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1735 K Street, Nw
Washington, D.C., District of Columbia 20006
FINRA, the Financial Industry Regulatory Authority, is the largest independent regulator for all securities firms doing business in the United States. FINRA is dedicated to investor protection and market integrity through effective and efficient regulatio ... more
Manager of Media Relations
"It's tough," says
"It's tough," says Nancy Condon, a spokeswoman for the Financial Industry Regulatory Authority, an industry-funded watchdog based in Washington D.C. that licenses and monitors brokers and punishes those that break the rules. "You really don't know what you don't know."
FINRA Releases Guidance on Liquidity Risk Management Practices | FINRA.org
York College of Pennsylvania
Abacus Data Systems Inc
World Wildlife Fund