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2017-02-24T00:00:00.000Z

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Wrong Dan Arnold?

Mr. Dan H. Arnold

Direct Phone: (858) ***-****       

Email: d***@***.com

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LPL Financial Services

75 State Street 24Th Floor

Boston, Massachusetts 02109

United States

Company Description

LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), is a leader in the financial advice market and serves $485 billion in retail assets. The Company provides proprietary technology, comprehensive clearing and compliance ... more

Find other employees at this company (13,138)

Background Information

Affiliations

Board Member
Bank Insurance & Securities Association

Member of Board of Advisors
RolloverSystems Inc

Board Member
American Bankers Association

Education

BS

Engineering

Auburn University

M.B.A

finance

Georgia State University

Web References (129 Total References)


Management - LPL Financial Holdings

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Image of Dan H. Arnold

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Dan H. Arnold President


Dan H. Arnold, Managing ...

investor.lpl.com [cached]

Dan H. Arnold, Managing Director, Divisional President, Financial Institution Services

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Dan H. Arnold, Managing Director, Divisional President, Financial Institution Services
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In January 2007, our subsidiary, UVEST Financial Services Group Inc. ("UVEST") entered into an employment agreement with Mr. Arnold. This employment agreement was executed in connection with our acquisition of UVEST. This agreement has a three-year term with automatic annual renewal unless UVEST provides notice of non-renewal within 90 days prior to the completion of the then-current term. This agreement, together with the NEO Employment Agreements, are referred to below as the "Employment Agreements."
Base Salaries
Mr. Casady, Ms. Stearns, Mr. Moore, Mr. Dwyer, and Mr. Arnold receive an annual base salary for the 2011 fiscal year of no less than $800,000, $625,000, $625,000, $512,500, and $400,000, respectively.
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Under his Employment Agreement, Mr. Arnold may not engage in prohibited competitive conduct for a period of twenty-four months in the event of termination.
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Dan H. Arnold(17)
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Mr. Arnold was not a named executive officer in 2009 or 2008. His compensation is therefore only disclosed for the year ended December 31, 2010.
(18) Includes $5,377 relating to automobile lease payments and $455,822 relating to the forgiveness of loan in connection with Mr. Arnold becoming an executive officer of the Company, and related tax gross-up payment of $395,386
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Dan H. Arnold
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Dan H. Arnold
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Dan H. Arnold
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Under the terms of his Employment Agreement, if Mr. Arnold is terminated without cause or for good reason, then we must pay (i) base salary payable through the month in which his termination of employment occurs, (ii) reimbursement for reasonable business expenses incurred; (iii) such employee benefits, if any, as to which Mr. Arnold may be entitled notwithstanding the termination of employment under the employee benefit plans of the Company (together with (i) and (ii), the "Accrued Rights"), (iv), base salary for 24 months, and (v) a pro rata portion of his bonus, if any, for the year in which the death occurs.
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Under the terms of his Employment Agreement, upon termination of his employment other than for good reason, Mr. Arnold would be entitled to receive his Accrued Rights.
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Upon termination due to death, Mr. Arnold's estate will be entitled to (i) the Accrued Rights and (ii) a pro rata portion of his bonus, if any, for the year in which the death occurs. Upon termination due to disability, Mr. Arnold shall be entitled to receive (i) the Accrued Rights, (ii) base salary for twelve months, and (iii) a pro rata portion of his bonus, if any, for the year in which the termination occurs.
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Dan H. Arnold(6)


  | LPL’s Charlotte connection: ...

businessnc.com [cached]

  | LPL’s Charlotte connection: Dan Arnold takes the helm | READ MORE | LPL Financial LPL’s Charlotte connection: Dan Arnold takes the helmBlog

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  | LPL’s Charlotte connection: Dan Arnold takes the helm | READ MORE | LPL Financial LPL’s Charlotte connection: Dan Arnold takes the helmBlog
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LPL's Charlotte connection: Dan Arnold takes the helm Home > LPL's Charlotte connection: Dan Arnold takes the helm
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Dan Arnold
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Dan Arnold
Former Charlotte business executive Dan Arnold is a little-known but vital figure in North Carolina, even if he lives in San Diego and works for a company that ditched the Tar Heel state for South Carolina.
This week, Arnold was named CEO of LPL Financial, succeeding Mark Casady on Jan. 3.
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Meanwhile, in the back of the room, Arnold kept a low profile.
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Arnold, who is president, is 51.
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In 1994, Uvest hired Arnold, a 30-year-old Georgia Tech electrical engineering grad who had worked at BellSouth and MCI, after Steve Robison left to start his own company.
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Over the next 13 years, Arnold accelerated Uvest's growth as it moved into more lucrative lines, including offering brokerage services to banks. After the 2007 sale, he later moved to San Diego and was named LPL's president in 2015. Uvest employed 200 people when it was acquired by LPL; Arnold will now oversee 3,200.
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Hedge funds and private-equity groups, which often push CEOs to sell rather than build companies, own more than 40% of LPL's shares. (Arnold holds shares valued at more than $7 million, triple the holdings of Casady.)
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Whether LPL stays independent or sells out - and most companies don't make commitments to sensational new campuses without hoping to retain independence - Arnold brings a lot to the table.
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Now, Dan Arnold has a chance to show the world that John Robison was right.
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Childress Klein, Dan Arnold, Fort Mill, Investment management, LPL Financial, Mark Casady, Nikki Haley, S.C


Dan H. ...

investor.lpl.com [cached]

Dan H. Arnold President, former Chief Financial Officer

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Mr. Arnold served as our chief financial officer until March 13, 2015, when he was appointed as president.


LPL Financial LLC, a wholly ...

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LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) announced that it has named current chief financial officer Dan Arnold to the role of president. Prior to becoming CFO for LPL, Arnold served as managing director, head of strategy for the firm. Previously, Arnold served as divisional president of LPL's Institution Services business, a distinction he earned after 12 years of leading UVEST, a broker dealer that was acquired by LPL in 2007.

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