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2015-05-21T00:00:00.000Z

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Wrong Derek Bruton?

Mr. Derek Bruton J.

Managing Director

LPL Financial Services

Direct Phone: (858) ***-****       

Email: l***@***.com

LPL Financial Services

75 State Street 22Nd Floor

Boston, Massachusetts 02109

United States

Company Description

LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), is a leader in the financial advice market and serves $485 billion in retail assets. The Company provides proprietary technology, comprehensive clearing and compliance ... more

Find other employees at this company (10,988)

Background Information

Affiliations

Board Member
Big Brothers Big Sisters

Executive Committee
Private Client Services

Marketing and Growth Committee
Financial Services Institute

Position, Sales, Business and Portfolio Management Roles
The Charles Schwab Corporation

Education

Bachelor of Arts
history and organizational behavior
Stanford University

Web References (177 Total References)


"Particularly with the need for income ...

advisorhub.com, $reference.date [cached]

"Particularly with the need for income today, the products on the alternatives side" look attractive, says Derek Bruton, managing director at LPL Financial.

...
"For the last few years, succession planning is among the top three topics our advisors say they want to address," Bruton says. "It's understandable. It's their retirement. At LPL, the average advisor/owner is age 58, Bruton adds.
...
LPL finances up to a third of the purchase price, Bruton says, in the form of a repayable note "with pretty aggressive terms. … The way we look at it, this is our capital going after more [assets] through more acquisitions or recruiting."


"Particularly with the need for income ...

advisorhubinc.com, $reference.date [cached]

"Particularly with the need for income today, the products on the alternatives side" look attractive, says Derek Bruton, managing director at LPL Financial.

...
"For the last few years, succession planning is among the top three topics our advisors say they want to address," Bruton says. "It's understandable. It's their retirement. At LPL, the average advisor/owner is age 58, Bruton adds.
...
LPL finances up to a third of the purchase price, Bruton says, in the form of a repayable note "with pretty aggressive terms. … The way we look at it, this is our capital going after more [assets] through more acquisitions or recruiting."


What’s Next For Nick Schorsch? | Henschen & Associates

henschenassoc.com, $reference.date [cached]

But Schorsch's plan is not the LPL business model, says Derek Bruton, managing director at LPL.


Financial Advisor Magazine Cover Shoot » The In(-)Between

vickmark.com, $reference.date [cached]

Cover shoot of LPL Financial's Derek Bruton in Boston for Financial Advisor Magazine.


Derek Bruton » Lucia Capital Group

www.luciacap.com, $reference.date [cached]

Derek Bruton / Chief Executive Officer

...
Derek Bruton
...
Derek Bruton
As the CEO of Lucia Capital Group, Derek Bruton oversees the growth and operations of the firm, its subsidiaries, and affiliates. He is directly responsible for leading the development and growth of the Wealth Services and Capital Management platforms and, most importantly, ensuring professional and proactive service to the clients of Lucia Capital Group.
Derek has been in the financial services business for over 23 years, having started his career as an equity research analyst in Tokyo, Japan. He has served in sales, business, and portfolio management roles throughout his career at Charles Schwab, Merrill Lynch, and TD Ameritrade. Most recently, Derek spent seven years as a senior executive at the largest independent broker/dealer in the country, LPL Financial, where he oversaw the growth and satisfaction of over 11,000 financial advisors. There, he led a team of over 130 professionals in business development, relationship management, and practice acquisitions while also building and running the firm's Registered Investment Advisor platform.
Derek received his B.A. in history and organizational behavior from Stanford University and completed an executive leadership program at Harvard Business School. He was also a four-year letterman on the Stanford basketball team, serving as captain his senior year. Derek holds the FINRA Series 7, 8, 24, and 63 licenses with Lucia Securities, LLC.
Derek is very active in the San Diego community, particularly with helping San Diego's youth overcome adversity and thrive in life. He has served on the board of Big Brothers Big Sisters of San Diego County for three years and is currently the board chair.
Derek and his wife of 22 years, Helen, are avid tennis players and have two wonderful teenage daughters, Sera and Grace.

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