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This profile was last updated on 9/25/14  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. Brad Phillips

Wrong Brad Phillips?

Chairman and Chief Executive Offi...

National Alliance Securities LLC
Phone: (469) ***-****  HQ Phone
National Alliance Securities Corporation
1605 LBJ Freeway Suite 710
Dallas, Texas 75234
United States

 
Background

Employment History

Board Memberships and Affiliations

  • Board Member
    LBL Group of Insurance Companies
  • Board Member
    American Reserve Life Insurance Company

Education

  • Bachelor of Arts , Computer Science and Economics
    Brown University
  • Masters of Business Administration , finance
    University of Chicago - Graduate School of Business
52 Total References
Web References
Management Team / Board
natalliance.com, 25 Sept 2014 [cached]
Brad Phillips - Chairman of the Board/CEO
...
Brad Phillips - Chairman of the Board / CEO
Brad Phillips began his business career as an investment banking professional and worked at two prominent Wall Street firms before moving into a corporate management role at a major international energy company. After several years, he brought that executive experience back to the financial services industry and served as President of a California-based broker-dealer where he oversaw the firm's daily operations. He later joined National Alliance in 2002 as its President and continued to serve in executive positions until he exclusively became its Chairman.
Phillips serves as Chairman of the Board and CEO of National Alliance Securities and brings unique leadership skills and a diverse perspective on management and operations to that role which serve to complement the sales and trading experiences of the other team members.
Phillips earned his MBA from University of Chicago with a concentration in Finance and undergraduate degrees in Computer Science and Economics from Brown University. He possesses the FINRA 4, 7, 24, 27, 53, 55, and 63 securities licenses.
Liberty Bankers Life | Senior Management Team
www.libertybankerslife.com, 20 Sept 2013 [cached]
Bradford A. Phillips, President and Chief Executive Officer
Mr. Phillips has served as a chairman and director of the LBL Group of Insurance Companies since 1999. He has served as President of National Alliance Securities, a Dallas, TX based broker/dealer, since 2002. National Alliance Securities is a NASD and SEC registered broker/dealer that trades in fixed income securities.
From January 1998 to May 2002, Mr. Phillips was the President of InterFirst Capital Corporation of Los Angeles, California, a Securities and Exchange Commission registered securities broker/dealer firm. From 1995 - 1998, Mr. Phillips served as President of Avacelle, Inc., of Dallas, Texas. Mr. Phillips worked for Arco International Oil and Gas Company of Plano, Texas from 1992 to 1995. Mr. Phillips previously held investment banking positions at Drexel Burnham Lambert and Dean Witter Reynolds.
Mr. Phillips holds a number of securities licenses, including the Series 4 (Options Principal), Series 7 (General Securities License), Series 24 (General Securities Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 55 (Equity Trading Principal), and Series 63 (Blue Sky Securities License). Mr. Phillips obtained a Bachelor of Arts from Brown University in Computer Science and Economics. Mr. Phillips obtained a Masters of Business Administration from the University of Chicago - Graduate School of Business, with a concentration in finance.
Bradford A. Phillips
www.libertybankers.com, 18 Feb 2009 [cached]
Bradford A. Phillips
...
Bradford A. Phillips, Chief Executive Officer and Board Chairman
Mr. Phillips has served as an officer and director of American Reserve Life Insurance Company since 1999, of Mid-Continent Preferred Life Insurance Company since 2002, of Liberty Bankers Life Insurance Company since 2004 and of Winnfield Life Insurance Company since 2004.
He has served as President of National Alliance Securities, a Dallas, TX based broker/dealer, since 2002. National Alliance Securities is a NASD and SEC registered broker/dealer that trades in fixed income securities. From January 1998 to May 2002, Mr. Phillips was the President of InterFirst Capital Corporation of Los Angeles, California, a Securities and Exchange Commission registered securities broker/dealer firm. From 1995 - 1998, Mr. Phillips served as President of Avacelle, Inc., of Dallas, Texas. Mr. Phillips worked for Arco International Oil and Gas Company of Plano, Texas from 1992 to 1995. Mr. Phillips previously held investment banking positions at Drexel Burnham Lambert and Dean Witter Reynolds.
Mr. Phillips holds a number of securities licenses, including the Series 4 (Options Principal), Series 7 (General Securities License), Series 24 (General Securities Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 55 (Equity Trading Principal), and Series 63 (Blue Sky Securities License). Mr. Phillips obtained a Bachelor of Arts from Brown University in Computer Science and Economics. Mr. Phillips obtained a Masters of Business Administration from the University of Chicago - Graduate School of Business, with a concentration in finance.
Senior Management Team
libertybankerslife.com, 13 April 2010 [cached]
Bradford A. Phillips, President and Chief Executive Officer
Mr. Phillips has served as an officer and director of the LBL Group of Insurance Companies since 1999. He has served as President of National Alliance Securities, a Dallas, TX based broker/dealer, since 2002.
Bradford A. Phillips
libertybankerslife.com, 18 Sept 2007 [cached]
Bradford A. Phillips
...
Bradford A. Phillips, Chief Executive Officer and Board Chairman
Mr. Phillips has served as an officer and director of the LBL Group of Insurance Companies since 1999. He has served as President of National Alliance Securities, a Dallas, TX based broker/dealer, since 2002. National Alliance Securities is a NASD and SEC registered broker/dealer that trades in fixed income securities.
From January 1998 to May 2002, Mr. Phillips was the President of InterFirst Capital Corporation of Los Angeles, California, a Securities and Exchange Commission registered securities broker/dealer firm. From 1995 - 1998, Mr. Phillips served as President of Avacelle, Inc., of Dallas, Texas. Mr. Phillips worked for Arco International Oil and Gas Company of Plano, Texas from 1992 to 1995. Mr. Phillips previously held investment banking positions at Drexel Burnham Lambert and Dean Witter Reynolds.
Mr. Phillips holds a number of securities licenses, including the Series 4 (Options Principal), Series 7 (General Securities License), Series 24 (General Securities Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 55 (Equity Trading Principal), and Series 63 (Blue Sky Securities License). Mr. Phillips obtained a Bachelor of Arts from Brown University in Computer Science and Economics. Mr. Phillips obtained a Masters of Business Administration from the University of Chicago - Graduate School of Business, with a concentration in finance.
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