Securities and Exchange Commission

Industry:	Investment Banking, Government
Employees:	35

Description

"The SEC also is the only agency that doesn't have a top-level management position equivalent to chief financial officer. As required of all agencies, it has an inspector general who can conduct audits. But responsibility for financial management and accounting is with the office of comptroller, which lies at the bottom of the SEC organization chart. The SEC blames lack of budget authorization for its audit absence. Of course, keeping public company accounting in line should be the priority. But it's just plain embarrassing that the SEC doesn't practice what it regulates."

Products & Services

investment management, investors, disclosure, accounting, financial services, mutual fund

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Staff Accountant Alexandria , VA

Staff Accountant Falls Church , VA

Staff Accountant Arlington , VA

Attorney-Advisor Washington , DC

Management Program Analyst Washington , DC

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News Archive

Municipal Securities Rulemaking Board and Securities and Exchange Commission Issue Guidance on California Registered Warrants. PR Newswire; 7/10/2009 ...The staff of the Securities and Exchange Commission has issued guidance...registered with the Securities and Exchange Commission. Furthermore, sales...to oversight by the Securities and Exchange Commission. CONTACT: Jennifer... ...more

Municipal Securities Rulemaking Board and Securities and Exchange Commission Issue Guidance on California Registered Warrants U.S. Newswire; 7/10/2009 ...The staff of the Securities and Exchange Commission has issued guidance...registered with the Securities and Exchange Commission. Furthermore, sales...to oversight by the Securities and Exchange Commission. SOURCE Municipal Securities... ...more

SEN. MENENDEZ CALLS FOR REFORM OF SECURITIES AND EXCHANGE COMMISSION AFTER MADOFF SENTENCING US Fed News Service, Including US State News; 7/8/2009 ...accountability and reform at the Securities and Exchange Commission and other financial...regulatory agencies: the Securities and Exchange Commission, the Federal Reserve...a time in which the Securities and Exchange Commission repeatedly ... ...more