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This profile was last updated on 6/8/2017 and contains contributions from the  Zoominfo Community.

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Wrong Derek Bruton?

Derek J. Bruton

Managing Director

LPL Financial LLC

HQ Phone:  (617) 897-4574

Direct Phone: (858) ***-**** ext. ****direct phone

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I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

LPL Financial LLC

75 State Street 24Th Floor

Boston, Massachusetts,02109

United States

Company Description

LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), is a leader in the retail financial advice market and provided service to approximately $517 billion in advisory and brokerage assets as of January 31, 2017. LPL is one...more

Background Information

Employment History

Chief Executive Officer

Lucia Capital Group


Various Sales and Sales Management Positions

Schwab Institutional


Affiliations

Financial Services Institute

Marketing and Growth Committee


Private Client Services

Executive Committee


Big Brothers Big Sisters

Chairman


The Charles Schwab Corporation

Various Sales and Sales Management Positions


Education

Bachelor of Arts

history and organizational behavior

Stanford University


Web References(58 Total References)


www.fa-mag.com

Former LPL executive Derek Bruton has resurfaced as the new chief executive officer at Lucia Capital Group.


focuspointso.tempwebpage.com [cached]

LPL's Derek Bruton resigns suddenly
Derek Bruton, in charge of the 13,600 reps and advisers at LPL Financial, has suddenly resigned.


investor.lpl.com

Derek Bruton Managing Director, National Sales Manager, Independent Advisor Services


www.financialservices.org [cached]

Derek Bruton
Derek Bruton Derek Bruton Derek Bruton is managing director and national sales manager for LPL Financial Independent Advisor Services and is a member of the LPL Financial Executive Management Committee. He has responsibility for business development and business consulting for all independent advisors and registered investment advisors, and he is focused on driving advisor satisfaction, supporting the growth of their business, and serving as a key advocate for their needs. Mr. Bruton joined LPL Financial in 2007 from TD Ameritrade Institutional, where he was managing director and national sales manager responsible for presiding over the institutional sales force. Before TD Ameritrade, Mr. Bruton worked as director of money manager services at Merrill Lynch from 2001 through 2005, managing Merrill's institutional custody and trading businesses for registered investment advisors. From 1994 to 2001, he served in various sales and sales management positions with Charles Schwab Institutional. During this period, he managed top-performing sales teams in both Northern California and New York. Mr. Bruton graduated with a Bachelor of Arts in history and organizational behavior from Stanford University and is FINRA Series 7, 8, 24, and 63 registered through LPL Financial. He serves on the Private Client Services Executive Committee for the Securities Industry Financial Markets Association (SIFMA) and is on the Marketing and Growth Committee for the Financial Services Institute (FSI). In addition, he serves as vice chairman of the board for Big Brothers Big Sisters of San Diego County.


investor.lpl.com

Derek Bruton
Managing Director, National Sales Manager, Independent Advisor Services Mr. Bruton serves as managing director and national sales manager for Independent Advisor Services. He has responsibility for business development and business consulting for all independent advisors and registered investment advisors, and he is focused on driving advisor satisfaction, supporting the growth of their business, and serving as a key advocate for their needs. Mr. Bruton joined us in 2007 from TD Ameritrade Institutional, where he was managing director and national sales manager. Prior to that, Mr. Bruton worked as director of money manager services at Merrill Lynch from 2001 through 2005. From 1994 to 2001, he served in various sales and sales management positions with Charles Schwab Institutional. He received his B.A. in history and organizational behavior from Stanford University.


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