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This profile was last updated on 7/21/14  and contains information from public web pages and contributions from the ZoomInfo community.

Arthur S. Pesner

Wrong Arthur S. Pesner?

Chief Financial Officer and Compl...

P R Herzig & Co Inc
One Expressway Plaza Suite 200
Roslyn Heights, New York 11577
United States

Company Description: P.R. Herzig & Co., Inc. ("the Firm"), managed since 1957 by its founding family, is a registered investment adviser and a licensed broker-dealer (member FINRA/SIPC)...   more
Background

Employment History

Board Memberships and Affiliations

Education

  • BS , applied economics and management
    Cornell University
  • MBA
    University of Michigan
6 Total References
Web References
ADV Part 2 Brochure Supplement
www.prherzig.com, 21 July 2014 [cached]
Supplement - Information about Arthur S. Pesner
...
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.
...
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.
...
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.
...
Supplement - Information about Arthur S. Pesner
...
Arthur S. Pesner P.R. Herzig & Co., Inc., 1 Expressway Plaza, Roslyn Heights, NY 11577 Tel: 516-621-0200 Supplement dated March 31, 2011. Additional information available at www.adviserinfo.sec.gov and www.finra.org/brokercheck .
Item 2 - Education Background and Business Experience
Arthur S. Pesner, CFA, born 1963, is the Firm's chief financial officer and compliance officer. He graduated from Cornell University in 1985 with a BS in applied economics and management, then earned his MBA from the University of Michigan in 1987. He worked for the Securities and Exchange Commission (SEC) from 1988-1994 as a securities compliance examiner, and joined the Firm in 1994. He received the Chartered Financial Analyst designation in 1994 and is a member of the New York Society of Security Analysts.
...
Arthur S. Pesner is a registered representative of P.R. Herzig & Co., a broker-dealer.
...
M. Thomas Herzig, President and Arthur Pesner, Compliance Officer, are responsible for supervising the advisory activities of all persons at the firm.
Firm Information - ADV Part II Replacement Brochure
www.prherzig.com, 20 April 2011 [cached]
Arthur S. Pesner, CFA, born 1963, is the Firm's chief financial officer and compliance officer. He graduated from Cornell University in 1985 with a BS in applied economics and management, then earned his MBA from the University of Michigan in 1987. He worked for the Securities and Exchange Commission (SEC) from 1988-1994 as a securities compliance examiner, and joined the Firm in 1994. He received the Chartered Financial Analyst designation in 1994 and is a member of the New York Society of Security Analysts.
ADV Part 2 Brochure
www.prherzig.com, 1 Mar 2011 [cached]
You can also obtain a hardcopy, free of charge, by contacting Arthur Pesner, Compliance Officer at 516-621-0200 or info@prherzig.com.
Proxy Policy
www.prherzig.com, 14 Mar 2006 [cached]
Arthur Pesner, Compliance Officer, is responsible for ensuring proxies are voted on-line or by mail in a timely fashion.
Arthur Pesner, Compliance ...
www.prherzig.com, 14 Mar 2006 [cached]
Arthur Pesner, Compliance Officer, is responsible for ensuring proxies are voted on-line or by mail in a timely fashion.
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