logo

Last Update

This profile was last updated on 7/31/2017 and contains contributions from the  Zoominfo Community.

is this you? Claim your profile.

Wrong David Frohlich?

David Frohlich

Assistant Director

Securities and Exchange Commission

HQ Phone:  (202) 942-8088

Direct Phone: (202) ***-****direct phone

Email: f***@***.gov

GET ZOOMINFO GROW

+ Get 10 Free Contacts a Month

Please agree to the terms and conditions.

I agree to the  Terms of Service and  Privacy Policy. I understand that I will receive a subscription to ZoomInfo Grow at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

THANK YOU FOR DOWNLOADING!

computers
  • 1.Download
    ZoomInfo Grow
    v sign
  • 2.Run Installation
    Wizard
  • 3.Check your inbox to
    Sign in to ZoomInfo Grow

I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

Securities and Exchange Commission

100 F St. NE

Washington, D.C., District of Columbia,20549

United States

Company Description

DERA was created in September 2009 to integrate financial economics and rigorous data analytics into the core mission of the SEC. The division is involved across the entire range of SEC activities, including policy-making, rulemaking, enforcement, and examinat...more

Find other employees at this company (10,606)

Web References(6 Total References)


www.thestar.com

"Insider trading is always important to the SEC but, when people are utilizing information that's coming from a major broker dealer, they are taking action that especially undermines the confidence of investors in the capital markets," David Frohlich, assistant director of enforcement at the Securities and Exchange Commission in Washington, D.C., said in an interview.
"Based on his financial statements and other documents submitted to SEC staff, the commission has agreed to waive the amounts," Frohlich said. "We do it (based) on an ability to pay." The settlement has not been finalized by the court. The Ontario Securities Commission assisted in the investigation, Frohlich said.


www.internetnews.com

"It was a very significant fraud and another instance that shows the commission ... is going to be diligent protecting investors," said David Frohlich, an assistant director in the SEC's enforcement division.


www.portlandtribune.com

"It was a very significant fraud and another instance that shows the commission ... is going to be diligent protecting investors," said David Frohlich, an assistant director in the SEC's enforcement division.


www.elks-sask.org [cached]

Dave FrehlichP.O. Box 353Luseland, SK, S0L 2A0(306) 372-4316 (Res)(306) 372-4242 (Bus)


www.falmouth.ac.uk

Professor David Frohlich director of the 'Digital World Research Centre' based at the University of Surrey will act as external supervisor.


Similar Profiles

city

Browse ZoomInfo's Business
Contact Directory by City

city

Browse ZoomInfo's
Business People Directory

city

Browse ZoomInfo's
Advanced Company Directory