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Wrong Arthur Pesner?

Arthur S. Pesner

Chief Financial Officer and Chief Operating Officer

P.R. Herzig & Co. Inc

HQ Phone:  (516) 621-0200

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I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

P.R. Herzig & Co. Inc

One Expressway Plaza

Roslyn Heights, New York,11577

United States

Company Description

P.R. Herzig & Co., Inc., managed since 1957 by its founding family, is a registered investment adviser and licensed broker-dealer that provides quality, independent investment advice and portfolio management to a loyal clientele of wealthy individuals, pension...more

Background Information

Employment History

Chartered Financial Analyst

Cornell University


Securities Compliance Examiner

Securities and Exchange Commission


Affiliations

The New York Society of Security Analysts Inc

Member


Education

BS

applied economics and management

Cornell University


MBA

University of Michigan


Web References(13 Total References)


Firm Information - ADV Part II Replacement Brochure

www.prherzig.com [cached]

Arthur S. Pesner, CFA, born 1963, is the Firms chief financial officer and compliance officer.
He graduated from Cornell University in 1985 with a BS in applied economics and management, then earned his MBA from the University of Michigan in 1987. He worked for the Securities and Exchange Commission (SEC) from 1988-1994 as a securities compliance examiner, and joined the Firm in 1994. He received the Chartered Financial Analyst designation in 1994 and is a member of the New York Society of Security Analysts.


ADV Part 2 Brochure Supplement

www.prherzig.com [cached]

Supplement - Information about Arthur S. Pesner
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm. M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm. M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm. Supplement Information about Arthur S. Pesner Arthur S. Pesner P.R. Herzig & Co., Inc., 1 Expressway Plaza, Roslyn Heights, NY 11577 Tel: 516-621-0200 Supplement dated March 31, 2011. Additional information available at www.adviserinfo.sec.gov and www.finra.org/brokercheck. Item 2 - Education Background and Business Experience Arthur S. Pesner, CFA, born 1963, is the Firms chief financial officer and compliance officer. He graduated from Cornell University in 1985 with a BS in applied economics and management, then earned his MBA from the University of Michigan in 1987. He worked for the Securities and Exchange Commission (SEC) from 1988-1994 as a securities compliance examiner, and joined the Firm in 1994. He received the Chartered Financial Analyst designation in 1994 and is a member of the New York Society of Security Analysts. Arthur S. Pesner is a registered representative of P.R. Herzig & Co., a broker-dealer. M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.


Business Continuity Plan

www.prherzig.com [cached]

Arthur Pesner, Compliance Officer and a registered principal, is responsible for approving the plan and for conducting the required annual review.
Our firm maintains its primary hard copy books and records and its electronic records at our main office in Roslyn Heights , NY . Arthur Pesner is responsible for the maintenance of these books and records. Our firm maintains the following document types and forms that are not transmitted to our clearing firm: Axys portfolio management program and internal accounting programs. Our firm maintains a weekly back-up of electronic books and records at the home of an officer of the firm. We maintain additional backups of certain critical records on remote servers run by third parties. Our compliance officer, Arthur Pesner, is responsible for the maintenance of these back-up books and records.


ADV Part 2 Brochure Supplement

www.prherzig.com [cached]

Supplement - Information about Arthur S. Pesner
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm. M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm. Supplement Information about Arthur S. Pesner Arthur S. Pesner P.R. Herzig & Co., Inc., 1 Expressway Plaza, Roslyn Heights, NY 11577 Tel: 516-621-0200 Supplement dated March 31, 2011. Additional information available at www.adviserinfo.sec.gov and www.finra.org/brokercheck . Item 2 - Education Background and Business Experience Arthur S. Pesner, CFA, born 1963, is the Firms chief financial officer and compliance officer. He graduated from Cornell University in 1985 with a BS in applied economics and management, then earned his MBA from the University of Michigan in 1987. He worked for the Securities and Exchange Commission (SEC) from 1988-1994 as a securities compliance examiner, and joined the Firm in 1994. He received the Chartered Financial Analyst designation in 1994 and is a member of the New York Society of Security Analysts. Arthur S. Pesner is a registered representative of P.R. Herzig & Co., a broker-dealer. M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.


ADV Part 2 Brochure Supplement

www.prherzig.com [cached]

Supplement - Information about Arthur S. Pesner
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm. M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm. M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm. Supplement - Information about Arthur S. Pesner Arthur S. Pesner P.R. Herzig & Co., Inc., 1 Expressway Plaza, Roslyn Heights, NY 11577 Tel: 516-621-0200 Supplement dated March 31, 2011. Additional information available at www.adviserinfo.sec.gov and www.finra.org/brokercheck . Item 2 - Education Background and Business Experience Arthur S. Pesner, CFA, born 1963, is the Firm's chief financial officer and compliance officer. He graduated from Cornell University in 1985 with a BS in applied economics and management, then earned his MBA from the University of Michigan in 1987. He worked for the Securities and Exchange Commission (SEC) from 1988-1994 as a securities compliance examiner, and joined the Firm in 1994. He received the Chartered Financial Analyst designation in 1994 and is a member of the New York Society of Security Analysts. Arthur S. Pesner is a registered representative of P.R. Herzig & Co., a broker-dealer. M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.


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