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This profile was last updated on 10/31/14  and contains information from public web pages and contributions from the ZoomInfo community.

Assistant Director

Local Address: Washington, District of Columbia, United States
Securities and Exchange Commission
100 F St. NE
Washington DC , District of Columbia 20549
United States

Company Description: This year's SEC Conference forum will focus on the impact of recent capital market events on small business capital formation in the United States, with a...   more
Background

Employment History

6 Total References
Web References
"It was a very significant fraud ...
fe15.news.mud.yahoo.com, 13 Oct 2005 [cached]
"It was a very significant fraud and another instance that shows the commission ... is going to be diligent protecting investors," said David Frohlich, an assistant director in the SEC's enforcement division.
"Insider trading is always important to ...
www.thestar.com, 11 June 2009 [cached]
"Insider trading is always important to the SEC but, when people are utilizing information that's coming from a major broker dealer, they are taking action that especially undermines the confidence of investors in the capital markets," David Frohlich, assistant director of enforcement at the Securities and Exchange Commission in Washington, D.C., said in an interview.
...
"Based on his financial statements and other documents submitted to SEC staff, the commission has agreed to waive the amounts," Frohlich said. "We do it (based) on an ability to pay."
The settlement has not been finalized by the court.
The Ontario Securities Commission assisted in the investigation, Frohlich said.
"It was a very significant fraud ...
www.internetnews.com, 20 May 2008 [cached]
"It was a very significant fraud and another instance that shows the commission ... is going to be diligent protecting investors," said David Frohlich, an assistant director in the SEC's enforcement division.
Saskatchewan Elks & Royal Purple
www.elks-sask.org, 28 Aug 2000 [cached]
Dave FrehlichP.O. Box 353Luseland, SK, S0L 2A0(306) 372-4316 (Res)(306) 372-4242 (Bus)
Elia Artschools
www.elia-artschools.org, 13 May 2010 [cached]
Professor David Frohlich director of the 'Digital World Research Centre' based at the University of Surrey will act as external supervisor.
Other People with the name "Frohlich":
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