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This profile was last updated on 8/7/14  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. John H. Shaw III

Wrong John H. Shaw III?

Managing Director

Maxim Group LLC
405 Lexington Avenue
New York, New York 10174
United States

Company Description: Maxim Group is committed to staying at the forefront of innovations in the market by creating new and unique solutions as the marketplace evolves. Our Institutional...   more

Employment History

Board Memberships and Affiliations


  • MBA ( Honours ) , International Finance and Natural Resource Economics
    University of Toronto
  • MBA
55 Total References
Web References
Maxim Group - Investment Banking Team, 12 June 2014 [cached]
John H. Shaw III
John H. Shaw III
Managing Director
Mr. Shaw has over 21 years of investment banking and securities industry experience. Mr. Shaw is an accomplished investment banker and entrepreneur who has advised and raised public and private capital for acquisition vehicles and growth companies across multiple industries in the U.S., Europe and Asia. Prior to joining Maxim, Mr. Shaw was a senior officer in equity capital markets at Deutsche Bank from 2007-2012 where he was responsible for managing the bank's special purpose acquisition company practice globally. While at DB, he led the origination and execution of SPAC IPOs raising $3.2b of gross proceeds and the execution of successful business combinations in transactions with an aggregate enterprise value of over $7b. Prior to DB, Mr. Shaw co-founded the boutique investment bank Legend Merchant Group, which he led as President and co-Chairman from 2002-2007. In his role at Legend, Mr. Shaw drove the growth of the firm from 5 to over 50 professionals and built its advisory and capital markets practices, which led or co-managed over 50 financing transactions ranging in size from $2m to $375m.
Who We Are - American Bard Theater Company, 5 Mar 2014 [cached]
John H. Shaw III - is an investment banker and entrepreneur with over 20 years of Wall St. experience. Mr. Shaw is currently a Director at Deutsche Bank Securities, Inc. , where he leads the bank's Special Purpose Acquisition Companies practice. Prior to joining Deutsche, he was a Co-founder and President of Legend Merchant Group, a boutique investment bank. John, along with his wife Cheri Wicks, founded WICKSHAW Productions, which actively supports and produces local theater projects.
News Release, 12 Mar 2003 [cached]
John Shaw, Managing Director of Business Development at Legend Merchant Group commented, "We are pleased to be part of LifeStyle's consolidation strategy in the home technology business.
Edina 6800 | Real Estate Office Details, 23 Dec 2006 [cached]
Office Manager: John Shaw
John ShawPhone: (952) 927-1160Contact Me
The Legend Merchant Team, 29 Nov 2007 [cached]
John H. Shaw III, Co-Chairman and President
John has over 17 years of experience working in the Capital Markets as an advisor and manager and was a primary force in the formation of Legend.Throughout his career, John has focused on solutions for emerging and expansion stage growth companies and their investors.Prior to LMG, John was Managing Director/Capital Markets at Broadmark Capital , where he was responsible for managing the New York operation and building the firm's distribution capabilities.John was also principal and Managing Director of IAR Securities, where he successfully built the firm's distribution team from 15 to over 100 registered representatives in six locations, and supervised several IPOS and secondary stock offerings.John was a Vice President at Fahnestock (now Oppenheimer) and Managing Director at Ladenburg, Thalmann where he managed HNW and institutional accounts.John has a BA from Allegheny College.
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