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This profile was last updated on 10/10/14  and contains information from public web pages and contributions from the ZoomInfo community.

Nick Katerinakis

Wrong Nick Katerinakis?

Chief Compliance Officer, Canada

Local Address: Toronto, Ontario, Canada
Goldman , Sachs & Co.
200 West Street
New York, New York 10282
United States

Company Description: The Goldman Sachs Group, Inc. (Goldman Sachs) is a global investment banking, securities and investment management firm that provides a range of services worldwide...   more
Background

Employment History

Web References
Nick ...
www.iiroc.ca, 11 Dec 2010 [cached]
Nick Katerinakis Goldman Sachs Canada Inc.
...
Nick Katerinakis Goldman Sachs Canada Inc.
TWC International
www.twcinternational.com, 23 Sept 2007 [cached]
Nick Katerinakis Vice President & Chief Compliance Officer at Goldman Sachs Canada.
Conference Reports
www.federatedpress.com, 21 Sept 2009 [cached]
Nick Katerinakis
...
Nick Katerinakis Canadian Imperial Bank of Commerce (CIBC)
...
Nick Katerinakis, Director, Legal and Compliance Division, Enterprise-Wide Compliance, CIBC (Achieving Effective Compliance Oversight and the Role of Monitoring and Testing by Compliance).
Nick Katerinakis is a Director with CIBC in the Legal and Compliance Division and currently the deputy head of the Enterprise-Wide Compliance Department that is responsible for the identification, reporting and management of compliance risks and issues and the implementation of key compliance initiatives globally. Previously, he was a Vice President with RBC Capital Markets in the Global Institutional Compliance Department practicing in securities compliance, conflict management and "control room" activities. Mr. Katerinakis provides advice on all aspects of compliance, regulatory and financial services law and has had extensive exposure to audit, tax, corporate law and governance. Admitted to the Ontario Bar, he is a long-standing member of the Canadian Bar Association, American Bar Association, the Legal and Compliance Section and Anti-Money Laundering Committee of the Investment Dealers Association of Canada.
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