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AFA Financial Group LLC
Registered Investment Advisor
Planned Asset Management LLC
Financial Planning Association
Specialist Advisor In Motivational Company Retirement, Savings and Insurance Programs
Technology MarketForce Inc.
Quantitative Strategies Inc
Watts Foundation Community Trust
Chairman of the Planned Giving Committee
Pacific Lodge Youth Services
Bachelor of Science degree
San Diego State University
That makes the second independent broker-dealer that has bitten the dust in as many months.
In March, GunnAllen Financial Inc., was shut down when it could not meet its net-capital requirement. (More on the fall of Gunn Allen).
What's more, after conversations with industry lawyers and observers, Mr. Reiff said that as many as 35 other broker-dealers could be facing a similar fate.
AFA Financial, which is located in Calabasas, Calif., made the decision on its own to close, Mr. Reiff said.
The B-D was "clobbered" by the historic downturn in the stock market in 2008 and 2009,
Tangerine Promotions Inc
Farm Equipment Manufacturers Association
Deutsche Bank AG