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This profile was last updated on 1/30/13  and contains information from public web pages.

Ms. Melissa Lawson

Wrong Melissa Lawson?

Chief Compliance Officer, Associa...

Phone: (646) ***-****  HQ Phone
RCap Securities Inc
1211 Avenue Of The Americas Suite 2902
New York, New York 10036
United States

Company Description: RCap is a self-clearing broker dealer that is approved to conduct the following businesses:    - Operate a matched book, securities lending, and...   more
Background

Employment History

Board Memberships and Affiliations

  • Lead Advisor To the Executive Management Team
    Private Client Services
Web References
RCap Securities, Inc. : Management Team
www.rcapsecurities.com, 30 Jan 2013 [cached]
Melissa Lawson Chief Compliance Officer, Associate General Counsel, Corporate Secretary; Registered Series 7, 9, 10, 23 and 63
RCap Securities, Inc. : Melissa Lawson
www.rcapsecurities.com, 30 Jan 2013 [cached]
Melissa Lawson RCap Securities, Inc. : Melissa Lawson
...
Melissa Lawson Chief Compliance Officer, Associate General Counsel, Corporate Secretary;
...
Ms. Lawson is Chief Compliance Officer, Associate General Counsel, Corporate Secretary. From 2006 until June 2008, she was a Senior Compliance Officer at Bear Stearns where she served as lead advisor to the Private Client Services executive management team on rules and regulations applicable to the retail and advisory business. From 2004 until 2006, Ms. Lawson served as Investment Management Counsel at Brown Brothers Harriman with responsibility for NYSE and 1940 Act compliance and other responsibilities. She also held similar roles at Smith Barney, Galway Capital and Advest.
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