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2017-01-04T00:00:00.000Z

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Wrong Andrew Ceresney?

Mr. Andrew J. Ceresney

Director of the Division of Enforcement

Securities and Exchange Commission

Direct Phone: (202) ***-****       

Email: c***@***.gov

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Securities and Exchange Commission

100 F St. NE

Washington, D.C., District of Columbia 20549

United States

Company Description

(the "SEC"). The offering and sale of the Notes are being made by means of a prospectus supplement and an accompanying base prospectus related to the offering. Before you invest, you should read the prospectus supplement and the base prospectus for more c ... more

Find other employees at this company (11,956)

Background Information

Employment History

Partner

Debevoise & Plimpton LLP

Affiliations

Director of the Division of Enforcement
SEC Actions

Board Member
King & Spalding LLP

Founder
FINRA

Deputy Chief Appellate Attorney and A Member
Commodities Fraud Task Force

Board Member
The Fund For Modern Courts

Member of the Judiciary Committee
Association of the Bar of the City of New York

Education

Columbia College

The Yale Law School

B.A.

Columbia University

J.D.

Yale Law School

Web References (198 Total References)


Hedge fund manager barred from managing client money until 2018 | Onestopbrokers – Forex, Law, Accounting & Market News

www.onestopbrokers.com [cached]

"Before Cohen can handle outside money again, an independent consultant will ensure there are legally sufficient policies, procedures, and supervision mechanisms in place to detect and deter any insider trading," said Andrew J. Ceresney, Director of the SEC's Enforcement Division.


Andrew Ceresney, head of the ...

aschcoconsulting.com [cached]

Andrew Ceresney, head of the SEC's Division of Enforcement, recently reemphasized that OCIE exams include a review of a firm's effectiveness in meeting its regulatory obligations to keep its customers' information private and to protect it from cyber attacks and that the number of enforcement actions based on a firm's failure to do so will increase.


Staff | SEC Compliance Consultants

seccc.com [cached]

Yesterday, Director of the Enforcement Division of the Securities and Exchange Commission, Andrew Ceresney was the keynote speaker at the National Society of Compliance Professionals National Conference in Maryland.


SEC announced: Mortgage Company and Executives Settle Fraud Charges | Onestopbrokers – Forex, Law, Accounting & Market News

www.onestopbrokers.com [cached]

"FMC and its senior executives abused their privileged access to Ginnie Mae's securitization program by allowing greed to corrupt their business practices," said Andrew Ceresney, Director of the SEC's Division of Enforcement.


Hedge Fund Managers and Former Government Official Charged in $32 Million Insider Trading Scheme | Onestopbrokers – Forex, Law, Accounting & Market News

www.onestopbrokers.com [cached]

"We allege that Valvani's formula for trading success was tapping Johnston to abuse his position of trust as a generic industry representative to the FDA and underhandedly obtain confidential information from his friends and former colleagues at the FDA," said Andrew J. Ceresney, Director of the SEC's Division of Enforcement.

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