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This profile was last updated on 8/6/2017 and contains contributions from the  Zoominfo Community.

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Wrong David Peavler?

David L. Peavler

General Counsel

H.D. Vest Financial Services

HQ Phone:  (972) 870-6000

Email: d***@***.com

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I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

H.D. Vest Financial Services

6333 N. State Highway 161

Irving, Texas,75038

United States

Company Description

Based in Irving, Texas, H.D. Vest is a leading independent broker/dealer providing investment and financial advisory solutions to retail investors through tax professionals located throughout the United States. Recognized as the largest tax professional-focuse...more

Background Information

Employment History

Associate Director

Enforcement Company


Associate Director of the Fort Worth Regional Office

Securities and Exchange Commission


Branch Chief

Division of Enforcement


Web References(48 Total References)


HD Vest Financial Services

www.hdvest.com [cached]

David Peavler
General Counsel Joined HD Vest in May 2017


citybizlist : Dallas : People

dallas.citybizlist.com [cached]

HD Vest Appoints David L. Peavler as General Counsel
David Peavler, Associate Director of Enforcement in Fort Worth Office, to Leave SEC


citybizlist : Houston : People

houston.citybizlist.com [cached]

HD Vest Appoints David L. Peavler as General Counsel


HD Vest Financial Services

www.hdvest.com [cached]

David Peavler
Mr. Peavler serves as general counsel of HD Vest Financial ServicesĀ®, leading all legal functions for the firm. Mr. Peavler brings more than 20 years of experience providing legal guidance in highly regulated industries. Prior to joining HD Vest, Mr. Peavler served as the associate director for Enforcement for the Securities and Exchange Commission's (SEC) Fort Worth Regional Office, where he headed the agency's enforcement efforts in Texas, Oklahoma, Arkansas and Kansas. During his SEC tenure, Mr. Peavler conducted and led a number of significant investigations, and was a frequent public speaker on a variety of SEC enforcement topics. While at the SEC, Mr. Peavler received the Irving M. Pollack Award, one of the SEC's top honorary awards for exceptional public service, and the Arthur F. Mathews Award, recognizing sustained demonstrated creativity in applying federal securities laws. Before the SEC, Mr. Peavler was a partner in the trial section of Locke Liddell (now Locke Lord), where he primarily represented major accounting firms in auditing malpractice and securities class actions, and was in-house with Phillips Petroleum Company and ConocoPhillips, handling general corporate and transactional matters. David is a lifelong Texan and enjoys travel, watching football and baseball, and old movies. He is an ardent follower of the Dallas sports teams. He and his wife met in law school and have been together ever since. They have two children and too many pets. Mr. Peavler received his law degree from the University of Texas and his undergraduate degree in accounting and economics from Baylor University.


HD Vest Financial Services - Reinvent Yourself - Not Like Other Financial Services Firms

www.hdvest.com [cached]

HD Vest Appoints David L. Peavler as General Counsel.
Mr. Peavler comes to HD Vest from the Securities and Exchange Commission's (SEC) Fort Worth Regional Office.


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