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Wrong Nancy Condon?

Nancy A. Condon

Spokeswoman

Financial Industry Regulatory Authority , Inc.

HQ Phone:  (301) 590-6500

Direct Phone: (202) ***-****direct phone

Email: c***@***.org

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I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

Financial Industry Regulatory Authority , Inc.

1735 K Street, Nw

Washington, D.C., District of Columbia,20006

United States

Company Description

FINRA, the Financial Industry Regulatory Authority, is the largest independent regulator for all securities firms doing business in the United States. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and... more

Find other employees at this company (4,637)

Background Information

Employment History

Manager of Media Relations

Freddie Mac incorporated


Spokeswoman

NASD Regulation , Inc.


Web References(136 Total References)


www.timesunion.com

"It's tough," says Nancy Condon, a spokeswoman for the Financial Industry Regulatory Authority, an industry-funded watchdog based in Washington D.C. that licenses and monitors brokers and punishes those that break the rules.
"You really don't know what you don't know." The best thing investors can do, Condon and others say, is educate themselves about their broker, as well as what products they plan to sell you and what they will charge to manage your investments. Condon, the FINRA spokeswoman, said it's difficult to pass judgment on a settlement without knowing the details, which are located in the FINRA report. "But it's impossible to get that message across," Condon said.


www1.finra.org

Nancy A. Condon
Vice President, Media Relations and Internet Services


www.investmentnews.com

The letter was sent to more than a dozen firms, according to Finra spokeswoman Nancy Condon.
In addition, a culture review will be included in some other exams, she said.


www.securitieslawyer.com

FINRA spokeswoman Nancy Condon wrote that the self-regulator wanted to clarify "issues relating to who is considered a 'customer' and provide greater detail on what investment strategies are covered."


www.investmentnews.com

"This has absolutely nothing to do with [the DOL proposal]," said Nancy Condon, a Finra spokeswoman.


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