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This profile was last updated on 3/9/15  and contains information from public web pages and contributions from the ZoomInfo community.

Mr. Andrew J. Ceresney

Wrong Andrew J. Ceresney?

Director of the Division of Enfor...

Local Address: Washington, District of Columbia, United States
Securities and Exchange Commission
100 F St. NE
Washington DC , District of Columbia 20549
United States

Company Description: This year's SEC Conference forum will focus on the impact of recent capital market events on small business capital formation in the United States, with a...   more
196 Total References
Web References
"There is no question that we ..., 9 Mar 2015 [cached]
"There is no question that we are using the administrative forum more often now than in past years, largely because of efficiency," said Andrew Ceresney, SEC enforcement director, at an American Bar Association gathering in November. While some court cases can take several hundred days just to get to the initial stages, "administrative actions produce prompt decisions," Mr. Ceresney said. He disputed the suggestion the SEC is "running away" from District Court cases.
Mr. Ceresney said he is not worried because those issues have been addressed. "We have been using this forum for years," the former criminal prosecutor said in his speech.
"Corporate officers have front-row seats ..., 1 Mar 2015 [cached]
"Corporate officers have front-row seats overseeing the activities of their companies, and this particular officer should be commended for stepping up to report a securities law violation when it became apparent that the company's internal compliance system was not functioning well enough to address it," said Andrew Ceresney, Director of the SEC's Division of Enforcement.
"Obtaining an audit firm's work papers ..., 6 Feb 2015 [cached]
"Obtaining an audit firm's work papers is critical to (the SEC's) ability adequately to protect investors from the dangers of accounting fraud," SEC Enforcement Director Andrew Ceresney said in a statement.
"Investors rely on credit rating agencies ..., 21 Jan 2015 [cached]
"Investors rely on credit rating agencies like Standard & Poor's to play it straight when rating complex securities like CMBS," said Andrew Ceresney, director of the SEC Enforcement Division, in a statement.
"Exchanges must ensure their order types ..., 12 Jan 2015 [cached]
"Exchanges must ensure their order types are described accurately in their rules and communications to all members," said Andrew Ceresney, director of the SEC's Division of Enforcement.
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