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This profile was last updated on 5/21/15  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. Derek J. Bruton

Wrong Derek J. Bruton?
 
Background

Employment History

Board Memberships and Affiliations

  • Board Member
    Big Brothers Big Sisters of San Diego County
  • Vice Chairman
    Big Brothers Big Sisters of San Diego County

Education

  • Bachelor of Arts , history and organizational behavior
    Stanford University
  • B.A. , history and organizational behavior
    Stanford University
117 Total References
Web References
Derek Bruton » Lucia Capital Group
www.luciacap.com, 21 May 2015 [cached]
Derek Bruton / Chief Executive Officer
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Derek Bruton
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Derek Bruton
As the CEO of Lucia Capital Group, Derek Bruton oversees the growth and operations of the firm, its subsidiaries, and affiliates. He is directly responsible for leading the development and growth of the Wealth Services and Capital Management platforms and, most importantly, ensuring professional and proactive service to the clients of Lucia Capital Group.
Derek has been in the financial services business for over 23 years, having started his career as an equity research analyst in Tokyo, Japan. He has served in sales, business, and portfolio management roles throughout his career at Charles Schwab, Merrill Lynch, and TD Ameritrade. Most recently, Derek spent seven years as a senior executive at the largest independent broker/dealer in the country, LPL Financial, where he oversaw the growth and satisfaction of over 11,000 financial advisors. There, he led a team of over 130 professionals in business development, relationship management, and practice acquisitions while also building and running the firm's Registered Investment Advisor platform.
Derek received his B.A. in history and organizational behavior from Stanford University and completed an executive leadership program at Harvard Business School. He was also a four-year letterman on the Stanford basketball team, serving as captain his senior year. Derek holds the FINRA Series 7, 8, 24, and 63 licenses with Lucia Securities, LLC.
Derek is very active in the San Diego community, particularly with helping San Diego's youth overcome adversity and thrive in life. He has served on the board of Big Brothers Big Sisters of San Diego County for three years and is currently the board chair.
Derek and his wife of 22 years, Helen, are avid tennis players and have two wonderful teenage daughters, Sera and Grace.
Leadership » Lucia Capital Group
www.luciacap.com, 24 July 2015 [cached]
Derek Bruton
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Derek Bruton Chief Executive Officer
As the CEO of Lucia Capital Group, Derek Bruton oversees the growth and operations of the firm, its subsidiaries, and affiliates. He is directly responsible for leading the development and growth of the Wealth Services and Capital Management platforms and, most importantly, ensuring professional and proactive service to the clients of Lucia Capital Group.
Financial Services Institute
www.financialservices.org, 23 June 2013 [cached]
Derek Bruton
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Derek Bruton
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Derek Bruton
Derek Bruton is managing director and national sales manager for LPL Financial Independent Advisor Services and is a member of the LPL Financial Executive Management Committee. He has responsibility for business development and business consulting for all independent advisors and registered investment advisors, and he is focused on driving advisor satisfaction, supporting the growth of their business, and serving as a key advocate for their needs.
Mr. Bruton joined LPL Financial in 2007 from TD Ameritrade Institutional, where he was managing director and national sales manager responsible for presiding over the institutional sales force. Before TD Ameritrade, Mr. Bruton worked as director of money manager services at Merrill Lynch from 2001 through 2005, managing Merrill's institutional custody and trading businesses for registered investment advisors. From 1994 to 2001, he served in various sales and sales management positions with Charles Schwab Institutional. During this period, he managed top-performing sales teams in both Northern California and New York.
Mr. Bruton graduated with a Bachelor of Arts in history and organizational behavior from Stanford University and is FINRA Series 7, 8, 24, and 63 registered through LPL Financial. He serves on the Private Client Services Executive Committee for the Securities Industry Financial Markets Association (SIFMA) and is on the Marketing and Growth Committee for the Financial Services Institute (FSI). In addition, he serves as vice chairman of the board for Big Brothers Big Sisters of San Diego County.
FSI | Financial Services Institute
www.financialservices.org, 28 Mar 2013 [cached]
Derek Bruton
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Derek Bruton, Managing Director and National Sales Manager, LPL Financial: Bruton is responsible for business development and business consulting for all LPL Financial independent advisors and registered investment advisors. Prior to joining LPL Financial, Bruton spent several years in the financial services industry working at TD Ameritrade, Merrill Lynch and Charles Schwab.
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"I am pleased to welcome Derek and Seth to the Board," said FSI President & CEO Dale Brown.
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"FSI has developed into an influential and rapidly growing advocate for independent advisors with both legislators and regulators, Bruton said. "I am pleased to bring my custody and broker/dealer experience to this distinguished group of talented leaders on the FSI Board, and to represent the strong voice of LPL Financial, as we work together to promote the interests of investors and our industry."
Bruton and Miller will replace Bill Dwyer, formerly of LPL Financial, and National Planning Holdings' Jim Livingston, respectively - both of whom resigned from the Board earlier this month, keeping the FSI Board at 16 Directors.
LPL Financial Names Derek Bruton Managing Director (NASDAQ:LPLA)
investor.lpl.com, 3 Mar 2010 [cached]
Boston, Mass. (March 3, 2010) - LPL Financial Corporation ("LPL Financial"), the nation's largest independent broker-dealer, announced that Derek Bruton, National Sales Manager, Independent Advisor Services (IAS), has also been appointed a Managing Director of the company. The appointment makes Mr. Bruton the tenth Managing Director in the company, and reflects the significantly expanded roles and responsibilities of his position as IAS National Sales Manager.
Mr. Bruton, who will continue to report directly to Bill Dwyer, President, National Sales and Marketing, has oversight for business consulting and business development for all independent advisors and RIAs, as well as financial planning services.
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Prior to joining LPL Financial in 2007, Derek Bruton held a number of senior management roles at TD Ameritrade, Merrill Lynch and Charles Schwab, building a particularly strong track record for growing custody services businesses.
Bill Dwyer, President, National Sales and Marketing, said, "We congratulate Derek on achieving this well-earned promotion.
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