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Last Update

2016-04-15T00:00:00.000Z

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Background Information

Employment History

President and Chief Operating Officer
UVEST

Affiliations

Board Member
Bank Insurance & Securities Association

Member of Board of Advisors
RolloverSystems Inc

Board Member
American Bankers Association

Education

BS
Engineering
Auburn University

M.B.A
finance
Georgia State University

Web References (44 Total References)


"We applaud these elite advisers for ...

www.hotsr.com, $reference.date [cached]

"We applaud these elite advisers for having demonstrated a commitment to helping their clients as they strive to reach their financial aspirations," said Dan Arnold, LPL president.


A number of factors are at ...

www.investmentnews.com, $reference.date [cached]

A number of factors are at work that could make 2016 a fruitful year for recruiting at the firm, LPL President Dan Arnold said. Those include: the disruption, due to increased costs, of the businesses of smaller broker-dealers; the change and flux in corporate ownership to other independent firms; the compensation changes to employee reps at the some wirehouses; and the coming Department of Labor fiduciary rule for retirement accounts - the implementation of which is widely feared in the advice industry to lead to rising costs.

(More: 2015 was ugly for for IBDs; will 2016 be any better?)
"We're positioning ourselves for an increased level of adviser movement in the industry," Mr. Arnold said.
...
No layoffs will result in the changes in the groups led by Mr. Kalbaugh and Mr. Morrissey, Mr. Arnold said.


LPL Financial's Dan ...

www.investmentnews.com, $reference.date [cached]

LPL Financial's Dan Arnold is managing amid complexity

Apr 25, 2015
Dan Arnold has been a member of the C-suite at LPL Financial for eight years, but a good number of the advisers at the nation's largest independent broker-dealer are just getting to know him. Mr. Arnold, 50, took over as president last month after the...


...

www.sec.gov, $reference.date [cached]

0001487487 Arnold Dan H. C/O LPL FINANCIAL HOLDINGS INC. 75 STATE STREET, 22ND FLOOR BOSTON MA 02109 0 1 0 0 President


...

www.sec.gov, $reference.date [cached]

0001487487 Arnold Dan H. C/O LPL FINANCIAL HOLDINGS INC. 75 STATE STREET, 22ND FLOOR BOSTON MA 02109 0 1 0 0 President

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