 66 licenses.
STEPHEN G. HALLEY, ...
www.rooseveltinvestments.com, 2 Dec 2011 [cached]
STEPHEN G. HALLEY, CIMA®
Senior Vice President & Regional Director, Western Region (415) 407-7414 shalley@rooseveltinvestments.com
Stephen Halley joined Roosevelt Investments in 2007 as Senior Vice President and Regional Director responsible for sales coverage in the western region. Prior to joining Roosevelt, Mr. Halley was a Regional Director at ING Investment Management, where he covered sales in the southwest region. He was also formerly a Due Diligence Manager at Wells Fargo and a Technical Analyst at the Smith Barney Consulting Group. Mr. Halley earned a BA from the University of Montana and an MPA from the University of Nevada. He was awarded a Certified Investment Management Analyst (CIMA) designation in 2004 and is a member of the Investment Management Consultants Association (IMCA). He currently holds Series 7, 63 and 66 licenses.
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