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Wrong Dan Arnold?

Dan H. Arnold

President

LPL Financial LLC

HQ Phone:  (617) 897-4574

Direct Phone: (980) ***-****direct phone

Email: d***@***.com

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I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

LPL Financial LLC

75 State Street 24Th Floor

Boston, Massachusetts,02109

United States

Company Description

LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), is a leader in the retail financial advice market and provided service to approximately $517 billion in advisory and brokerage assets as of January 31, 2017. LPL is one... more

Find other employees at this company (13,841)

Web References(142 Total References)


Annuity Players Continue to Fight Low Rates

www.thinkadvisor.com [cached]

Dan Arnold, LPL's president, said the drop in variable annuity commission revenue is the result of a variable annuity commission pricing change the company announced last fall.
The company eliminated its old 7% upfront commission structure Jan. 1. The remaining variable annuity options have lower upfront commissions, with trailing commissions, and that should lead to an increase in variable annuity trailing commission revenue over time, Arnold said. Arnold said he thinks implementation of the U.S. Department of Labor fiduciary rule would create opportunities for LPL. LPL expects the shift to lead to movement of advisors, assets and broker-dealers. "Regulatory changes could drive consolidation in the broker-dealer landscape, as it becomes more difficult to successfully compete," Arnold said.


Management - LPL Financial Holdings

investor.lpl.com [cached]

Image of Dan H. Arnold
Dan H. Arnold President and Chief Executive Officer


LPL Financial Holdings Inc. - Definitive Proxy Statement

investor.lpl.com [cached]

Dan H. Arnold, Managing Director, Divisional President, Financial Institution Services
Dan H. Arnold, Managing Director, Divisional President, Financial Institution Services In January 2007, our subsidiary, UVEST Financial Services Group Inc. ("UVEST") entered into an employment agreement with Mr. Arnold. This employment agreement was executed in connection with our acquisition of UVEST. This agreement has a three-year term with automatic annual renewal unless UVEST provides notice of non-renewal within 90 days prior to the completion of the then-current term. This agreement, together with the NEO Employment Agreements, are referred to below as the "Employment Agreements." Base Salaries Mr. Casady, Ms. Stearns, Mr. Moore, Mr. Dwyer, and Mr. Arnold receive an annual base salary for the 2011 fiscal year of no less than $800,000, $625,000, $625,000, $512,500, and $400,000, respectively. Under his Employment Agreement, Mr. Arnold may not engage in prohibited competitive conduct for a period of twenty-four months in the event of termination. Dan H. Arnold(17) Mr. Arnold was not a named executive officer in 2009 or 2008. His compensation is therefore only disclosed for the year ended December 31, 2010. (18) Includes $5,377 relating to automobile lease payments and $455,822 relating to the forgiveness of loan in connection with Mr. Arnold becoming an executive officer of the Company, and related tax gross-up payment of $395,386 Dan H. Arnold Dan H. Arnold Dan H. Arnold Dan H. Arnold Dan H. Arnold Under the terms of his Employment Agreement, if Mr. Arnold is terminated without cause or for good reason, then we must pay (i) base salary payable through the month in which his termination of employment occurs, (ii) reimbursement for reasonable business expenses incurred; (iii) such employee benefits, if any, as to which Mr. Arnold may be entitled notwithstanding the termination of employment under the employee benefit plans of the Company (together with (i) and (ii), the "Accrued Rights"), (iv), base salary for 24 months, and (v) a pro rata portion of his bonus, if any, for the year in which the death occurs. Under the terms of his Employment Agreement, upon termination of his employment other than for good reason, Mr. Arnold would be entitled to receive his Accrued Rights. Upon termination due to death, Mr. Arnold's estate will be entitled to (i) the Accrued Rights and (ii) a pro rata portion of his bonus, if any, for the year in which the death occurs. Upon termination due to disability, Mr. Arnold shall be entitled to receive (i) the Accrued Rights, (ii) base salary for twelve months, and (iii) a pro rata portion of his bonus, if any, for the year in which the termination occurs. Dan H. Arnold(6)


LPL Financial Holdings Inc. - Definitive Proxy Statement

investor.lpl.com [cached]

Dan H. Arnold
President, former Chief Financial Officer Mr. Arnold served as our chief financial officer until March 13, 2015, when he was appointed as president.


Board of Directors - LPL Financial Holdings

investor.lpl.com [cached]

Dan H. Arnold
Dan H. Arnold Mr. Arnold has served as our chief executive officer since January 2017 and our president since March 2015. Previously, Mr. Arnold served as our chief financial officer from November 2012 to March 2015 and was responsible for formulating financial policy, leading the company's capital management efforts, and ensuring the effectiveness of the organization's financial functions. Prior to 2012, he was managing director, head of strategy, with responsibility for long-term strategic planning for the firm, product and platform development, and strategic investments, including acquisitions. He has also served as divisional president of our Institution Services business. Mr. Arnold joined our Company in January 2007 following our acquisition of UVEST. Prior to joining us, Mr. Arnold worked at UVEST for 13 years, serving most recently as president and chief operating officer. Mr. Arnold earned a B.S. in electrical engineering from Auburn University and holds an M.B.A. in finance from Georgia State University.


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