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Wrong Harold Baxter?

Harold J. Baxter

Chief Executive Officer and Chairman

Pilgrim Baxter & Associates Ltd.

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I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

Pilgrim Baxter & Associates Ltd.

825 Duportail Road

Wayne, Pennsylvania,19087

United States

Background Information

Employment History

Chairman

PBA


President

Wall Street Discount Corporation


Philadelphia National Bank


Affiliations

United Asset Management

Board Member


PBHG Funds

Chairman and Trustee


Archbishop Molloy High School

Board Member


Academy of Notre Dame de Namur

Member of the Community


Education

Molloy


Web References(47 Total References)


campbell

endgame.org [cached]

Harold J. Baxter, Chairman and Chief Executive, Officer, Pilgrim Baxter & Assoc., Ltd.
, Wayne, Pennsylvania.


Pilgrim Baxter & Associates, Ltd., Settlement Website

www.pbafairfundsettlements.com [cached]

Also, on November 17, 2004, the SEC instituted administrative and cease-and-desist proceedings against Gary L. Pilgrim and Harold J. Baxter.
Mr. Baxter is the former Chief Executive Officer and Chairman of the Board of Directors of Pilgrim Baxter & Associates, Ltd., the investment adviser to the PBHG family of mutual funds. The Commission found that, contrary to the disclosures made in the prospectuses of all PBHG Funds since at least 1996, PBA, acting through Mr. Pilgrim and Mr. Baxter, allowed various account holders to engage in transactions that violated the fund's prospectus disclosures from at least June 1998 through December 2001. The Commission also found that PBA, acting through Mr. Pilgrim and Mr. Baxter, allowed various account holders to make more than 4 exchanges per year into the PBHG Cash Reserves Fund from other PBHG Funds. Also, Mr. Pilgrim and Mr. Baxter each were ordered to pay $60 million in disgorgement and $20 million in a civil penalty for distribution to affected shareholders. The role of the IDC is to develop a plan for distributing the total $250 million settlement payment to shareholders in PBHG Funds who may have been affected by the alleged market timing described in the June 21, 2004 SEC Administrative proceeding and the subsequent Administrative Proceedings dated November 17, 2004 involving Mr. Pilgrim and Mr. Baxter.


www.molloyhs.org

Nurtured by 16 years of Catholic education, Harold Baxter's committed faith is put into action through his service for Catholic education.
He graduated from Molloy in 1964. He has been a valuable member of the community of The Academy of Notre Dame de Namur in Villanova, Pennsylvania where he has served on the Board of Trustees for eight years. Baxter initiated numerous programs to enhance the quality and permanence of Catholic education, among them the capital campaign at Notre Dame de Namur that provided the school with resources for faculty education, scholarships and a new science lab. In recognition of this service, Baxter was awarded the Academy of Notre Dame de Namur Award. He was only the third person in the school's history to receive this award. Baxter's commitment to education is also demonstrated through his involvement with the Kansas University Minority Scholarship Program and the IFE (International Foundation for Trustee Education) Minority Scholarship and Mentor Program. Besides his dedication to education, he supports the St. Coletta School Endowment Fund providing services to train children and adults who have mental retardation and the Patrician Society that provides meals and services to the homeless and needy. Baxter has emerged as a leader in the Investment Management Industry. Twenty five years of experience in the industry culminated with the founding of Pilgrim Baxter and Associates 10 years ago. As chairman, Baxter built the firm into one of the most successful investment management firms in the United States. He is also Chairman of Pilgrim Baxter Asia, an investment management firm with offices in Hong Kong and Singapore. Highly regarded as a visionary in the industry Baxter serves on the Board of Trustees for the following companies: Framligton Group (London), Credit Commercial de France Holdings (Paris), PBHG Growth Fund and Pilgrim Baxter Emerging Growth Fund. Baxter and his wife Christine have been married 26 years and are the proud and loving parents of four children, Christine, Patricia, Robert and Kathryn.


Investment Advisor Investor Toolkit | Reuters.com

www.reuters.com [cached]

--Harold Baxter, chairman and CEO of Pilgrim Baxter & Associates, in November.


CEOs who have resigned during Spitzer probes - Oct. 25, 2004

www.moneymag.com [cached]

-- Harold Baxter, chairman and CEO of Pilgrim Baxter & Associates, in November 2003.


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