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This profile was last updated on 4/16/2017 and contains contributions from the  Zoominfo Community.

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Wrong Derek Bruton?

Derek J. Bruton

Managing Director

LPL Financial LLC

HQ Phone:  (617) 897-4574

Direct Phone: (858) ***-**** ext. ****direct phone

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I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

LPL Financial LLC

75 State Street 24Th Floor

Boston, Massachusetts,02109

United States

Company Description

LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), is a leader in the retail financial advice market and provided service to approximately $517 billion in advisory and brokerage assets as of January 31, 2017. LPL is one... more

Find other employees at this company (13,872)

Background Information

Employment History

Chief Executive Officer

Lucia Capital Group


Various Sales and Sales Management Positions

Schwab Institutional


Affiliations

Financial Services Institute

Marketing and Growth Committee


Private Client Services

Executive Committee


The Charles Schwab Corporation

Various Sales and Sales Management Positions


Big Brothers Big Sisters

Chairman


Education

Bachelor of Arts

history and organizational behavior

Stanford University


Web References(58 Total References)


Compliance

focuspointso.tempwebpage.com [cached]

LPL's Derek Bruton resigns suddenly
Derek Bruton, in charge of the 13,600 reps and advisers at LPL Financial, has suddenly resigned.


investor.lpl.com

Derek Bruton Managing Director, National Sales Manager, Independent Advisor Services


What’s Next For Nick Schorsch? | Henschen & Associates

henschenassoc.com [cached]

But Schorsch's plan is not the LPL business model, says Derek Bruton, managing director at LPL.


Derek Bruton » Lucia Capital Group

www.luciacap.com [cached]

Derek Bruton / Chief Executive Officer
Derek Bruton Derek Bruton As the CEO of Lucia Capital Group, Derek Bruton oversees the growth and operations of the firm, its subsidiaries, and affiliates. He is directly responsible for leading the development and growth of the Wealth Services and Capital Management platforms and, most importantly, ensuring professional and proactive service to the clients of Lucia Capital Group. Derek has been in the financial services business for over 23 years, having started his career as an equity research analyst in Tokyo, Japan. He has served in sales, business, and portfolio management roles throughout his career at Charles Schwab, Merrill Lynch, and TD Ameritrade. Most recently, Derek spent seven years as a senior executive at the largest independent broker/dealer in the country, LPL Financial, where he oversaw the growth and satisfaction of over 11,000 financial advisors. There, he led a team of over 130 professionals in business development, relationship management, and practice acquisitions while also building and running the firm's Registered Investment Advisor platform. Derek received his B.A. in history and organizational behavior from Stanford University and completed an executive leadership program at Harvard Business School. He was also a four-year letterman on the Stanford basketball team, serving as captain his senior year. Derek holds the FINRA Series 7, 8, 24, and 63 licenses with Lucia Securities, LLC. Derek is very active in the San Diego community, particularly with helping San Diego's youth overcome adversity and thrive in life. He has served on the board of Big Brothers Big Sisters of San Diego County for three years and is currently the board chair. Derek and his wife of 22 years, Helen, are avid tennis players and have two wonderful teenage daughters, Sera and Grace.


advisorhub.com

"Particularly with the need for income today, the products on the alternatives side" look attractive, says Derek Bruton, managing director at LPL Financial.
"For the last few years, succession planning is among the top three topics our advisors say they want to address," Bruton says. "It's understandable. It's their retirement. At LPL, the average advisor/owner is age 58, Bruton adds. LPL finances up to a third of the purchase price, Bruton says, in the form of a repayable note "with pretty aggressive terms. … The way we look at it, this is our capital going after more [assets] through more acquisitions or recruiting."


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