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This profile was last updated on 11/17/14  and contains information from public web pages.

Senior Vice President and Head of...

Email: s***@***.com
Local Address: Dublin, Ireland
Brown Brothers Harriman & Co.
140 Broadway
New York , New York 10005
United States

Company Description: A global leader with close to 200 years of experience, Brown Brothers Harriman (BBH) helps many of the world's most sophisticated mutual funds, investment managers,...   more

Employment History


  • BS degree , business administration
    Mary Washington College
7 Total References
Web References
Sean M. Tuffy Senior ..., 17 Nov 2014 [cached]
Sean M. Tuffy Senior Vice President, Head of Regulatory Intelligence Brown Brothers Harriman
Sean M. Tuffy is a Senior Vice President, and Head of Regulatory Intelligence at Brown Brothers Harriman. He is based in Dublin, Ireland. Sean has 15 years of experience in the cross-border fund industry. He joined BBH in 2006, prior to which he worked at State Street Corporation in Boston and Dublin. Sean participates actively in industry groups, including the Irish Funds Industry Association, International Securities Lending Association and the Association of Global Custodians. His insights on global financial regulations are sought after, and he frequently presents them at conferences and in publications. Sean has a BS degree in business administration from Mary Washington College.
Before any SIFI designations or lawsuits, ..., 26 May 2014 [cached]
Before any SIFI designations or lawsuits, "the discussion needs to come down to a much more detailed level, and the definitional issues really need to be worked out," said Sean Tuffy, Dublin-based senior vice president and head of regulatory intelligence for Brown Brothers Harriman & Co., a custodian bank whose customers have a cumulative $4 trillion in assets.
"When you make last-minute deals, you ..., 21 May 2014 [cached]
"When you make last-minute deals, you make compromises you would not make if you would have had more time so there is likely to be pressure to change things," said Sean Tuffy, a senior vice president at Brown Brothers Harriman. "The new open access to clearing provision, which was a highly contentions point during the drafting of MiFID 2, is one area that we should expect to see pressure to change," Tuffy said.
"One has to imagine that the ... [cached]
"One has to imagine that the depositary passport, which doesn't belong in Ucits VI, is a long way off," Sean Tuffy, vice president, regulatory strategy at Brown Brothers Harriman, told attendees.
November - Financial Times Mandate [cached]
John R. Siena, director of European legal operations and Sean M. Tuffy, European accounting product manager, Brown Brothers Harriman unravel the complex nature of a transparent pooling product.
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