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This profile was last updated on 8/28/14  and contains information from public web pages and contributions from the ZoomInfo community.

Ralph A. Jackson III

Wrong Ralph A. Jackson III?

Senior Vice President- Financial ...

Email: r***@***.com
Local Address: Los Angeles, California, United States
Morgan Stanley Smith Barney
 
Background

Employment History

  • Senior Vice Presidet- Financial Advisor
    UBS AG
Web References
The suit alleges that Mr. Sweeney's ...
www.investmentnews.com, 14 July 2013 [cached]
The suit alleges that Mr. Sweeney's broker at UBS, Ralph A. Jackson III, invested half his multimillion-dollar portfolio in a series of risky private placements that turned sour.
...
Mr. Sweeney was introduced to Mr. Jackson in 1997 or 1998 when the broker was with Salomon Smith Barney, according to the suit.
...
As an unsophisticated investor, Mr. Sweeney was "heavily reliant" on Mr. Jackson to invest his money conservatively, the claim alleges.
...
In January 2002, when Mr. Jackson moved to UBS, Mr. Sweeney's portfolio was 73% invested in municipal bonds, in addition to some large-cap stocks, according to the suit.
...
Over the next five years, however, Mr. Jackson put $6.85 million of Mr. Sweeney's portfolio into 11 private-equity investments that were misrepresented as safe and suitable, the suit alleges.
...
Mr. Sweeney also claims that Mr. Jackson moved another $2.7 million into two private-equity investments without his knowledge.
...
Mr. Jackson joined Morgan Stanley in 2008.
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A message left for Mr. Jackson wasn't returned.
...
The firm and Mr. Jackson haven't yet responded to the charges, according to court filings.
The suit, alleges that Mr. Sweeney's ...
www.investmentnews.com, 9 July 2013 [cached]
The suit, alleges that Mr. Sweeney's broker at UBS, Ralph A. Jackson III, invested half of his multimillion-dollar portfolio in a series of risky private placements that subsequently turned sour.
...
In January 2002, when Mr. Jackson moved to UBS, Mr. Sweeney's portfolio was 73% invested in municipal bonds, in addition to some large-cap stocks, according to the suit.
...
Over the next five years, however, Mr. Jackson put $6.85 million of his portfolio into 11 private-equity investments that were misrepresented as safe and suitable, ultimately losing $4.9 million, the suit alleges. Mr. Sweeney also claims that Mr. Jackson moved another $2.7 million into two private-equity investments without his knowledge.
...
Mr. Jackson joined Morgan Stanley in 2008.
...
The firm and Mr. Jackson have not yet responded to the charges, according to court filings.
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