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This profile was last updated on 11/26/13  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. James Lockhart

Wrong James Lockhart?

Chief Executive Officer

Local Address: Maudlin, South Carolina, United States
Harbor Light Securities, LLC
1039 Deep Woods Drive
Marion, North Carolina 28752
United States

Company Description: Welcome to Harbor Light Securities, LLC (HLS) and Harbor Light Investment Advisors, LLC (HLIA), two separate entities created to provide comprehensive services to...   more
Background

Employment History

Board Memberships and Affiliations

  • Founder
    Harbor Light Investment Advisors , LLC.

Education

  • B.S. , Business Administration with a concentration in finance
    The University of South Carolina Moore School of Business
  • BS , Business Administration with a concentration in finance
    The University of South Carolina Moore School of Business
22 Total References
Web References
About Us | Harbor Light
hlsecurities.com, 26 Nov 2013 [cached]
James Lockhart, CEO
...
James Lockhart is Chief Executive Officer, Chief Compliance Officer, and Managing Member of Harbor Light Securities, LLC. His responsibilities include managing the firm's compliance program, creating strategic alliances with broker dealer approved direct investment sponsors, building the infrastructure of the firm, and growing the firm's adviser network.
James Lockhart is a graduate of The University of South Carolina Moore School of Business with a B.S. in Business Administration with a concentration in finance.
James also served our military in the Army Reserves from 1992 through 2000 and also holds FINRA Series 7, 24, 66, and 51 licenses.
...
Prior to joining Harbor Light Securities, Mr. Post co-founded Harbor Light Financial Group, LLC with James Lockhart.
...
Prior to Harbor Light Securities, Mr. Sinclair worked directly with James Lockhart at Harbor Light Financial Group to grow the firm's client base, and to deliver wealth management solutions for his clients.
...
James Lockhart, our CEO and CCO, is the founder and managing member Harbor Light Investment Advisors, LLC. Prior to starting Harbor Light Investment Advisors, Mr. Lockhart owned and operated an independent wealth...
Harbor Light Securities, LLC - Our Firm
www.hlsecurities.com, 7 April 2012 [cached]
James Lockhart ChFC, CLU, AIFA
Chief Executive Officer/Managing Member
Principal
Chief Investment Officer (Harbor Light Investment Advisors, LLC)
Hilton Head Island SC Home Office
Prior to starting Harbor Light Securities,LLCand Harbor Light Investment Advisors, LLC, Mr. Lockhart owned and operated an independent wealth management firm, Harbor Light Financial Group, LLC and Harbor Light Wealth Management, LLC with Mr. M David Post, based in Bluffton SC. Mr. Lockhart had years of experience working for insurance companies and super regional banks dealing with trust, portfolio management, insurance, estate planning, qualified plan management, and real estate. The combination of these experiences and education are the keys to creating a wealth management firm that has broad capabilities in a constantly changing financial paradigm.
Mr. Lockhart is Chief Executive Officer and Managing Director of Harbor Light Securities, LLC and Harbor Light Investment Advisors, LLC a Registered Investment Advisor in South Carolina. His responsibilities include managing the firm's portfolios for the 401k platform and all model portfolios, creating strategic alliances with broker dealer approved sponsors, building the infrastructure of the firm, and growing the firm's adviser network through the Harbor Light Buyout Program.
James Lockhart is a graduate of The University of South Carolina Moore School of Business with a BS in Business Administration with a concentration in finance. He also completed the Chartered Financial Consultant and Chartered Life Underwriter Designations from The American College in Bryn Mawr Pa, as well as the Accredited Investment Fiduciary Analyst designation through the Center for Fiduciary Studies and Fiduciary 360 based out of Pittsburgh PA. Mr Lockhart also holds FINRA Series 7, 24, 66, and 51.
...
Prior to joining Harbor Light Securities, Mr. Post co-founded Harbor Light Financial Group, LLC with James Lockhart.
...
Prior to Harbor Light Securities, Mr. Sinclair worked directly with James Lockhart at Harbor Light Financial Group to grow the firm's client base, and to deliver true wealth management solutions for his clients.
About Us | Harbor Light
hlsecurities.com, 26 Nov 2013 [cached]
James Lockhart, CEO
...
James Lockhart is the Chief Executive Officer, Chief Compliance Officer, and Managing Member of Harbor Light Securities, LLC. His responsibilities include managing the firm's compliance program, creating strategic alliances with broker dealer approved direct investment sponsors, building the infrastructure of the firm and growing the firm's advisor network.
Mr. Lockhart is a graduate of The University of South Carolina Moore School of Business with a B.S. in Business Administration with a concentration in finance. He also served our military in the Army Reserves from 1992 through 2000 and holds FINRA Series 7, 24, 66, and 51 licenses.
...
Prior to joining Harbor Light Securities, Mr. Post co-founded Harbor Light Financial Group, LLC with James Lockhart.
...
Prior to Harbor Light Securities, Mr. Sinclair worked directly with James Lockhart at Harbor Light Financial Group to grow the firm's client base, and to deliver wealth management solutions for his clients.
...
James Lockhart, our CEO and CCO, is the founder and managing member Harbor Light Investment Advisors, LLC. Prior to starting Harbor Light Investment Advisors, Mr. Lockhart owned and operated an independent wealth...
Portfolio Management | Harbor Light
hlsecurities.com, 26 Nov 2013 [cached]
If you are an investor, broker dealer or RIA, please contact James Lockhart at 813-345-2800 for more information.
...
James Lockhart, our CEO and CCO, is the founder and managing member Harbor Light Investment Advisors, LLC. Prior to starting Harbor Light Investment Advisors, Mr. Lockhart owned and operated an independent wealth...
Our Story | Harbor Light
hlsecurities.com, 26 Nov 2013 [cached]
James Lockhart, our CEO, is the founder and managing member of Harbor Light Securities, LLC. Prior to starting Harbor Light Securities, LLC , Mr. Lockhart owned and operated an independent wealth management firm, Harbor Light Financial Group, LLC with Mr. M David Post, based in Bluffton SC.
Mr. Lockhart had years of experience working for insurance companies, super regional banks, and independent broker dealers and independent investment advisory firms. Mr. Lockhart's experiences dealing with trust, portfolio management, insurance, estate planning, qualified plan management, energy investments and real estate provided the foundation of what both firms offer today.
...
James Lockhart, our CEO and CCO, is the founder and managing member Harbor Light Investment Advisors, LLC. Prior to starting Harbor Light Investment Advisors, Mr. Lockhart owned and operated an independent wealth...
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