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Wrong Nick Katerinakis?

Mr. Nick Katerinakis

Chief Compliance Officer, Canada

Goldman , Sachs & Co.

Direct Phone: (416) ***-****       

Email: n***@***.com

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Goldman , Sachs & Co.

200 West Street

New York City, New York 10282

United States

Company Description

Since 1986, the Merchant Banking Division of Goldman Sachs has raised over $140 billion of capital in equity, credit and real estate funds to invest in a variety of geographies, industries and transaction types. With Merchant Banking representatives in si ... more

Find other employees at this company (40,024)

Background Information

Employment History

Head, Legislative Compliance Management

Canadian Imperial Bank of Commerce

Vice President, Institutional Compliance

RBC Capital Markets

Deputy Head of the Compliance Department

Enterprise-Wide Compliance


Long-Standing Member
Canadian Bar Association

Web References (4 Total References)

Candidate Testimonials - TWC International [cached]

Nick Katerinakis Vice President & Chief Compliance Officer,Goldman Sachs Canada.

TWC International [cached]

Nick Katerinakis Vice President & Chief Compliance Officer at Goldman Sachs Canada.

Compliance & Legal Section [cached]

Nick Katerinakis Goldman Sachs Canada Inc.

Nick Katerinakis Goldman Sachs Canada Inc.

Conference Reports [cached]

Nick Katerinakis

Nick Katerinakis Canadian Imperial Bank of Commerce (CIBC)
Nick Katerinakis, Director, Legal and Compliance Division, Enterprise-Wide Compliance, CIBC (Achieving Effective Compliance Oversight and the Role of Monitoring and Testing by Compliance).
Nick Katerinakis is a Director with CIBC in the Legal and Compliance Division and currently the deputy head of the Enterprise-Wide Compliance Department that is responsible for the identification, reporting and management of compliance risks and issues and the implementation of key compliance initiatives globally. Previously, he was a Vice President with RBC Capital Markets in the Global Institutional Compliance Department practicing in securities compliance, conflict management and "control room" activities. Mr. Katerinakis provides advice on all aspects of compliance, regulatory and financial services law and has had extensive exposure to audit, tax, corporate law and governance. Admitted to the Ontario Bar, he is a long-standing member of the Canadian Bar Association, American Bar Association, the Legal and Compliance Section and Anti-Money Laundering Committee of the Investment Dealers Association of Canada.

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