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National Regulatory Services Inc
323-A Main Street P.O. Box 71
NRS provides program audit services for some of the nation's largest broker-dealers. We start with a dedicated account team, focused on your business, to help you plan and design a field audit program. Our powerful combination of people, ComplianceMAX Aud...
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Sandra StevensonSenior ConsultantNRS
Sandra Stevenson - Senior ...
Sandra Stevenson - Senior Consultant, Investment Adviser Services
Sandra StevensonNational Regulatory Services - Meet Our Professionals
...Sandra StevensonSenior Consultant, Investment Adviser ServicesSandra Stevenson joined the Investment Adviser Services department of NRS in February, 1999.
role as a Senior Consultant, Sandra drafts customized Form ADVs and policy manuals for investment advisers.Sandra
has worked with numerous dual registrants on the intricacies of wrap fee programs, fee in lieu of commission arrangements and other fee arrangements.Sandra
works with investment advisory clients to effect their registration and assists with all their compliance needs.Sandra
also conducts on-site compliance reviews of investment adviser firms.Sandra
is responsible for the creation and presentation of Desktop Seminars on various investment adviser compliance issues and is a speaker at NRS Conferences.Sandra
was instrumental in the initiation and development of "Compliance Alliance," an on-going NRS service which partners IA compliance personnel with NRS experts to provide subscribers with regulatory requirements and guidance on a timely basis.With her
very detail-oriented work ethic, Sandra
also focuses on researching various state regulations and tracking variances among regulations. Prior to joining NRS, Sandra spent numerous years working in the high fashion industry, traveling extensively to Europe, and assisting with business development.
Sandra StevensonSenior Consultant, Investment Adviser Services
National Regulatory Services - Meet Our Professionals
Sandra StevensonConsultant, Investment Adviser Services