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This profile was last updated on 11/21/12  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. James D. Grimes

Wrong James D. Grimes?
 
Background

Employment History

  • Managing Director , Registered Principal
    Financial Network Investment Corporation
  • Managing Partner
    Financial Network Investment Corporation
  • Iar
    Financial Network Investment Corporation
  • Chief Operating Officer
    BenchMark Financial Network
  • Investment Advisor Representative and Managing Director
    BenchMark Financial Network
  • Managing Partner, National Sales Manager, Investment Advisor Representative
    BenchMark Financial Network
  • National Sales Manager, Investment Advisor Representative
    Blue Vase Financial Network
  • Independent Representative
    Edward Jones Limited
  • Investment Representative
    Edward Jones Limited
  • Washington Pennsylvania Stockbroker Misconduct Attorney, Washington Pennsylvania Stockbroker Misconduct Lawyer
    Stockbrokers
  • James Grimes Forgery Attorney, James Grimes Forgery Lawyer, James Grimes Fraud Attorney, James Grimes Fraud Lawyer, Lawrence Pennsylvania Stockbroker Misconduct Attorney, Lawrence Pennsylvania Stockbroker Misconduct Lawyer
    Stockbrokers
10 Total References
Web References
The firm's newest managing partner, ...
www.benchmarkfinancialnetwork.com, 1 July 2008 [cached]
The firm's newest managing partner, James Grimes, AAMS, who is overseeing the development of these offices, said "Our new office locations and our new name are a reflection of our commitment to setting high standards within the investment and insurance industry, and the tremendous growth we have been experiencing recently".
...
James Grimes, BenchMark Financial Network, 800.830.0445, grimesj@financialnetwork.com
Why You Should Consolidate Your Assets? ...
www.doyouknowagood.com, 1 July 2005 [cached]
Why You Should Consolidate Your Assets? by James D. Grimes, Independent Representative, Edward Jones
Financial Network Investment Corp. Archives | Florida Investors Rights Law
www.investorsrights.com [cached]
James Douglas Grimes Banned by FINRA for Forgery and Misappropriating Funds
...
James Douglas Grimes, formerly with Washington, Pennsylvania based Financial Network Investment Corporation, submitted an offer of settlement after the Financial Industry Regulatory Authority (FINRA) entered findings that he transferred $306,000 from customers' accounts to a business account in the name of another customer without any of the customers' consent or knowledge. Mr. Grimes consented to sanctions and to FINRA's findings that he affected the unauthorized transfers by submitting written journal request forms to his firm that contained forged client signatures. Mr. Grimes wrote numerous checks payable to cash totaling $250,446, withdrew funds from the business account, and converted the proceeds for his own use. Mr. Grimes forged the signature of the holder of the business account on the checks. Mr. Grimes, of Lawrence, Pennsylvania, was banned from association with any FINRA member in any capacity.
Continue reading James Douglas Grimes Banned by FINRA for Forgery and Misappropriating Funds...
Tags: Boca Raton Florida Stockbroker Misconduct Attorney, Boca Raton Florida Stockbroker Misconduct Lawyer, Breach of Fiduciary Duty, Broker Misconduct, Brokerage Firms in the News, FINRA Disciplinary Actions, FINRA News, Failure to Supervise, Financial Network Investment Corp, Financial Network Investment Fraud Attorney, Financial Network Investment Fraud Lawyer, Forgery, Fraud, James Grimes, James Grimes Forgery Attorney, James Grimes Forgery Lawyer, James Grimes Fraud Attorney, James Grimes Fraud Lawyer, Lawrence Pennsylvania Stockbroker Misconduct Attorney, Lawrence Pennsylvania Stockbroker Misconduct Lawyer, Stockbrokers in the News, Washington Pennsylvania Stockbroker Misconduct Attorney, Washington Pennsylvania Stockbroker Misconduct Lawyer
73WPIT - Talk Radio That Helps People
www.wpitam.com, 29 Jan 2006 [cached]
Edward Jones Investments - James Grimes
420 Bower Hill RoadBridgeville, PA 15017Phone: 412-221-7388
Bridgeville Area News - News
www.gatewaynewspapers.com, 12 Oct 2005 [cached]
"We're hoping to develop a forum where, on a monthly basis, people can come and vent their frustrations and solve some of these issues," said James Grimes of Edward Jones Investments, who serves as a liaison to the business community.
Other People with the name "Grimes":
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