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This profile was last updated on 6/19/15  and contains information from public web pages and contributions from the ZoomInfo community.

Group Regulatory Director

Phone: +44 *** *** ****  HQ Phone
Perspective Financial Group Limited
Paradigm House Brooke Court
Wilmslow , Cheshire SK9 3ND
United Kingdom

Company Description: Perspective announced the takeover as it unveiled maiden results that showed it made an operating profit of £450,000 on turnover of £3.1 million in 2008. The firm...   more
Background

Employment History

Education

  • Diploma , Financial Planning
  • degree of leniency
89 Total References
Web References
People | Perspective Financial Group Limited Perspective Financial Group Limited
www.pfgl.co.uk, 19 June 2015 [cached]
Julie Hepworth Group Regulatory Manager
Julie has responsibility for the Perspective regulatory framework and ensuring that all Group firms are prepared for the demands of the RDR operating environment.
With over 15 years experience in the financial services industry, Julie joined Perspective from Paradigm Partners LLP where she worked as a Business Consultant to directly authorised firms of IFAs. Prior to this, Julie worked as Training and Competence Manager for Bradford and Bingley and as an IFA. Julie holds the Diploma in Financial Planning, is an Associate of the Chartered Institute for Securities & Investment and is a member of the PFS.
People | Perspective Financial Group Limited
www.pfgl.co.uk, 14 Aug 2014 [cached]
Julie Hepworth
...
Julie Hepworth Group Regulatory Director
Julie is responsible for the design, execution and oversight of the Group's Regulatory Framework. Julie is a main board director of Perspective and also sits on a number of Perspective subsidiary Boards. Julie holds the Diploma in Financial Planning, is an Associate of the Chartered Institute for Securities & Investment and sits on the Association of Professional Financial Advisers (APFA) Council.
With nearly two decades of experience in the Financial Services industry, Julie is a specialist in Regulation, Risk and Governance.
National IFA predicts FSA ‘leniency’ over independence « Perspective Financial Group Limited
www.pfgl.co.uk, 15 Dec 2013 [cached]
Julie Hepworth, group regulatory manager at Perspective Financial Group, told FTAdviser that the regulator will have a "degree of leniency" in the first couple of months of the Retail Distribution Review, which is implemented from 1 January 2013.
She highlighted that advisers will not have a choice about the move to adviser charging from fees, as this will be dictated by providers and it will simply be a case of "switching" over the Christmas period.
However, Ms Hepworth said that given the FSA will be going through its own changes to the Financial Conduct Authority, they will be "very pre-occupied" with that and so is unlikely to issue fines immediately for non-compliance with the new independence criteria, for example.
She said: "With the independent and restricted advice models, I think there will be a period of time where the FSA, or what will be the FCA, will issue further guidance and will want to be seen to be helping firms through this transitional period.
"It would be very harsh for them to start issuing fines at this point."
Ms Hepworth also highlighted that she believes the regulator has reviews planned for 2014, when they will look at the effectiveness of the RDR and "that is when we will start to see some enforcement cases with firms that just haven't taken it seriously".
Julie Hepworth is group ...
www.pfgl.co.uk, 15 Dec 2013 [cached]
Julie Hepworth is group regulatory director at Perspective Financial Group.
IFA firms can find the most suitable PI cover and future-proof their businesses by taking a proactive approach when providing information to insurers, writes Julie Hepworth of Perspective Financial Group.
Julie Hepworth is group ...
www.pfgl.co.uk, 15 Dec 2013 [cached]
Julie Hepworth is group regulatory manager for the Perspective Financial Group.
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