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This profile was last updated on 7/28/14  and contains information from public web pages and contributions from the ZoomInfo community.

Bertram J. Riley Jr.

Wrong Bertram J. Riley Jr.?

President

Phone: (800) ***-****  HQ Phone
Email: b***@***.com
Local Address: New York City, New York, United States
Petersen Investments Inc
2221 Landmark Place
Wall, New Jersey 08736
United States

Company Description: Petersen Investments is a private, family owned, full-service broker-dealer established in 1997. The company is headquartered in New York 's financial district and...   more
Background

Employment History

  • Chairman and Chief Executive Officer
    Petersen Investments Inc
  • Financial Advisor
    Gruntal & Co.
  • Chairman
    Intermarket Surveillance Group
  • Chairman
    Options Regulatory Council
  • Executive Officer and Director
    Regulation

Board Memberships and Affiliations

Education

  • B.S. , finance
    Marist College
Web References
Petersen Investments
www.peterseninvestments.com, 28 July 2014 [cached]
Bertram J Riley, Chairman and CEO
Bertram began his career in the securities industry in January 1964, in the Regulation Department of the New York Stock Exchange. He subsequently served as an Executive Officer and Director of Regulation at a mid-sized NYSE Member Firm until he joined the American Stock Exchange where he was responsible for the Exchange's regulatory effort. Bertram then held a Senior Executive position with a large-sized regional NYSE Member Firm until March 1997 when his wife, Christa, formed Petersen Investments, Inc.
Bertram has served as Chairman of the Options Regulatory Council and as Chairman of the Intermarket Surveillance Group, organizations that are comprised of senior officers from all of the United States and International Stock Exchanges as well as government regulators. He also served on the Executive Committee of the Securities Industry Association and on the Business Conduct committee of the Chicago Board Options Exchange. In addition, he was a member of the NASD's District 10 Committee (New York) and the NASD Small Firm Advisory Board (Washington DC).
Bertram J Riley Jr., President
Bert manages the firm's financial professionals and oversees brokerage services, fixed income, equity and mutual fund trading. He began his career with an unprecedented training program at a large New York Stock Exchange Member Firm which provided him with a thorough working knowledge of the securities industry. Bert holds a B.S. in finance from Marist College, New York.
In the Media - Securities investment fraud attorneys: Zamansky & Associates
www.zamansky.com, 28 Feb 2006 [cached]
Bertram Riley Jr., an executive vice president who oversees brokerage services at Petersen, didn't return calls.
NASD - Member Information - Small Firm Advisory Board
www.nasd.org, 29 April 2003 [cached]
Bertram J. RileyPetersen Investments, Inc.
Delta Trust & Bank
www.delta-trust.com, 11 Dec 2002 [cached]
Other members of the committee include Vice Chairman A. Louis Denton, Philadelphia Corp. for Investment Services; Jose Ramon Fernandez, Florida Atlantic Securities Corp.; J. French Hill, Delta Trust Investments; Edward J. Hughes, Fechtor, Detwiler & Co., Inc.; Carl E. Lindros, Santa Barbara Securities; E. John Moloney, Moloney Securities Co., Inc.; Robert A. Muh, Sutter Securities, Inc.; Gary V. Murray, Murray Traff Securities; Martin O. Nelson, Jr., Martin Nelson & Co., Inc.; Jill R. Powers, Oberlin Financial Corp.; Bertram J. Riley, Petersen Investments, Inc. and Thomas T. Wallace, Johnston, Lemon & Co., Inc.
NASD - Member Information - Small Firm Advisory Board
www.nasd.com, 8 Sept 2002 [cached]
Bertram J. Riley Petersen Investments, Inc.
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