The wealth management group at ThinkEquity Partners LLC was formed in December 2004 to serve the investment needs of high net-worth families, partnerships and non-profit organizations. Our growing team of experienced professionals represents a broad set of skills that are intensely... more

Merriman Curhan Ford Group, Inc., formerly MCF Corporation, a financial services holding company that provides investment research, capital markets services, corporate and executive services, investment banking, venture services, asset management and primary research through its operating... more

Goldsmith Agio Helms (www.agio.com) is one of the nation's leading independent investment banking firms providing sophisticated corporate finance advisory services to middle-market businesses. The firm's services include mergers and acquisitions, private placements of debt and equity,... more

Founded in 2001, Avondale Partners, LLC is an independent investment banking firm providing objective, high quality equity research, as well as sales and trading capabilities to the institutional marketplace. We also provide investment banking services including mergers and acquisitions... more

Conning's research & consulting group, a highly respected and nationally-known provider of insurance research, offers a growing array of specialty information products and strategic consulting services. The company's comprehensive insurance industry analyses of key issues confronting the... more

Established in 2001, Rutberg & Company, LLC is a research-centric investment bank focused exclusively on providing M&A advisory services to both public and private companies, and raising mid to late stage capital for industry leading emerging growth companies in the wireless and digital... more

Pacific Crest Securities is the leading investment bank focused exclusively on technology. The firm is a full-service investment bank, with over 120 employees, providing research, institutional sales and trading, and investment banking services to technology investors and companies... more

Founded in 1953, First Albany Companies Inc. is a leading institutionally focused independent investment bank and asset management firm. Through its Taxable Fixed-Income, Municipal and Equity Capital Markets Divisions, the firm focuses on serving the institutional market, the growing... more

Cowen and Company, LLC is a wholly owned subsidiary of Cowen Group Inc., a mid-sized, publicly traded investment bank dedicated to providing superior research, sales and trading and investment banking services to companies and institutional investors in key growth sectors of the economy,... more

Wall Street Access is a New York Stock Exchange member firm offering a range of services, including research, execution, fixed income trading and professional money management, to institutions and affluent individuals. Completing our product offerings are investment advisory services for... more

Gabelli & Company, Inc., an institutional research and brokerage firm, is a subsidiary of Gabelli Asset Management Inc. (NYSE: GBL).

Carret Asset Management, LLC is a privately-owned investment advisory firm serving high net worth individuals and institutions. For over 40 years, Carret has remained focused on advising its clients in achieving their long-term goals and on investing in companies, industries and... more

FTN Financial, one of the nation's top underwriters of U.S. government agency securities, is a member of the First Horizon National Corp. (NYSE: FHN) family of companies, which provides financial services to individual and business customers through First Horizon Home Loans, which earned... more

Fox-Pitt, Kelton in the United States offers unique opportunities for persons seeking careers in investment banking and the brokerage industry. We are the premier specialists covering financial services market sectors throughout the world.

Cohen Bros & Company, founded in 1999, is a boutique investment bank and institutional research house specializing in the financial services industry. Our award winning research analysts focus on small and mid-cap ideas in the bank, thrift, insurance and specialty finance sectors. Our... more

Weeden today is a member of FINRA, Nasdaq, and SIPC. Its singular goal: serving its client base of more than 1,500 institutional investors with the best possible executions and value-added research, all with the unfailing integrity for which Weeden has been known since 1922. Weeden's... more

Renaissance Capital, founded in 1991 and headquartered in Greenwich, CT, is the leading provider of independent research and investment management services focused on newly public companies. Renaissance Capital provides independent IPO research to institutional investors through its... more

Craig-Hallum was founded in 1997 and is owned and operated by experienced professionals who have significant knowledge and expertise in each of our lines of business. The firm's professionals are committed to excellence and the success of our corporate and institutional clients and... more

Brean Murray, Carret & Co is a research driven investment boutique committed to deliver top tier investment services to growth companies and investors. Our company was founded in 1973 as a research-driven investment and merchant bank, focusing on growth companies to provide clients with... more

BioScience Securities is a strategic corporate advisory and investment-banking firm founded in 1994 in Orinda, California (San Francisco Bay area) to focus solely on the companies and industry sectors that are on the front line of the biotechnology revolution applied to... more

Since 1982, Rogerscasey has assisted our clients with the design, implementation, and monitoring of their defined contribution plans, which includes confirming program objectives, defining alternatives, selecting resources, designing multiple-advisor investment strategies, and total... more

CL King & Associates is a self-clearing, service-oriented boutique that has been delivering equity and fixed income trading, prime brokerage, registered investment advisor, correspondent clearing services and investment research to institutional and high net-worth clients and... more

MKM Partners LLC is an institutional equity trading and research firm. MKM Partners has extensive experience in the agency execution of U.S. and international equity orders. We provide clients with timely and unbiased economic, technical, and fundamental research. In addition to... more

We offer a complete suite of prime brokerage, soft dollar, execution, and infrastructure services for our Institutional and Hedge Fund clients. Recognizing that scale and scope are important to our clients, we are a subsidiary of a much larger financial services firm, which allows us to... more

Security Research Associates (SRA) is a boutique investment banking and capital markets firm assisting fast growing public companies, in the small cap arena, with their capital and strategic advisory needs. Our banking focus is on working with companies between 50 million and 2 billion... more

Pickering Energy Partners maintains redundant offsite archival storage facilities in a geographically separate area. Our clearing firm, the Boadcort Correspondent Clearing Division of Merrill Lynch, Pierce, Fenner & Smith Incorporated, also backs up certain of our records. We have... more

M.S. Howells & Co. is a boutique institutional broker-dealer based in Scottsdale, Arizona with a branch office in New York. M.S. Howells & Co. services a select group of institutional and corporate clients, providing them with research, trading, prime brokerage, hedge fund infrastructure... more

Talmage Capital is an independent merchant bank providing senior level trusted advice, capital and financing for growth companies. Talmage focuses on investment and funding for public growth companies through the private placement of structured equity securities with institutional... more

Khandaker World Markets., is one of the leading independent growth equity research firms in Metals and Mining, Energy, Technology, Healthcare, Real Estate and Gaming, Consumer and Industrial Growth.

Kusin & Company is an institutional economic research firm focused exclusively on the movement of fine art, decorative art, and antiquities. The Company has developed proprietary databases and analytic frameworks to enable global participants in the art economy - including financial... more

Palladian Research provides institutional money managers with stock advice primarily on US companies by identifying trends and investment opportunities that span what are often considered disparate sectors. Palladian analysts identify trends in different sectors, be they industries like... more