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2017-02-15T00:00:00.000Z

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Wrong Bertram Riley?

Bertram J. Riley Jr.

Direct Phone: (732) ***-****       

Email: b***@***.com

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Petersen Investments Inc

1959 Highway 34 Second floor

Wall, New Jersey 07719

United States

Company Description

Petersen Investments is a private, family owned, full-service broker-dealer established in 1997. The company is headquartered in New York 's financial district and serves clients worldwide. Our corporate environment fosters a family atmosphere while giv ... more

Find other employees at this company (36)

Background Information

Affiliations

Executive Committee
Securities Industry Association

Small Firm Advisory Board
National Association of Securities Dealers , Inc.

Member
NASD's District 10 Committee

Financial Advisor
Gruntal & Co.

Education

B.S.

finance

Marist College

Web References (5 Total References)


Bertram J Riley, Chairman ...

www.peterseninvestments.com [cached]

Bertram J Riley, Chairman and CEO

Bertram began his career in the securities industry in January 1964, in the Regulation Department of the New York Stock Exchange. He subsequently served as an Executive Officer and Director of Regulation at a mid-sized NYSE Member Firm until he joined the American Stock Exchange where he was responsible for the Exchange's regulatory effort. Bertram then held a Senior Executive position with a large-sized regional NYSE Member Firm until March 1997 when his wife, Christa, formed Petersen Investments, Inc.
Bertram has served as Chairman of the Options Regulatory Council and as Chairman of the Intermarket Surveillance Group, organizations that are comprised of senior officers from all of the United States and International Stock Exchanges as well as government regulators. He also served on the Executive Committee of the Securities Industry Association and on the Business Conduct committee of the Chicago Board Options Exchange. In addition, he was a member of the NASD's District 10 Committee (New York) and the NASD Small Firm Advisory Board (Washington DC).
Bertram J Riley Jr., President
Bert manages the firm's financial professionals and oversees brokerage services, fixed income, equity and mutual fund trading. He began his career with an unprecedented training program at a large New York Stock Exchange Member Firm which provided him with a thorough working knowledge of the securities industry. Bert holds a B.S. in finance from Marist College, New York.


In the Media - Securities investment fraud attorneys: Zamansky & Associates

www.zamansky.com [cached]

Bertram Riley Jr., an executive vice president who oversees brokerage services at Petersen, didn't return calls.


Delta Trust & Bank

www.delta-trust.com [cached]

Other members of the committee include Vice Chairman A. Louis Denton, Philadelphia Corp. for Investment Services; Jose Ramon Fernandez, Florida Atlantic Securities Corp.; J. French Hill, Delta Trust Investments; Edward J. Hughes, Fechtor, Detwiler & Co., Inc.; Carl E. Lindros, Santa Barbara Securities; E. John Moloney, Moloney Securities Co., Inc.; Robert A. Muh, Sutter Securities, Inc.; Gary V. Murray, Murray Traff Securities; Martin O. Nelson, Jr., Martin Nelson & Co., Inc.; Jill R. Powers, Oberlin Financial Corp.; Bertram J. Riley, Petersen Investments, Inc. and Thomas T. Wallace, Johnston, Lemon & Co., Inc.


NASD - Member Information - Small Firm Advisory Board

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Bertram J. Riley Petersen Investments, Inc.


NASD - Member Information - Small Firm Advisory Board

www.investor.nasd.com [cached]

Bertram J. RileyPetersen Investments, Inc.

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