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This profile was last updated on 2/11/14  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. Donald J. Stoecklein

Wrong Donald J. Stoecklein?

Managing Director

Stoecklein Law Group
402 West Broadway Suite 690
San Diego, California 92101
United States

Company Description: Stoecklein Law Group (SLG) serves a diverse base of clients focusing on corporate and securities law, mergers and acquisitions, corporate finance and business,...   more
Background

Employment History

Board Memberships and Affiliations

Education

  • B.S. , Economics
    University of San Diego.
  • J.D.
38 Total References
Web References
Staff
www.slgseclaw.com, 11 Feb 2014 [cached]
Donald Stoecklein
...
Raquel serves clients in all aspects of securities law compliance, mergers, acquisitions and public and private offerings, under the direction and supervision of Mr. Stoecklein.
Donald Stoecklein
www.slgseclaw.com, 11 Feb 2014 [cached]
Donald Stoecklein
...
Donald Stoecklein
Managing Partner
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Donald Stoecklein is the Managinf Partner of Stoecklein Law Group, LLP . Mr Stoecklein has extensive experience with representing micro-cap and small-cap publicly traded companies. For over three decades, Mr. Stoecklein has been active in all legal aspects of representing publicly traded companies, from assisting them with executing and developing their business plan to listing their securities on a national exchange. He plays a strategic role for clients by structuring registered equity and debt public offerings, PIPEs, equity lines, convertible debentures, venture capital and mezzanine financing. Additionally, Mr. Stoecklein oversees the preparation of registration statements with the SEC, preparation and filing of quarterly and annual reports with the SEC, along with handling board and stockholder meetings. Mr.Stoecklein provides practical business-oriented solutions to his clients' problems, focusing on accomplishing their objectives effectively and efficiently.
Frank's Place For CMKM INFO - 2005-08-01 ~ 8-K/A
fbruhm.proboards3.com, 9 Feb 2009 [cached]
We received a letter from your counsel, Donald J. Stoecklein, Esq. of Stoecklein Law Group, dated July 28, 2005.
...
If Mr. Stoecklein will provide to us an unqualified legal opinion that CMKM was not an "issuer" as defined by Sarbanes-Oxley and was not subject to the reporting requirements of the 1934 Act after July 22, 2003, we will be pleased to review his opinion letter and consider it.
Secondly, we disagree with his understanding of our letter of July 27, 2005 and our engagement letter. We understand the word "termination" and we will account for the funds on deposit once our statutorily required services are completed as stated in our earlier response. Mr. Stoecklein's efforts to imply to the contrary are disingenuous.
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We fully understand marketing issues raised by Mr. Stoecklein in his letter, but we are unaware how any such transactions benefited CMKM.
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Mr. Stoecklein makes the argument that, because of the Form 15 that was improperly filed, CMKM was not subject to the requirements of the Sarbanes-Oxley act at the time in question.
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As noted above, we are willing to review an unqualified opinion letter from Mr. Stoecklein on that point.
The CMKM books and records are, at this point and time, unauditable because they are incomplete, and the records that exist have been improperly maintained. The volume of transactions via wire transfer and cashiers checks render the banking records inadequate for obtaining competent evidential matter necessary to render an audit opinion letter, in Mr. Stoecklein's letter, he admits that CMKM was able to provide us less than 25% of the information that we requested at the commencement of the audit "despite everyone's best efforts." The unavailability of corporate records appears to be a violation of the 1934 Act,
including Section 13(a)(2) of the 1934 Act (added in 1977). Mr. Stoecklein raises the disingenuous argument that if the records are unauditable, how can we be aware of any illegal acts.
...
Mr. Stoecklein makes the argument that there was no need to disclose these related party transactions because (as a result of filing a Form 15 improperly in July 2003) CMKM was not subject to the reporting requirements of the 1934 Act and, therefore, not obligated to disclose related party transactions, While this is an interesting argument, that is not our understanding of the situation. Once again, however, we will review an unqualified legal opinion from Mr. Stoecklein to that effect.
We have notified management, including the president and chief executive officer, of our concerns, and we met with CMKM's counsel as management's representative on July 20, 2005 to discuss these matters. We received no information to alleviate our concerns, and in fact obtained further information that enhanced our concerns. In his letter, Mr. Stoecklein makes note of the fact that we were invited to a subsequent meeting at CMKM's offices and chose not to appear.
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We believe that Mr. Stoecklein's letter constitutes a written response, and this letter is our response to Mr. Stoecklein's letter.
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Donald J. Stoecklein, Esq.
issued a subpoena to Don ...
www.CMKMdiamondsinc.com, 1 July 2008 [cached]
issued a subpoena to Don Stoecklein, former CMKM attorney, for all of his firm's records related to his representation of CMKM.Stoecklein forwarded these records to Glenn's attorneys two weeks ago. lenn's attorneys amended their deposition after receiving the documents from Mr. Stoecklein and have now
...
The amendments include attorney Donald
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Mr. Stoecklein has continued to hold the Entourage certificate in his possession.
CMKM Diamonds, Inc., by its ...
fbruhm.proboards3.com, 12 April 2005 [cached]
CMKM Diamonds, Inc., by its attorneys, Stoecklein Law Group, by Donald J. Stoecklein answers the allegations contained in the Order Instituting Administrative Proceeding and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 (the "Act"), as follows:
...
Donald J. Stoecklein
Counsel for CMKM Diamonds Inc.
Emerald Plaza
402 West Broadway
Suite 400
San Diego, California 92101
(619) 595-4882
(619) 595-4883
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