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This profile was last updated on 3/6/15  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. Jim McCarthy

Wrong Jim McCarthy?

President

Phone: (916) ***-****  HQ Phone
Email: j***@***.com
Legacy Capital Management Inc
3741 Douglas Boulevard Suite 320
Roseville , California 95661
United States

Company Description: Legacy is a fee-only firm. Although we offer a wide range of wealth management services, we bill our clients only for portfolio management. Consistent with standard...   more
Background

Employment History

Board Memberships and Affiliations

Education

  • B.S. , Finance
    University of Colorado
77 Total References
Web References
Legacy Capital Investment Team
www.legacycapitalinc.com, 17 Jan 2015 [cached]
Jim McCarthy President Jim has been working with high net worth clients since 1996. In addition to advising clients on a broad array of wealth management matters, he directs all investments, is responsible for the daily execution of the portfolio management process, and is the firm's compliance officer. He began his career in the financial services industry in 1987, working in real estate syndication, tax, financial analysis and product development. He joined Legacy Capital Management in 1996 and has had primary responsibility for portfolio management and the research process since 2000. In 2013 Jim became President and majority owner of the firm. Jim has contributed to several regional and national publications - including Barron's, Los Angeles Times, Crain's Chicago Business, Sacramento Bee, and Sacramento Business Journal - on company stock valuation, investor psychology, and various stock market issues. He also has guest lectured on these topics for various groups, including the American Cancer Society and the College of Business Administration at California State University, Sacramento. He graduated with a B.S. in Finance from the University of Colorado in 1986 and is a member of the CFA Society of Sacramento.
Leadership Team | Seascape Capital Management
www.seascape-capital.com, 18 July 2015 [cached]
Jim McCarthy, CFP®, CIMA®, CPWA®
James W. McCarthy, CFP®, CIMA®, CPWA® is a Principal and a senior financial services professional with extensive portfolio management credentials. He founded Seascape Capital Management, LLC in 2003 as a platform from which to offer individual and institutional investors his proprietary investment strategies based on exacting investment selection criteria and quantitative models. Today, he oversees the firm's SeaPort® Portfolio Management System, an exclusive process that embodies the firm's core strength in managing portfolios of individual equity securities.
Prior to founding Seascape, Jim served as Senior Vice President/Senior Portfolio Manager/Senior Investment Management Consultant for the Private Portfolio Group at CitiGroup Global Markets from 1985 to 2003. He earned the Certified Financial Planner® (CFP ®) Designation in 1987 and the Certified Investment Management Analyst ® (CIMA ®) designation in 2001 from the Wharton School at the University of Pennsylvania. In 2013, Jim earned the Certified Private Wealth Advisor® (CPWA®) designation, delivered by Investment Management Consultants Association® (IMCA®) in conjunction with The University of Chicago Booth School of Business.
Seascape Capital Management | Leadership Team
www.seascape-capital.com, 5 Jan 2014 [cached]
Jim McCarthy, CFP®, CIMA, is a Principal and a senior financial services professional with extensive portfolio management credentials. He founded Seascape Capital Management, LLC in 2003 as a platform from which to offer individual and institutional investors his proprietary investment strategies based on exacting investment selection criteria and quantitative models. Today, he oversees the firm's SeaPort® Portfolio Management System, an exclusive process that embodies the firm's core strength in managing portfolios of individual equity securities.
Prior to founding Seascape, Mr. McCarthy served as a Senior Vice President/Senior Portfolio Manager for the Private Portfolio Group at CitiGroup Global Markets from 1985 to 2003. He earned the Certified Financial Planner® (CFP) Designation in 1987, and the Certified Investment Management Analyst (CIMA) designation in 2001 from the Wharton School at the University of Pennsylvania.
Legacy Capital Board of Directors
www.legacycapitalinc.com, 17 Jan 2015 [cached]
Jim McCarthy has been working with high net worth clients since 1996. In addition to advising clients on a broad array of wealth management matters, he directs all investments, is responsible for the daily execution of the portfolio management process, and is the firm's compliance officer. He began his career in the financial services industry in 1987, working in real estate syndication, tax, financial analysis and product development. He joined Legacy Capital Management in 1996 and has had primary responsibility for portfolio management and the research process since 2000. In 2013 Jim became President and majority owner of the firm. Jim has contributed to several regional and national publications - including Barron's, Los Angeles Times, Crain's Chicago Business, Sacramento Bee, and Sacramento Business Journal - on company stock valuation, investor psychology, and various stock market issues. He also has guest lectured on these topics for various groups, including the American Cancer Society and the College of Business Administration at California State University, Sacramento. He graduated with a B.S. in Finance from the University of Colorado in 1986 and is a member of the CFA Society of Sacramento.
Legacy Capital Management, Inc. - Our Team
www.legacycapitalinc.com, 15 Sept 2010 [cached]
Jim McCarthy
...
Jim McCarthy Chief Operating Officer Jim has been working with high net worth clients since 1996. In addition to advising clients on a broad array of wealth management matters, he co-heads the firm's investment committee, is responsible for the daily execution of the portfolio management process, and is the firm's compliance officer. He began his career in the financial services industry in 1987, working in real estate syndication, tax, financial analysis and product development. He joined Legacy Capital Management in 1996 and has had primary responsibility for portfolio management and the research process since 2000. Jim has contributed to several regional and national publications - including Barron's, Los Angeles Times, Crain's Chicago Business, Sacramento Bee, and Sacramento Business Journal - on company stock valuation, investor psychology, and various stock market issues. He also has guest lectured on these topics for various groups, including the American Cancer Society and the College of Business Administration at California State University, Sacramento. He also is on the board of directors for a local start-up growth company. He graduated with a B.S. in Finance from the University of Colorado in 1986 and is a member of the CFA Society of Sacramento.
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