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2016-12-23T00:00:00.000Z

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Wrong Andrew Ceresney?

Mr. Andrew J. Ceresney

Director of the Division of Enforcement

Securities and Exchange Commission

Direct Phone: (202) ***-****       

Email: c***@***.gov

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Securities and Exchange Commission

100 F St. NE

Washington, D.C., District of Columbia 20549

United States

Company Description

(the "SEC"). The offering and sale of the Notes are being made by means of a prospectus supplement and an accompanying base prospectus related to the offering. Before you invest, you should read the prospectus supplement and the base prospectus for more c ... more

Find other employees at this company (12,261)

Background Information

Affiliations

Board Member
King & Spalding LLP

Board Member
The Fund For Modern Courts

Director of the Division of Enforcement
SEC Actions

Founder
FINRA

Deputy Chief Appellate Attorney and A Member
Commodities Fraud Task Force

Member of the Judiciary Committee
Association of the Bar of the City of New York

Education

Columbia College

B.A.

Columbia University

J.D.

Yale Law School

Web References (172 Total References)


Andrew Ceresney of the SEC ...

www.ncsregcomp.com [cached]

Andrew Ceresney of the SEC Enforcement Division gives keynote address at recent NSCP conference

Washington, D.C. - Nov. 4, 2015 - NCS and Regulatory Compliance exhibited and spoke at the recent 2015 NSCP conference where Director, Division of Enforcement for the SEC, Andrew Ceresney, gave a keynote address discussing the Enforcement's perspective on compliance officers and how enforcement cases that touch compliance personnel are approached.


"We allege that Wilson-Davis ...

www.signalmtnsolutions.com [cached]

"We allege that Wilson-Davis violated SEC rules that help ensure fair markets, including the rules for short sales and for market access," said Andrew J. Ceresney, Director of the SEC's Enforcement Division.


US Accelerates Pursuit Of Companies For FCPA Violations

www.forbes.com [cached]

"Some have asked whether these hiring practices cases tread too far into hiring decisions made by institutions," said SEC Enforcement Director Andrew Ceresney in a November speech.


The SEC Whistleblower Program's Biggest Year-By the Numbers

www.insidecounsel.com [cached]

Andrew Ceresney, the SEC's enforcement director, said in September that '"whistleblowers provide an invaluable public service, often at great personal and professional sacrifice and peril."

"I often speak of the transformative impact that the program has had on the agency, both in terms of the detection of illegal conduct and in moving our investigations forward quicker and through the use of fewer resources," he said.
...
Ceresney framed the selection of Norberg as an implicit endorsement of the whistleblower program's performance during the past five years.


Sherman

www.shermanlawoffices.com [cached]

Enforcement Director Andrew J. Ceresney to Leave SEC

...
The Securities and Exchange Commission today announced that Enforcement Director Andrew J. Ceresney will leave the agency by the end of the year. During his nearly four years as head of the agency's largest division, Mr. Ceresney implemented approaches that strengthened the […]

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