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Wrong Andrew Ceresney?

Andrew J. Ceresney

Director of the Division of Enforcement

Securities and Exchange Commission

HQ Phone:  (202) 942-8088

Direct Phone: (202) ***-****direct phone

Email: c***@***.gov

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I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

Securities and Exchange Commission

100 F St. NE

Washington, D.C., District of Columbia,20549

United States

Company Description

DERA was created in September 2009 to integrate financial economics and rigorous data analytics into the core mission of the SEC. The division is involved across the entire range of SEC activities, including policy-making, rulemaking, enforcement, and examinat... more

Find other employees at this company (12,157)

Background Information

Employment History

Partner

Debevoise & Plimpton LLP


Affiliations

King & Spalding LLP

Board Member


FINRA

Founder


Commodities Fraud Task Force

Deputy Chief Appellate Attorney and A Member


The Fund For Modern Courts

Board Member


Association of the Bar of the City of New York

Member of the Judiciary Committee


Education

Columbia College


The Yale Law School


B.A.

Columbia University


J.D.

Yale Law School


Web References(198 Total References)


Directors and Officers in the Firing Line

www.friedmanllp.com [cached]

The Yates Memo is in line with recent SEC initiatives, emphasized in the prepared remarks for a speech given by Andrew Ceresney, director of the SEC's Enforcement Division, on May 13, 2015 at the University of Texas School of Law's Government Enforcement Institute.
According to Ceresney, in certain cases, his staff will now present evidence supporting actions against individuals at an earlier stage in an SEC investigation.


Leon Cooperman: Our assets under management shrank by more than half to $3.4 billion after SEC charges | Nightly Business Report

nbr.com [cached]

"By doing so, [Cooperman] allegedly undermined the public confidence in the securities markets and took advantage of other investors who did not have this information," said Andrew J. Ceresney, director of the SEC's Division of Enforcement.
Ceresney is scheduled to leave the agency.


Old Republic Professional

www.oldrepublicpro.com [cached]

As Andrew Ceresney, director of the SEC Enforcement Division said in a November 21, 2014 speech: "There is no question that we are using the administrative forum more often... given the changes under Dodd-Frank."


aschcoconsulting.com

Andrew Ceresney, head of the SEC's Division of Enforcement, recently reemphasized that OCIE exams include a review of a firm's effectiveness in meeting its regulatory obligations to keep its customers' information private and to protect it from cyber attacks and that the number of enforcement actions based on a firm's failure to do so will increase.


Risk Management, Board of Directors | JD Supra

www.JDSupra.com [cached]

Not long ago I wrote about a speech by Andrew Ceresney, Director of the SEC's Division of Enforcement, at the Directors Forum 2016 in San Diego.
In his speech, Mr. Ceresney made a point of noting the SEC's continuing...more


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