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2015-10-20T00:00:00.000Z

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Wrong Ralph Jackson?

Ralph Jackson A. III

Senior Vice President

Morgan Stanley Smith Barney LLC

HQ Phone: (914) 225-5510

Email: r***@***.com

Morgan Stanley Smith Barney LLC

2000 Westchester Ave

Purchase, New York 10577

United States

Company Description

Morgan Stanley Smith Barney, a global leader in wealth management, provides access to a wide range of products and services to individuals, businesses and institutions, including brokerage and investment advisory services, financial and wealth planning, c ... more

Find other employees at this company (6,110)

Background Information

Employment History

Senior Vice President- Financial Advisor
Morgan Stanley Smith Barney LLC

Affiliations

Senior Vice Presidet- Financial Advisor
UBS PaineWebber Inc

Web References (2 Total References)


The suit alleges that Mr. Sweeney's ...

www.investmentnews.com [cached]

The suit alleges that Mr. Sweeney's broker at UBS, Ralph A. Jackson III, invested half his multimillion-dollar portfolio in a series of risky private placements that turned sour.

...
Mr. Sweeney was introduced to Mr. Jackson in 1997 or 1998 when the broker was with Salomon Smith Barney, according to the suit.
...
As an unsophisticated investor, Mr. Sweeney was "heavily reliant" on Mr. Jackson to invest his money conservatively, the claim alleges.
...
In January 2002, when Mr. Jackson moved to UBS, Mr. Sweeney's portfolio was 73% invested in municipal bonds, in addition to some large-cap stocks, according to the suit.
...
Over the next five years, however, Mr. Jackson put $6.85 million of Mr. Sweeney's portfolio into 11 private-equity investments that were misrepresented as safe and suitable, the suit alleges.
...
Mr. Sweeney also claims that Mr. Jackson moved another $2.7 million into two private-equity investments without his knowledge.
...
Mr. Jackson joined Morgan Stanley in 2008.
...
A message left for Mr. Jackson wasn't returned.
...
The firm and Mr. Jackson haven't yet responded to the charges, according to court filings.


The suit, alleges that Mr. Sweeney's ...

www.investmentnews.com [cached]

The suit, alleges that Mr. Sweeney's broker at UBS, Ralph A. Jackson III, invested half of his multimillion-dollar portfolio in a series of risky private placements that subsequently turned sour.

...
In January 2002, when Mr. Jackson moved to UBS, Mr. Sweeney's portfolio was 73% invested in municipal bonds, in addition to some large-cap stocks, according to the suit.
...
Over the next five years, however, Mr. Jackson put $6.85 million of his portfolio into 11 private-equity investments that were misrepresented as safe and suitable, ultimately losing $4.9 million, the suit alleges. Mr. Sweeney also claims that Mr. Jackson moved another $2.7 million into two private-equity investments without his knowledge.
...
Mr. Jackson joined Morgan Stanley in 2008.
...
The firm and Mr. Jackson have not yet responded to the charges, according to court filings.

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