About | Free Trial

Last Update

2012-11-21T00:00:00.000Z

This profile was last updated on . .

Is this you? Claim your profile.

Background Information

Employment History

Managing Director , Registered Principal

Financial Network Investment Corporation

Managing Partner

Financial Network Investment Corporation

Iar

Financial Network Investment Corporation

Chief Operating Officer

BenchMark Financial Network

Investment Advisor Representative and Managing Director

BenchMark Financial Network

Managing Partner, National Sales Manager, Investment Advisor Representative

BenchMark Financial Network

National Sales Manager, Investment Advisor Representative

Blue Vase Financial Network

Independent Representative

Edward Jones Limited

Investment Representative

Edward Jones Limited

Washington Pennsylvania Stockbroker Misconduct Attorney, Washington Pennsylvania Stockbroker Misconduct Lawyer

Stockbrokers

James Grimes Forgery Attorney, James Grimes Forgery Lawyer, James Grimes Fraud Attorney, James Grimes Fraud Lawyer, Lawrence Pennsylvania Stockbroker Misconduct Attorney, Lawrence Pennsylvania Stockbroker Misconduct Lawyer

Stockbrokers

Web References (10 Total References)


The firm's newest managing partner, ...

www.benchmarkfinancialnetwork.com [cached]

The firm's newest managing partner, James Grimes, AAMS, who is overseeing the development of these offices, said "Our new office locations and our new name are a reflection of our commitment to setting high standards within the investment and insurance industry, and the tremendous growth we have been experiencing recently".

...
James Grimes, BenchMark Financial Network, 800.830.0445, grimesj@financialnetwork.com


Why You Should Consolidate Your Assets? ...

www.doyouknowagood.com [cached]

Why You Should Consolidate Your Assets? by James D. Grimes, Independent Representative, Edward Jones


Financial Network Investment Corp. Archives | Florida Investors Rights Law

www.investorsrights.com [cached]

James Douglas Grimes Banned by FINRA for Forgery and Misappropriating Funds

...
James Douglas Grimes, formerly with Washington, Pennsylvania based Financial Network Investment Corporation, submitted an offer of settlement after the Financial Industry Regulatory Authority (FINRA) entered findings that he transferred $306,000 from customers' accounts to a business account in the name of another customer without any of the customers' consent or knowledge. Mr. Grimes consented to sanctions and to FINRA's findings that he affected the unauthorized transfers by submitting written journal request forms to his firm that contained forged client signatures. Mr. Grimes wrote numerous checks payable to cash totaling $250,446, withdrew funds from the business account, and converted the proceeds for his own use. Mr. Grimes forged the signature of the holder of the business account on the checks. Mr. Grimes, of Lawrence, Pennsylvania, was banned from association with any FINRA member in any capacity.
Continue reading James Douglas Grimes Banned by FINRA for Forgery and Misappropriating Funds...
Tags: Boca Raton Florida Stockbroker Misconduct Attorney, Boca Raton Florida Stockbroker Misconduct Lawyer, Breach of Fiduciary Duty, Broker Misconduct, Brokerage Firms in the News, FINRA Disciplinary Actions, FINRA News, Failure to Supervise, Financial Network Investment Corp, Financial Network Investment Fraud Attorney, Financial Network Investment Fraud Lawyer, Forgery, Fraud, James Grimes, James Grimes Forgery Attorney, James Grimes Forgery Lawyer, James Grimes Fraud Attorney, James Grimes Fraud Lawyer, Lawrence Pennsylvania Stockbroker Misconduct Attorney, Lawrence Pennsylvania Stockbroker Misconduct Lawyer, Stockbrokers in the News, Washington Pennsylvania Stockbroker Misconduct Attorney, Washington Pennsylvania Stockbroker Misconduct Lawyer


73WPIT - Talk Radio That Helps People

www.wpitam.com [cached]

Edward Jones Investments - James Grimes

420 Bower Hill RoadBridgeville, PA 15017Phone: 412-221-7388


Bridgeville Area News - News

www.gatewaynewspapers.com [cached]

"We're hoping to develop a forum where, on a monthly basis, people can come and vent their frustrations and solve some of these issues," said James Grimes of Edward Jones Investments, who serves as a liaison to the business community.

Similar Profiles

Other People with this Name

Other people with the name Grimes

Jan Grimes
Illinois Homecare & Hospice Council

Ashley Grimes
Maplezone Sports Institute

Windi Grimes
Independent Women's Forum

Kevin Grimes
Rules & Umpires

William Grimes
COS Action

Browse ZoomInfo's Business Contact Directory by City

Browse ZoomInfo's
Business People Directory

Browse ZoomInfo's
Advanced Company Directory