Need more? Try out  Advanced Search (20+ criteria)»

logo

Last Update

This profile was last updated on 12/5/2016 and contains contributions from the  Zoominfo Community.

is this you? Claim your profile.

Wrong Sean Firley?

Sean W. Firley

Senior Regional Counsel

Financial Industry Regulatory Authority , Inc.

HQ Phone:  (301) 590-6500

Direct Phone: (561) ***-****direct phone

GET ZOOMINFO GROW

+ Get 10 Free Contacts a Month

Please agree to the terms and conditions.

I agree to the  Terms of Service and  Privacy Policy. I understand that I will receive a subscription to ZoomInfo Grow at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

THANK YOU FOR DOWNLOADING!

computers
  • 1.Download
    ZoomInfo Grow
    v sign
  • 2.Run Installation
    Wizard
  • 3.Check your inbox to
    Sign in to ZoomInfo Grow

I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

Financial Industry Regulatory Authority , Inc.

1735 K Street, Nw

Washington, D.C., District of Columbia,20006

United States

Company Description

FINRA, the Financial Industry Regulatory Authority, is the largest independent regulator for all securities firms doing business in the United States. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and...more

Background Information

Employment History

Attorney

Atkinson , Diner , Stone , Mankuta & Ploucha , P.A.


Litigator

Morgan , Lewis & Bockius LLP


Regional Counsel To the Enforcement Department

National Association of Securities Dealers , Inc.


Regional Counsel

NASD n/k/a FINRA


Affiliations

The Florida Bar

Member


Education

B.S.

Georgetown University


J.D.

Stetson College of Law


Web References(7 Total References)


Atkinson, Diner, Stone, Mankuta & Ploucha, P.A.

www.atkinson-diner.com [cached]


www.atkinson-diner.com

Sean W. Firley


Atkinson, Diner, Stone, Mankuta & Ploucha, P.A.

www.atkinson-diner.com [cached]

Sean W. Firley


Atkinson, Diner, Stone, Mankuta & Ploucha, P.A.

www.atkinson-diner.com [cached]

Sean W. Firley
Atkinson, Diner, Stone, Mankuta & Ploucha, P.A. Sean W. Firley Sean W. Firley Sean is a commercial litigator with several years of experience advising clients on regulatory enforcement matters before the NASD, the United States Securities and Exchange Commission and the Florida Office of Financial Regulation. Prior to joining the firm, Sean was Regional Counsel to the Enforcement Department of NASD's Florida District Office, where he prosecuted NASD members for violations of NASD Rules and the Federal securities laws. While at NASD, Sean successfully prosecuted cases involving, among other things, violations of anti-money laundering rules, unauthorized trading, reporting violations, SEC Rule 10b-5 (and other fraudulent representations and omissions), variable annuities, selling away, settling away, conversion and related supervisory failures. Prior to NASD, Sean was a litigator at Morgan Lewis & Bockius where he concentrated his practice in the defense of individuals and entities involved in NASD customer arbitrations and securities regulatory investigations. In addition to his experience in securities regulation and litigation, Sean has extensive experience in complex commercial litigation, including cases involving breach of contract, fraud, fair credit reporting, professional malpractice and real estate litigation. Sean received his B.S. from Georgetown University in 1993 and his J.D. from Stetson College of Law in 1997, cum laude. After graduation from law school, Sean served as law clerk to the Honorable James C. Dauksch, Jr. at the Fifth District Court of Appeal. Sean is a member of the Florida Bar and is admitted to practice before the United States Court of Appeals for the Eleventh Circuit and the United States District Court for the Southern, Middle and Northern Districts of Florida. Sean can be reached by email at swf@atkinson-diner.com.


Press Releases

www.atkinson-diner.com [cached]

Sean W. Firley has joined the firm as an associate attorney practicing business litigation.


Similar Profiles

city

Browse ZoomInfo's Business
Contact Directory by City

city

Browse ZoomInfo's
Business People Directory

city

Browse ZoomInfo's
Advanced Company Directory