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2011-09-16T00:00:00.000Z

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Wrong Arthur Pesner?

Arthur Pesner S.

Chief Financial Officer and Compliance Officer

P R Herzig & Co Inc

HQ Phone: (516) 621-0200

P R Herzig & Co Inc

One Expressway Plaza Suite 200

Roslyn Heights, New York 11577

United States

Company Description

P.R. Herzig & Co., Inc. ("the Firm"), managed since 1957 by its founding family, is a registered investment adviser and a licensed broker-dealer (member FINRA/SIPC) that provides investment supervisory services to individuals, pension plans, charitable fo ... more

Find other employees at this company (4)

Background Information

Employment History

Chartered Financial Analyst
Cornell University

Securities Compliance Examiner
Securities and Exchange Commission

Affiliations

Member
The New York Society of Security Analysts Inc

Education

BS
applied economics and management
Cornell University

MBA

University of Michigan

Web References (6 Total References)


ADV Part 2 Brochure Supplement

www.prherzig.com, $reference.date [cached]

Supplement - Information about Arthur S. Pesner

...
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.
...
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.
...
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.
...
Supplement - Information about Arthur S. Pesner
...
Arthur S. Pesner P.R. Herzig & Co., Inc., 1 Expressway Plaza, Roslyn Heights, NY 11577 Tel: 516-621-0200 Supplement dated March 31, 2011. Additional information available at www.adviserinfo.sec.gov and www.finra.org/brokercheck .
Item 2 - Education Background and Business Experience
Arthur S. Pesner, CFA, born 1963, is the Firm's chief financial officer and compliance officer. He graduated from Cornell University in 1985 with a BS in applied economics and management, then earned his MBA from the University of Michigan in 1987. He worked for the Securities and Exchange Commission (SEC) from 1988-1994 as a securities compliance examiner, and joined the Firm in 1994. He received the Chartered Financial Analyst designation in 1994 and is a member of the New York Society of Security Analysts.
...
Arthur S. Pesner is a registered representative of P.R. Herzig & Co., a broker-dealer.
...
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.


Firm Information - ADV Part II Replacement Brochure

www.prherzig.com, $reference.date [cached]

Arthur S. Pesner, CFA, born 1963, is the Firm's chief financial officer and compliance officer. He graduated from Cornell University in 1985 with a BS in applied economics and management, then earned his MBA from the University of Michigan in 1987. He worked for the Securities and Exchange Commission (SEC) from 1988-1994 as a securities compliance examiner, and joined the Firm in 1994. He received the Chartered Financial Analyst designation in 1994 and is a member of the New York Society of Security Analysts.


Proxy Policy

www.prherzig.com, $reference.date [cached]

Arthur Pesner, Compliance Officer, is responsible for ensuring proxies are voted on-line or by mail in a timely fashion.


Investment Professionals

www.prherzig.com, $reference.date [cached]

Arthur S. Pesner Chartered Financial Analyst Cornell University, BS, 1985


ADV Part 2 Brochure

www.prherzig.com, $reference.date [cached]

You can also obtain a hardcopy, free of charge, by contacting Arthur Pesner, Compliance Officer at 516-621-0200 or info@prherzig.com.

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