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2014-10-31T00:00:00.000Z

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Wrong David Frohlich?

Prof. David Frohlich

Assistant Director

Securities and Exchange Commission

Direct Phone: (202) ***-****       

Email: f***@***.gov

Securities and Exchange Commission

100 F St. NE

Washington DC, District of Columbia 20549

United States

Company Description

June 19, 2013 - The Securities and Exchange Commission announced that it has issued its second ever whistleblower incentive award. The whistleblower award program was established as part of the 2009 Dodd-Frank legislation and seeks to encourage whistleblo ... more

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Background Information

Employment History

Assistant Director
U.S. Securities and Exchange Commission

Web References (12 Total References)


"Insider trading is always important to ...

www.thestar.com, $reference.date [cached]

"Insider trading is always important to the SEC but, when people are utilizing information that's coming from a major broker dealer, they are taking action that especially undermines the confidence of investors in the capital markets," David Frohlich, assistant director of enforcement at the Securities and Exchange Commission in Washington, D.C., said in an interview.

...
"Based on his financial statements and other documents submitted to SEC staff, the commission has agreed to waive the amounts," Frohlich said. "We do it (based) on an ability to pay."
The settlement has not been finalized by the court.
The Ontario Securities Commission assisted in the investigation, Frohlich said.


"It was a very significant fraud ...

www.financialexpress.com, $reference.date [cached]

"It was a very significant fraud and another instance that shows the commission ... is going to be diligent protecting investors," said David Frohlich, an assistant director in the SEC's enforcement division.


"It was a very significant fraud ...

www.internetnews.com, $reference.date [cached]

"It was a very significant fraud and another instance that shows the commission ... is going to be diligent protecting investors," said David Frohlich, an assistant director in the SEC's enforcement division.


"It was a very significant fraud ...

www.usatoday.com, $reference.date [cached]

"It was a very significant fraud and another instance that shows the commission ... is going to be diligent protecting investors," said David Frohlich, an assistant director in the SEC's enforcement division.


"It was a very significant fraud ...

fe15.news.mud.yahoo.com, $reference.date [cached]

"It was a very significant fraud and another instance that shows the commission ... is going to be diligent protecting investors," said David Frohlich, an assistant director in the SEC's enforcement division.

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