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2016-08-30T00:00:00.000Z

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Wrong Nancy Condon?

Ms. Nancy A. Condon

Direct Phone: (202) ***-****       

Email: c***@***.org

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Financial Industry Regulatory Authority , Inc.

1735 K Street, Nw

Washington Dc, District of Columbia 20006

United States

Company Description

FINRA, the Financial Industry Regulatory Authority, is the largest independent regulator for all securities firms doing business in the United States. FINRA is dedicated to investor protection and market integrity through effective and efficient regulatio ... more

Find other employees at this company (4,318)

Background Information

Employment History

Manager of Media Relations

Freddie Mac incorporated

Web References (122 Total References)


"It's tough," says Nancy ...

www.timesunion.com [cached]

"It's tough," says Nancy Condon, a spokeswoman for the Financial Industry Regulatory Authority, an industry-funded watchdog based in Washington D.C. that licenses and monitors brokers and punishes those that break the rules. "You really don't know what you don't know."

The best thing investors can do, Condon and others say, is educate themselves about their broker, as well as what products they plan to sell you and what they will charge to manage your investments.
...
Condon, the FINRA spokeswoman, said it's difficult to pass judgment on a settlement without knowing the details, which are located in the FINRA report.
...
"But it's impossible to get that message across," Condon said.


Nancy A. Condon Vice ...

www1.finra.org [cached]

Nancy A. Condon Vice President, Media Relations and Internet Services


The letter was sent to more ...

www.investmentnews.com [cached]

The letter was sent to more than a dozen firms, according to Finra spokeswoman Nancy Condon. In addition, a culture review will be included in some other exams, she said.


FINRA Releases Guidance on Liquidity Risk Management Practices | FINRA.org

www.finra.org [cached]

Nancy Condon (202) 728-8379


FINRA spokeswoman Nancy ...

www.securitieslawyer.com [cached]

FINRA spokeswoman Nancy Condon wrote that the self-regulator wanted to clarify "issues relating to who is considered a 'customer' and provide greater detail on what investment strategies are covered."

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