Share This Profile
Share this profile on Facebook.
Link to this profile on LinkedIn.
Tweet this profile on Twitter.
Email a link to this profile.
See other services through which you can share this profile.
This profile was last updated on 11/8/07  and contains information from public web pages and contributions from the ZoomInfo community.

Employment History

  • Managing Partner
    BenchMark Financial Network

Board Memberships and Affiliations


  • Accredited Asset Management Specialist (AAMS)
    College for Financial Planning (Denver, CO)
10 Total References
Web References
Greater Bridgeville Area Chamber of Commerce Web Site, 17 Aug 2006 [cached]
James D. Grimes
Shelton-Mason County Chamber of Commerce :: Beautification, 5 Feb 2014 [cached]
James Grimes, Grimes & Kornmesser Optometry
Financial Network Investment Corp. Archives | Florida Investors Rights Law [cached]
James Douglas Grimes Banned by FINRA for Forgery and Misappropriating Funds
James Douglas Grimes, formerly with Washington, Pennsylvania based Financial Network Investment Corporation, submitted an offer of settlement after the Financial Industry Regulatory Authority (FINRA) entered findings that he transferred $306,000 from customers' accounts to a business account in the name of another customer without any of the customers' consent or knowledge. Mr. Grimes consented to sanctions and to FINRA's findings that he affected the unauthorized transfers by submitting written journal request forms to his firm that contained forged client signatures. Mr. Grimes wrote numerous checks payable to cash totaling $250,446, withdrew funds from the business account, and converted the proceeds for his own use. Mr. Grimes forged the signature of the holder of the business account on the checks. Mr. Grimes, of Lawrence, Pennsylvania, was banned from association with any FINRA member in any capacity.
Continue reading James Douglas Grimes Banned by FINRA for Forgery and Misappropriating Funds...
Tags: Boca Raton Florida Stockbroker Misconduct Attorney, Boca Raton Florida Stockbroker Misconduct Lawyer, Breach of Fiduciary Duty, Broker Misconduct, Brokerage Firms in the News, FINRA Disciplinary Actions, FINRA News, Failure to Supervise, Financial Network Investment Corp, Financial Network Investment Fraud Attorney, Financial Network Investment Fraud Lawyer, Forgery, Fraud, James Grimes, James Grimes Forgery Attorney, James Grimes Forgery Lawyer, James Grimes Fraud Attorney, James Grimes Fraud Lawyer, Lawrence Pennsylvania Stockbroker Misconduct Attorney, Lawrence Pennsylvania Stockbroker Misconduct Lawyer, Stockbrokers in the News, Washington Pennsylvania Stockbroker Misconduct Attorney, Washington Pennsylvania Stockbroker Misconduct Lawyer
The firm's newest managing partner, ..., 13 Aug 2007 [cached]
The firm's newest managing partner, James Grimes, AAMS, who is
The firm's newest managing partner, ..., 1 July 2008 [cached]
The firm's newest managing partner, James Grimes, AAMS, who is overseeing the development of these offices, said "Our new office locations and our new name are a reflection of our commitment to setting high standards within the investment and insurance industry, and the tremendous growth we have been experiencing recently".
James Grimes, BenchMark Financial Network, 800.830.0445,
Other People with the name "Grimes":
Accelerate your business with the industry's most comprehensive profiles on business people and companies.
Find business contacts by city, industry and title. Our B2B directory has just-verified and in-depth profiles, plus the market's top tools for searching, targeting and tracking.
Atlanta | Boston | Chicago | Houston | Los Angeles | New York
Browse ZoomInfo's business people directory. Our professional profiles include verified contact information, biography, work history, affiliations and more.
Browse ZoomInfo's company directory. Our company profiles include corporate background information, detailed descriptions, and links to comprehensive employee profiles with verified contact information.