logo

Last Update

This profile was last updated on 11/21/2012 and contains contributions from the  Zoominfo Community.

is this you? Claim your profile.

Wrong James Grimes?

James D. Grimes

GET ZOOMINFO GROW

+ Get 10 Free Contacts a Month

Please agree to the terms and conditions.

I agree to the  Terms of Service and  Privacy Policy. I understand that I will receive a subscription to ZoomInfo Grow at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

THANK YOU FOR DOWNLOADING!

computers
  • 1.Download
    ZoomInfo Grow
    v sign
  • 2.Run Installation
    Wizard
  • 3.Check your inbox to
    Sign in to ZoomInfo Grow

I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

Background Information

Employment History

Managing Director , Registered Principal

Financial Network Investment Corporation


Managing Partner

Financial Network Investment Corporation


Iar

Financial Network Investment Corporation


Chief Operating Officer

BenchMark Financial Network


Investment Advisor Representative and Managing Director

BenchMark Financial Network


Managing Partner, National Sales Manager, Investment Advisor Representative

BenchMark Financial Network


National Sales Manager, Investment Advisor Representative

Blue Vase Financial Network


Independent Representative

Edward Jones Limited


Investment Representative

Edward Jones Limited


Washington Pennsylvania Stockbroker Misconduct Attorney, Washington Pennsylvania Stockbroker Misconduct Lawyer

Stockbrokers


James Grimes Forgery Attorney, James Grimes Forgery Lawyer, James Grimes Fraud Attorney, James Grimes Fraud Lawyer, Lawrence Pennsylvania Stockbroker Misconduct Attorney, Lawrence Pennsylvania Stockbroker Misconduct Lawyer

Stockbrokers


Web References(10 Total References)


www.benchmarkfinancialnetwork.com

The firm's newest managing partner, James Grimes, AAMS, who is overseeing the development of these offices, said "Our new office locations and our new name are a reflection of our commitment to setting high standards within the investment and insurance industry, and the tremendous growth we have been experiencing recently".
James Grimes, BenchMark Financial Network, 800.830.0445, grimesj@financialnetwork.com


www.doyouknowagood.com

Why You Should Consolidate Your Assets? by James D. Grimes, Independent Representative, Edward Jones


www.investorsrights.com [cached]

James Douglas Grimes Banned by FINRA for Forgery and Misappropriating Funds
James Douglas Grimes, formerly with Washington, Pennsylvania based Financial Network Investment Corporation, submitted an offer of settlement after the Financial Industry Regulatory Authority (FINRA) entered findings that he transferred $306,000 from customers' accounts to a business account in the name of another customer without any of the customers' consent or knowledge. Mr. Grimes consented to sanctions and to FINRA's findings that he affected the unauthorized transfers by submitting written journal request forms to his firm that contained forged client signatures. Mr. Grimes wrote numerous checks payable to cash totaling $250,446, withdrew funds from the business account, and converted the proceeds for his own use. Mr. Grimes forged the signature of the holder of the business account on the checks. Mr. Grimes, of Lawrence, Pennsylvania, was banned from association with any FINRA member in any capacity. Continue reading James Douglas Grimes Banned by FINRA for Forgery and Misappropriating Funds... Tags: Boca Raton Florida Stockbroker Misconduct Attorney, Boca Raton Florida Stockbroker Misconduct Lawyer, Breach of Fiduciary Duty, Broker Misconduct, Brokerage Firms in the News, FINRA Disciplinary Actions, FINRA News, Failure to Supervise, Financial Network Investment Corp, Financial Network Investment Fraud Attorney, Financial Network Investment Fraud Lawyer, Forgery, Fraud, James Grimes, James Grimes Forgery Attorney, James Grimes Forgery Lawyer, James Grimes Fraud Attorney, James Grimes Fraud Lawyer, Lawrence Pennsylvania Stockbroker Misconduct Attorney, Lawrence Pennsylvania Stockbroker Misconduct Lawyer, Stockbrokers in the News, Washington Pennsylvania Stockbroker Misconduct Attorney, Washington Pennsylvania Stockbroker Misconduct Lawyer


www.wpitam.com [cached]

Edward Jones Investments - James Grimes420 Bower Hill RoadBridgeville, PA 15017Phone: 412-221-7388


www.gatewaynewspapers.com [cached]

"We're hoping to develop a forum where, on a monthly basis, people can come and vent their frustrations and solve some of these issues," said James Grimes of Edward Jones Investments, who serves as a liaison to the business community.


Similar Profiles

city

Browse ZoomInfo's Business
Contact Directory by City

city

Browse ZoomInfo's
Business People Directory

city

Browse ZoomInfo's
Advanced Company Directory