Last Update

2009-01-16T00:00:00.000Z

This profile was last updated on .

Is this you? Claim your profile.

Get ZoomInfo Grow

+ Get 10 Free Contacts a Month

Please agree to the terms and conditions

I agree to the Terms of Service and Privacy Policy. I understand that I will receive a subscription to ZoomInfo Community Edition at no charge in exchange for downloading and installing the ZoomInfo Contact Contributor utility which, among other features, involves sharing my business contacts as well as headers and signature blocks from emails that I receive.

Background Information

Employment History

National Futures Association

Principal

NFA Member

Midas Communication Services LLC

Web References (3 Total References)


BASIC Case Summary

www.nfa.futures.org [cached]

ADAM LEON NFA 06BCC00022 NFA ID: 0287878

...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach. Finally, the Complaint charged Protrade, CCI, Mote and Matthews with failing to diligently supervise employees and agents in the conduct of their commodity futures activities.
DECISION -
On May 3, 2007, Leon was permanently barred from NFA membership and associate membership and from being a principal of any NFA Member.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.


National Futures Association | Investor Information

www.nfa.futures.org [cached]

Adam LeonMidas Communication Services LLC


NFA permanently bars Adam Leon, a former associated person of Protrade Futures & Options

www.nfa.futures.org [cached]

NFA permanently bars Adam Leon, a former associated person of Protrade Futures & Options NFA permanently bars Adam Leon, a former associated person of Protrade Futures & Options

...
NFA permanently bars Adam Leon, a former associated person of Protrade Futures & Options
May 7, Chicago - National Futures Association (NFA) has permanently barred from NFA membership Adam Leon, a former associated person (AP) of Protrade Futures & Options (Protrade). Protrade is a former Introducing Broker located in Aventura, Florida. The Decision, issued by NFA's Business Conduct Committee, is based on an NFA Complaint filed in August 2006.
The Committee found that Leon made misleading and deceptive statements and used a high-pressure approach in the solicitations of customers.

Similar Profiles

Other People with this Name

Other people with the name Leon

Cary Leon
Erindale Hockey Association

Colleen Leon
Southern Arizona Mounted Search and Rescue Inc

Tom Leon
ABS Technology

Frumentus Leon
OB/GYN

Minerva De Leon
AMBS Consultancy limited

Browse ZoomInfo's Business Contact Directory by City

Browse ZoomInfo's
Business People Directory

Browse ZoomInfo's
Advanced Company Directory