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2015-08-23T00:00:00.000Z

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Wrong Robert Healy?

Robert Healy E.

Commissioner

Securities and Exchange Commission

HQ Phone: (202) 942-8088

Securities and Exchange Commission

100 F St. NE

Washington DC, District of Columbia 20549

United States

Company Description

June 19, 2013 - The Securities and Exchange Commission announced that it has issued its second ever whistleblower incentive award. The whistleblower award program was established as part of the 2009 Dodd-Frank legislation and seeks to encourage whistleblo ... more

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Background Information

Employment History

Commissioner
Harvard Business School Alumni Association

Commissioner
Investment Company Institute

Web References (25 Total References)


Papers (1930s) | Papers | Virtual Museum and Archive of the History of Financial Regulation

www.sechistorical.com [cached]

Letter from SEC Commissioner Robert Healy to Joseph P. Kennedy on the repercussions of the Utilities Act


The Institution of Experience: Self-Regulatory Organizations in the Securities Industry, 1792-2010 (Conservative Resurgence) | Galleries | Virtual Museum and Archive of the History of Financial Regulation

www.sechistorical.com [cached]

SEC Commissioner Robert Healy's comments on material relating to interstate commerce and restraint of trade aspects of the NYSE rule

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SEC Commissioner Robert Healy's suggestions on multiple trading hearing


Papers (1930s) | Papers | Virtual Museum and Archive of the History of Financial Regulation

www.sechistorical.com [cached]

Address of SEC Commissioner Robert E. Healy at the Annual Meeting of the National Association of Railroad and Utilities Commissioners

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The Next Step in Accounting - Address of SEC Commissioner Robert E. Healy before American Accounting Association


Papers (1930s) | Papers | Virtual Museum and Archive of the History of Financial Regulation

www.sechistorical.com [cached]

Letter from William O. Douglas to SEC Commissioner Robert Healy on the Whitney Report

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Memo from William O. Douglas to SEC Commissioner Robert Healy on United Light and Power, and Electric Bond and Share
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SEC Commissioner Robert Healy's comments on material relating to interstate commerce and restraint of trade aspects of the NYSE rule
...
SEC Commissioner Robert Healy's suggestions on multiple trading hearing
...
Address of SEC Commissioner Robert E. Healy before the Harvard Business School Alumni Association


As a startling indication of how ...

shaylasbmcphee.tumblr.com [cached]

As a startling indication of how pervasive abusive practices had been in the years preceding the Great Crash, Robert E Healy, the SEC Commissioner who led the commission's post-crash investigation into the industry, noted in a statement before the subcommittee of the Committee on Banking and Currency, which was scrutinising the proposed Investment Company Act, that at one of their examinations two witnesses had been describing the manner in which they had depleted the assets of some investment trusts which they had formerly dominated. He had later learned that these same individuals "almost literally took time off from the public examination in order to complete their arrangements to loot some other investment trusts which had come under their control".

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