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This profile was last updated on 1/16/09  and contains information from public web pages.
 
Background

Employment History

Web References
BASIC Case Summary
www.nfa.futures.org, 16 Jan 2009 [cached]
ADAM LEON NFA 06BCC00022 NFA ID: 0287878
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
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On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach. Finally, the Complaint charged Protrade, CCI, Mote and Matthews with failing to diligently supervise employees and agents in the conduct of their commodity futures activities.
DECISION -
On May 3, 2007, Leon was permanently barred from NFA membership and associate membership and from being a principal of any NFA Member.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
...
On August 29, 2006, NFA issued a Complaint charging Protrade, CCI, Bass, Leon, Goldberg and Matthews with making deceptive and misleading sales solicitations. The Complaint also charged Protrade, CCI, Leon, Goldberg and Matthews with using a high-pressure approach.
National Futures Association | Investor Information
www.nfa.futures.org, 19 July 2007 [cached]
Adam LeonMidas Communication Services LLC
NFA permanently bars Adam Leon, a former associated person of Protrade Futures & Options
www.nfa.futures.org, 7 May 2007 [cached]
NFA permanently bars Adam Leon, a former associated person of Protrade Futures & Options NFA permanently bars Adam Leon, a former associated person of Protrade Futures & Options
...
NFA permanently bars Adam Leon, a former associated person of Protrade Futures & Options
May 7, Chicago - National Futures Association (NFA) has permanently barred from NFA membership Adam Leon, a former associated person (AP) of Protrade Futures & Options (Protrade). Protrade is a former Introducing Broker located in Aventura, Florida. The Decision, issued by NFA's Business Conduct Committee, is based on an NFA Complaint filed in August 2006.
The Committee found that Leon made misleading and deceptive statements and used a high-pressure approach in the solicitations of customers.
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