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2015-11-29T00:00:00.000Z

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Wrong Cecilia Williams?

Cecilia Williams

Senior Vice President, Head of Compliance, Scotia Capital and Wealth Management

Scotia Capital Inc.

HQ Phone: (416) 860-1549

Scotia Capital Inc.

40 King St. West Scotia Plaza Station A

Toronto, Ontario M5W 2X6

Canada

Company Description

Scotia Capital is a leader in the corporate and investment banking industry, with a presence in both major and regional financial centers around the world. Scotia Capital is a member of the Scotiabank Group. ... more

Find other employees at this company (1,695)

Background Information

Employment History

Head
Scotiabank

Executive Director, Head of Legal and Compliance
UBS Bank/UBS Trust

Vice President of Business Controls for the Imperial Service and Private Wealth Management Businesses
Canadian Imperial Bank of Commerce

Director of Regulatory and Market Policy for The Toronto Stock Exchange and Senior Counsel, Derivatives
Ontario Securities Commission

Executive Director, Head of Legal and Compliance
UBS PaineWebber Inc

Education

LL.B.

Osgoode Hall Law School

Web References (13 Total References)


Women in Capital Markets Web Portal :: Mentor Lunches

www.wcm.ca, $reference.date [cached]

Cecilia Williams, Senior Vice President, Head of Compliance GBM and GWM

...
Cecilia Williams Senior Vice President, Head of Compliance GBM & GWM Scotiabank
Cecilia is Senior Vice President, Head of Compliance for Scotiabank Global Banking & Markets (GBM) and Scotiabank Global Wealth Management (GWM). Cecilia holds an LL.B. from Osgoode Hall Law School and has spent most of her career in various aspects of compliance and regulation in the financial services industry. She joined Scotia from CIBC where she was Vice-President of Business Controls for the Imperial Service and Private Wealth Management businesses. Prior to that, Cecilia was Executive Director, Head of Legal and Compliance for UBS Bank/UBS Trust (Canada). Cecilia also previously held the positions of Director of Regulatory and Market Policy for The Toronto Stock Exchange and Senior Counsel, Derivatives with the Ontario Securities Commission.


Scotia Capital - Meet the Team

www.scotiacapital.com, $reference.date [cached]

Cecilia Williams Managing Director, Head


Cecilia Williams

www.scotiacapital.com, $reference.date [cached]

Cecilia Williams

Managing Director, Head of Compliance
Cecilia holds an LL.B. from Osgoode Hall Law School and has spent most of her career in various aspects of compliance and regulation in the financial services industry. She joined Scotia Capital from CIBC where she was Vice-President of Business Controls for the Imperial Service and Private Wealth Management businesses. Prior to that, Cecilia was Executive Director, Head of Legal and Compliance for UBS Bank/UBS Trust (Canada). Cecilia also previously held the positions of Director of Regulatory and Market Policy for The Toronto Stock Exchange and Senior Counsel, Derivatives with the Ontario Securities Commission.


Scotia Capital - Meet the Team

www.tradechat.ca, $reference.date [cached]

Cecilia Williams Managing Director, Head


Cecilia Williams

www.tradechat.ca, $reference.date [cached]

Cecilia Williams

Managing Director, Head of Compliance
Cecilia holds an LL.B. from Osgoode Hall Law School and has spent most of her career in various aspects of compliance and regulation in the financial services industry. She joined Scotia Capital from CIBC where she was Vice-President of Business Controls for the Imperial Service and Private Wealth Management businesses. Prior to that, Cecilia was Executive Director, Head of Legal and Compliance for UBS Bank/UBS Trust (Canada). Cecilia also previously held the positions of Director of Regulatory and Market Policy for The Toronto Stock Exchange and Senior Counsel, Derivatives with the Ontario Securities Commission.

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