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This profile was last updated on 5/21/15  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. Derek J. Bruton

Wrong Derek J. Bruton?
 
Background

Employment History

Board Memberships and Affiliations

Education

  • Bachelor of Arts , history and organizational behavior
    Stanford University
  • B.A. , history and organizational behavior
    Stanford University
113 Total References
Web References
Derek Bruton » Lucia Capital Group
www.luciacap.com, 21 May 2015 [cached]
Derek Bruton / Chief Executive Officer
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Derek Bruton
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Derek Bruton
As the CEO of Lucia Capital Group, Derek Bruton oversees the growth and operations of the firm, its subsidiaries, and affiliates. He is directly responsible for leading the development and growth of the Wealth Services and Capital Management platforms and, most importantly, ensuring professional and proactive service to the clients of Lucia Capital Group.
Derek has been in the financial services business for over 23 years, having started his career as an equity research analyst in Tokyo, Japan. He has served in sales, business, and portfolio management roles throughout his career at Charles Schwab, Merrill Lynch, and TD Ameritrade. Most recently, Derek spent seven years as a senior executive at the largest independent broker/dealer in the country, LPL Financial, where he oversaw the growth and satisfaction of over 11,000 financial advisors. There, he led a team of over 130 professionals in business development, relationship management, and practice acquisitions while also building and running the firm's Registered Investment Advisor platform.
Derek received his B.A. in history and organizational behavior from Stanford University and completed an executive leadership program at Harvard Business School. He was also a four-year letterman on the Stanford basketball team, serving as captain his senior year. Derek holds the FINRA Series 7, 8, 24, and 63 licenses with Lucia Securities, LLC.
Derek is very active in the San Diego community, particularly with helping San Diego's youth overcome adversity and thrive in life. He has served on the board of Big Brothers Big Sisters of San Diego County for three years and is currently the board chair.
Derek and his wife of 22 years, Helen, are avid tennis players and have two wonderful teenage daughters, Sera and Grace.
Leadership » Lucia Capital Group
www.luciacap.com, 24 July 2015 [cached]
Derek Bruton
...
Derek Bruton Chief Executive Officer
As the CEO of Lucia Capital Group, Derek Bruton oversees the growth and operations of the firm, its subsidiaries, and affiliates. He is directly responsible for leading the development and growth of the Wealth Services and Capital Management platforms and, most importantly, ensuring professional and proactive service to the clients of Lucia Capital Group.
Derek ...
mcsummit.com, 23 Sept 2012 [cached]
Derek Bruton
Managing Director and National Sales Manager, LPL Financial Independent Advisor Services
Derek Bruton is managing director and national sales manager for LPL Financial Independent Advisor Services and is a member of the LPL Financial Executive Management Committee. He has responsibility for business development and business consulting for all independent advisors and registered investment advisors, and he is focused on driving advisor satisfaction, supporting the growth of their business, and serving as a key advocate for their needs.
Mr. Bruton joined LPL Financial in 2007 from TD Ameritrade Institutional, where he was managing director and national sales manager responsible for presiding over the institutional sales force. Before TD Ameritrade, Mr. Bruton worked as director of money manager services at Merrill Lynch from 2001 through 2005, managing Merrill's institutional custody and trading businesses for registered investment advisors. From 1994 to 2001, he served in various sales and sales management positions with Charles Schwab Institutional. During this period, he managed top-performing sales teams in both Northern California and New York.
Mr. Bruton graduated with a Bachelor of Arts in history and organizational behavior from Stanford University and is FINRA Series 7, 8, 24, and 63 registered through LPL Financial. He serves on the Private Client Services Executive Committee for the Securities Industry Financial Markets Association (SIFMA) and is on the Marketing and Growth Committee for the Financial Services Institute (FSI). In addition, he serves as vice chairman of the board for Big Brothers Big Sisters of San Diego County.
The 9th Annual Financial Advisor Symposium - Chicago
www.financialadvisorsymposium.com, 20 April 2005 [cached]
Derek BrutonManaging Director, Institutional SalesTD Ameritrade Institutional
Speaker Biography: Derek Bruton is senior vice president and national sales manager for TD AMERITRADE Institutional, based in Jersey City, NJ.He has responsibility for managing the national sales force and the overall business development activity within the Independent Advisor Services business.Mr. Bruton joined TD Waterhouse Institutional Services (subsequently TD AMERITRADE Institutional) in March, 2005.Prior to joining TD Waterhouse, he worked as director of Money Manger Services (MMS) at Merrill Lynch from 2001 through 2005, presiding over Merrill's institutional custody and trading businesses for Registered Investment Advisors.Mr. Bruton directly managed the business development, service and operations, and product development areas for MMS.During the four years he presided over the business, he initiated and executed several new technology and service enhancements, which helped to elevate business to record levels.From 1994 to 2001, Mr. Bruton served in various sales and sales management positions with Charles Schwab Institutional.During this period, he managed top-performing sales teams in both Northern California and New York.Mr. Bruton graduated with a BA in both history and organizational behavior from Stanford University in 1989.He holds the following securities licenses: Series 7, 8, 24, and 63.
Derek Bruton Managing ...
investor.lpl.com, 10 Nov 2012 [cached]
Derek Bruton Managing Director, National Sales Manager, Independent Advisor Services
Mr. Bruton serves as managing director and national sales manager for Independent Advisor Services. He has responsibility for business development and business consulting for all independent advisors and registered investment advisors, and he is focused on driving advisor satisfaction, supporting the growth of their business, and serving as a key advocate for their needs. Mr. Bruton joined us in 2007 from TD Ameritrade Institutional, where he was managing director and national sales manager. Prior to that, Mr. Bruton worked as director of money manager services at Merrill Lynch from 2001 through 2005. From 1994 to 2001, he served in various sales and sales management positions with Charles Schwab Institutional. He received his B.A. in history and organizational behavior from Stanford University.
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