Last Update

2015-02-07T00:00:00.000Z

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Wrong Craig Danzig?

Mr. Craig Danzig

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Background Information

Employment History

Director

StratoComm Corporation

Education

New York Institute of Technology

Web References (6 Total References)


The SEC alleges that between ...

www.financialadvisormagazine.com [cached]

The SEC alleges that between November 2007 and May 2009 Roger D. Shearer, CEO of StratoComm Corp., and Craig Danzig, the company's former director of investor relations, duped clients into buying securities in the phony company, with Shearer using much of the money for his own purposes, according to an SEC complaint filed Oct. 4 in U.S. District Court for the Northern District of New York.

...
Shearer, of Latham, N.Y., and Danzig, of Boca Raton, Fla., issued public statements falsely portraying StratoComm as actively engaged in the manufacture and sale of telecommunications systems for use in underdeveloped countries, particularly Africa, according to the SEC.
...
Prior to joining StratoComm in 2007, Danzig was a registered representative associated with with several broker-dealers. In 1996, the State of Delaware sanctioned Danzig in connection with unauthorized transactions in a customer's account. The same year he was barred from obtaining a license to sell securities in N.J. His securities license subsequently lapsed in 2000.
The SEC is seeking permanent injunctions, disgorgement of unlawful proceeds and prejudgment interest, and a financial penalty for all the defendants. It is also seeking an order prohibiting Shearer from serving as an officer or director of a public company and prohibiting Shearer and Danzig from participating in the offering of a penny stock.


The SEC alleges that between ...

www.financialadvisormagazine.com [cached]

The SEC alleges that between November 2007 and May 2009 Roger D. Shearer, CEO of StratoComm Corp., and Craig Danzig, the company's former director of investor relations, duped clients into buying securities in the phony company, with Shearer using much of the money for his own purposes, according to an SEC complaint filed Oct. 4 in U.S. District Court for the Northern District of New York.

...
Shearer, of Latham, N.Y., and Danzig, of Boca Raton, Fla., issued public statements falsely portraying StratoComm as actively engaged in the manufacture and sale of telecommunications systems for use in underdeveloped countries, particularly Africa, according to the SEC.
...
Prior to joining StratoComm in 2007, Danzig was a registered representative associated with with several broker-dealers. In 1996, the State of Delaware sanctioned Danzig in connection with unauthorized transactions in a customer's account. The same year he was barred from obtaining a license to sell securities in N.J. His securities license subsequently lapsed in 2000.
The SEC is seeking permanent injunctions, disgorgement of unlawful proceeds and prejudgment interest, and a financial penalty for all the defendants. It is also seeking an order prohibiting Shearer from serving as an officer or director of a public company and prohibiting Shearer and Danzig from participating in the offering of a penny stock.


The SEC alleges that between ...

www.fa-mag.com [cached]

The SEC alleges that between November 2007 and May 2009 Roger D. Shearer, CEO of StratoComm Corp., and Craig Danzig, the company's former director of investor relations, duped clients into buying securities in the phony company, with Shearer using much of the money for his own purposes, according to an SEC complaint filed Oct. 4 in U.S. District Court for the Northern District of New York.

...
Shearer, of Latham, N.Y., and Danzig, of Boca Raton, Fla., issued public statements falsely portraying StratoComm as actively engaged in the manufacture and sale of telecommunications systems for use in underdeveloped countries, particularly Africa, according to the SEC.
...
Prior to joining StratoComm in 2007, Danzig was a registered representative associated with with several broker-dealers. In 1996, the State of Delaware sanctioned Danzig in connection with unauthorized transactions in a customer's account. The same year he was barred from obtaining a license to sell securities in N.J. His securities license subsequently lapsed in 2000.
The SEC is seeking permanent injunctions, disgorgement of unlawful proceeds and prejudgment interest, and a financial penalty for all the defendants. It is also seeking an order prohibiting Shearer from serving as an officer or director of a public company and prohibiting Shearer and Danzig from participating in the offering of a penny stock.


The SEC alleges that between ...

www.fa-mag.com [cached]

The SEC alleges that between November 2007 and May 2009 Roger D. Shearer, CEO of StratoComm Corp., and Craig Danzig, the company's former director of investor relations, duped clients into buying securities in the phony company, with Shearer using much of the money for his own purposes, according to an SEC complaint filed Oct. 4 in U.S. District Court for the Northern District of New York.

...
Shearer, of Latham, N.Y., and Danzig, of Boca Raton, Fla., issued public statements falsely portraying StratoComm as actively engaged in the manufacture and sale of telecommunications systems for use in underdeveloped countries, particularly Africa, according to the SEC.
...
Prior to joining StratoComm in 2007, Danzig was a registered representative associated with with several broker-dealers. In 1996, the State of Delaware sanctioned Danzig in connection with unauthorized transactions in a customer's account. The same year he was barred from obtaining a license to sell securities in N.J. His securities license subsequently lapsed in 2000.
The SEC is seeking permanent injunctions, disgorgement of unlawful proceeds and prejudgment interest, and a financial penalty for all the defendants. It is also seeking an order prohibiting Shearer from serving as an officer or director of a public company and prohibiting Shearer and Danzig from participating in the offering of a penny stock.


Market Frauds & NSS related Stuff

investorscob.com [cached]

On October 4, 2011, the Securities and Exchange Commission (SEC) filed a complaint in United States District Court for the Northern District of New York charging StratoComm Corporation, its CEO Roger D. Shearer, and its former Director of Investor Relations, Craig Danzig, with violating the antifraud provisions of the securities laws and with illegally selling securities in unregistered transactions.

...
The SEC's complaint also alleges that StratoComm, Shearer and Danzig sold investors approximately $3 million worth of StratoComm stock in unregistered transactions.
...
It also seeks an order prohibiting Shearer from serving as an officer or director of a public company and prohibiting Shearer and Danzig from participating in the offering of a penny stock.

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