Share This Profile
Share this profile on Facebook.
Link to this profile on LinkedIn.
Tweet this profile on Twitter.
Email a link to this profile.
See other services through which you can share this profile.
This profile was last updated on 8/28/13  and contains information from public web pages.

Mr. Larry J. Dearman Sr.

Wrong Larry J. Dearman Sr.?

Charges Oklahoma Investment Advis...

Phone: (202) ***-****  HQ Phone
Securities and Exchange Commission
100 F St. NE
Washington DC , District of Columbia 20549
United States

Company Description: June 19, 2013 - The Securities and Exchange Commission announced that it has issued its second ever whistleblower incentive award. The whistleblower award program...   more
Background

Employment History

  • Investment Consultant
    The Focus Group

Board Memberships and Affiliations

  • Treasurer
    Rhode Island
  • Senior Investment Advisor
    U.S. Securities and Exchange Commission

Education

  • Bachelor of Science degree , Communications
    Oklahoma Wesleyan College
  • salutatorian
    Wynona High School
38 Total References
Web References
SEC Litigation News | James A. Dunlap Jr. & Associates
www.jamesdunlaplaw.com [cached]
Larry J. Dearman, et al.
...
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 22789 / August 27, 2013 Securities and Exchange Commission v. Larry J. Dearman, et al., Civil Action No. 4:13-cv-553-GKF-TLW (N.D. Ok.) SEC Charges Oklahoma Investment Adviser and Cohort with Fraud On August ... Continue reading →
Posted inSEC Litigation News | Leave a comment
Larry J. Dearman, et al. | James A. Dunlap Jr. & Associates
www.jamesdunlaplaw.com [cached]
Larry J. Dearman, et al.
...
Securities and Exchange Commission v. Larry J. Dearman, et al., Civil Action No. 4:13-cv-553-GKF-TLW (N.D. Ok.)
SEC Charges Oklahoma Investment Adviser and Cohort with Fraud
On August 27, 2013, the Securities and Exchange Commission brought securities fraud charges against former investment adviser Larry J. Dearman, Sr. and his close friend, Marya Gray, in connection with fraudulent securities offerings that raised at least $4.7 million from more than 30 of Dearman's advisory clients.
...
The complaint, filed in the U.S. District Court in Tulsa, Oklahoma, alleges that Dearman invested his clients in various businesses that Gray owned in Bartlesville, Oklahoma.
...
According to the Commission, Dearman and Gray misled investors about the safety of the investments and how their funds would be used, telling them, for instance, that investor funds would be used to purchase equipment for one of Gray's companies, Bartnet Wireless Internet, Inc.
...
In truth, however, Gray and Dearman squandered the vast majority of investor funds on gambling, personal expenses, and Ponzi payments.
...
The complaint also alleges that Dearman stole roughly $700,000 from some of his clients through various ruses.
The complaint alleges that Dearman and Gray violated or aided and abetted violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and (2) of the Investment Advisers Act of 1940.
Larry J. Dearman, et al. | James A. Dunlap Jr. & Associates
www.jamesdunlaplaw.com [cached]
Larry J. Dearman, et al.
...
Securities and Exchange Commission v. Larry J. Dearman, et al., Civil Action No. 4:13-cv-553-GKF-TLW (N.D. Ok.)
SEC Charges Oklahoma Investment Adviser and Cohort with Fraud
On August 27, 2013, the Securities and Exchange Commission brought securities fraud charges against former investment adviser Larry J. Dearman, Sr. and his close friend, Marya Gray, in connection with fraudulent securities offerings that raised at least $4.7 million from more than 30 of Dearman's advisory clients.
...
The complaint, filed in the U.S. District Court in Tulsa, Oklahoma, alleges that Dearman invested his clients in various businesses that Gray owned in Bartlesville, Oklahoma.
...
According to the Commission, Dearman and Gray misled investors about the safety of the investments and how their funds would be used, telling them, for instance, that investor funds would be used to purchase equipment for one of Gray's companies, Bartnet Wireless Internet, Inc.
...
In truth, however, Gray and Dearman squandered the vast majority of investor funds on gambling, personal expenses, and Ponzi payments.
...
The complaint also alleges that Dearman stole roughly $700,000 from some of his clients through various ruses.
The complaint alleges that Dearman and Gray violated or aided and abetted violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and (2) of the Investment Advisers Act of 1940.
August | 2013 | James A. Dunlap Jr. & Associates
www.jamesdunlaplaw.com [cached]
Larry J. Dearman, et al.
...
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 22789 / August 27, 2013 Securities and Exchange Commission v. Larry J. Dearman, et al., Civil Action No. 4:13-cv-553-GKF-TLW (N.D. Ok.) SEC Charges Oklahoma Investment Adviser and Cohort with Fraud On August ... Continue reading →
Posted inSEC Litigation News | Leave a comment
Rhode Island Treasurer Misleading Public Is Worse Than Withholding Hedge Fund Information | James A. Dunlap Jr. & Associates
www.jamesdunlaplaw.com [cached]
Larry J. Dearman, et al. →
Rhode Island Treasurer Misleading Public Is Worse Than Withholding Hedge Fund Information
...
Larry J. Dearman, et al. →
Leave a Reply Cancel reply
Other People with the name "Dearman":
Other ZoomInfo Searches
Accelerate your business with the industry's most comprehensive profiles on business people and companies.
Find business contacts by city, industry and title. Our B2B directory has just-verified and in-depth profiles, plus the market's top tools for searching, targeting and tracking.
Atlanta | Boston | Chicago | Houston | Los Angeles | New York
Browse ZoomInfo's business people directory. Our professional profiles include verified contact information, biography, work history, affiliations and more.
Browse ZoomInfo's company directory. Our company profiles include corporate background information, detailed descriptions, and links to comprehensive employee profiles with verified contact information.