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This profile was last updated on 9/3/2015 and contains contributions from the  Zoominfo Community.

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Wrong David Peavler?

David L. Peavler

Associate Director

Enforcement

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I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

Enforcement

Background Information

Employment History

Associate Director of the Fort Worth Regional Office

The SEC Institute , Inc.


Branch Chief

Division of Enforcement


Web References(37 Total References)


Industry News - Financial Industry Consulting Associates, LLC

www.ficassociates.com [cached]

David Peavler, Associate Director of Enforcement in Fort Worth Office, to Leave SEC
David Peavler, Associate Director of Enforcement in Fort Worth Office, to Leave SEC


Latest News - Investors Rights

www.investors-rights.com [cached]

David Peavler, Associate Director of Enforcement in Fort Worth Office, to Leave SEC
SEC Litigation


News - Convergent Capital Group

www.convergentcapitalgroup.com [cached]

David Peavler, Associate Director of Enforcement in Fort Worth Office, to Leave SEC


Vigilant Compliance, LLCSEC Charges New Orleans-Based Energy Company and Executives With Fraudulent Stock Manipulation |

vigilantllc.com [cached]

"Treaty Energy professed to be in the oil-and-gas business, but its real business seems to have been misleading investors," said David Peavler, Associate Director for Enforcement in the SEC's Fort Worth Regional Office.


RSS Feed: Press Releases

www.annuitiesnet.com [cached]

David Peavler, Associate Director of Enforcement in Fort Worth Office, to Leave SEC
The Securities and Exchange Commission today announced that David L. Peavler, Associate Director of Enforcement in the Fort Worth Regional Office, is leaving the agency this month after more than 15 years of service. Mr. Peavler joined the SEC staff as a Staff Attorney and went on to serve as a Branch Chief and then an Assistant Director before being named Associate Director in November 2011. Mr. Peavler has supervised a staff of more than 60 attorneys and other professionals responsible for investigating potential violations of the federal securities laws by a wide range of market participants. Mr. Peavler received the SEC's Irving Pollack Award last year in recognition of his "fairness and compassion in dealings with the public and staff, scholarship and professional expertise in execution of their legal duties, and adherence to the highest standards of personal and professional integrity. He received the agency's Arthur F. Mathews Award in 2004 for "sustained demonstrated creativity in applying federal securities laws for the benefit of investors. Stephanie Avakian, Acting Director of the SEC's Enforcement Division, said, "David is an exceptional attorney and a dedicated public servant who has led and supervised an array of complex and high-impact actions. Mr. Peavler said, "I'm fortunate to have served with so many skilled and dedicated people. Their untiring commitment to investor protection has truly been inspirational, and I'm proud of our achievements. Mr. Peavler received his undergraduate degree in accounting and economics from Baylor University in 1989 and his law degree from the University of Texas in 1992.


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