
Founded in 1923, The Bear Stearns Companies Inc. (NYSE: BSC) is the parent company of Bear, Stearns & Co. Inc., a leading investment banking and securities trading and brokerage firm. With approximately $61.9 billion in total capital, Bear Stearns serves governments, corporations,... more

Lehman Brothers First Trust Income Opportunity Fund (the Fund) is a diversified, closed-end management investment company. The Fund's investment objective is to seek high total return (income plus capital appreciation). The Fund pursues its investment objective by investing its assets... more

JPMorgan Chase & Co. is a financial holding company. JPMorgan Chase's principal bank subsidiaries are JPMorgan Chase Bank, National Association, a national banking association with branches in 17 states, and Chase Bank USA, National Association, a national bank that is the Company's... more

Morgan Stanley is a global financial services firm that, through its subsidiaries and affiliates, provides its products and services to a group of clients and customers, including corporations, governments, financial institutions and individuals. Morgan Stanley’s business segments include... more

UBS AG is a global provider of financial services for wealthy clients. UBS’s financial businesses are organized on a worldwide basis into three Business Groups and the Corporate Center. Global Wealth Management & Business Banking consists of three segments: Wealth Management International... more

Morgan Keegan & Company Inc., one of the nation's largest regional full-service brokerage and investment banking firms, is the securities brokerage arm of Regions Financial Corporation (NYSE: RF). Headquartered in Memphis, Tenn., Morgan Keegan has some 300 offices across an 18-state... more

The wealth management group at ThinkEquity Partners LLC was formed in December 2004 to serve the investment needs of high net-worth families, partnerships and non-profit organizations. Our growing team of experienced professionals represents a broad set of skills that are intensely... more

Cantor Fitzgerald Europe is a leading financial services provider to the institutional equity and fixed income markets, with products and services including sales and trading, investment banking, asset management, market data, and market commentary. For nearly 60 years, Cantor Fitzgerald,... more

The Chase Payroll Card is issued by JPMorgan (NYSE: JPM), a leading global financial services firm with assets of $1.6 trillion and operations in 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial... more

FBR Financial Services Partners, L.P. (FSP) is a private equity fund whose sole investment objective is to provide strategic, medium-term equity capital to growing financial services companies. The institutional investors committed to FSP include major banks, insurance companies and... more

Laurus is also committed to cost-effective servicing. We provide rapid access to financing. We have developed a thorough yet expeditious funding process, which allows the companies in which we invest to maintain focus on day-to-day operations. Our processes and teams are geared to deliver... more

Canaccord Capital Inc is an independent full-service investment dealer in Canada with capital market operations in the United Kingdom and the United States. The Company has operations in each of the two segments of the securities industry: capital markets and private client services. The... more

Maxim Group is firmly dedicated to upholding core values while serving the needs of each client. Our commitment to excellence has established a team of seasoned financial professionals who are consistently prepared and motivated to take on their next challenge. We provide our employees... more

TD Securities is a trademark of The Toronto-Dominion Bank representing TD Securities Inc., TD Securities (USA) LLC, TD Securities Limited and certain corporate and investment banking activities of The Toronto-Dominion Bank. TD Securities provides a wide range of capital market products... more

Edeweiss Capital Limited (ECL) is a diversified financial services company in India. The Company is principally engaged in providing investment banking services and funds management. The Company operates through two business lines: Agency and Capital. Its Agency business line includes... more

MDB was formed in 1997 by seasoned securities professionals who share a common philosophy and background. MDB's principals are entrepreneurial, with significant experience in investing, funding and sponsoring growth companies, both public and private. Initially focused on investment... more

Wellington West Capital Inc. is one of Canada's leading independent financial management and investment advisory companies with 35 office locations across Canada. Wellington West has three core business lines offering a range of services to private clients, small business enterprises,... more

Weeden today is a member of FINRA, Nasdaq, and SIPC. Its singular goal: serving its client base of more than 1,500 institutional investors with the best possible executions and value-added research, all with the unfailing integrity for which Weeden has been known since 1922. Weeden's... more

Craig-Hallum was founded in 1997 and is owned and operated by experienced professionals who have significant knowledge and expertise in each of our lines of business. The firm's professionals are committed to excellence and the success of our corporate and institutional clients and... more

JM Morgan Stanley is a joint venture between the JM Financial Group, one of India's leading financial services groups and Morgan Stanley, one of the world's preeminent financial services firms. JM Morgan Stanley offers a diverse range of financial services including capital raising,... more

Hunter Wise is a specialized investment banking firm providing the highest quality level of institutional financing, merger, acquisition, divestiture and advisory services, for small to medium-sized public companies, as well as selected middle market, privately-held businesses. Hunter... more

We are a recognized market leader in serving China's private sector and middle market companies. In 2006, New York Global Group was named the "Best Foreign Investment Banking Firm in China Serving China's Fast Growing Middle Market SMEs" by the China Securities Daily, one of the top three... more

OakBrook is a research oriented firm driven by a group of professionals with advanced degrees in economics. We have managed money since 1981, and previously worked as a team for one of the pioneers in index fund management and quantitative techniques. Recognizing the numerous shortfalls... more

Rosenblatt Securities provides a full array of market structure and exchange-related solutions in addition to execution services for institutional customers where we have had a reputation for expertise and providing conflict-of-interest free service since 1979. As a part of that history,... more

Silver Portal Capital's investment banking platform provides a full complement of financial advisory and private capital raising services, exclusively for the real estate industry. We focus on both traditioinal and non-traditional property types, in situations that are being impacted by... more

We develop individualized solutions. Within our breadth of international knowledge and expertise, we place special emphasis on several key areas: Invest with the China Experts Identifying and fostering opportunities in the developing Chinese market has long been a cornerstone of... more

Founded in 1969, Batterymarch is a wholly owned subsidiary of Legg Mason, Inc., a publicly traded financial services company. Batterymarch acts as investment adviser to institutional accounts, such as corporate pension funds, mutual funds and endowment funds, as well as to individual... more

Northern Capital is an investment management firm specializing in managing growth equity portfolios for institutional clients and high net worth individuals.

Toll Cross Securities Inc. (TCS) specializes in equity research, institutional equity trading, and providing independent advice to corporations on M&A, financing and restructuring transactions. The firm was formed by a group of entrepreneurial partners who have proven operational track... more

Founded in 1970 as Loewen, Ondaatje, McCutcheon & Company, LOM was the first independent research-based institutional equity firm in Canada. By combining objective research, value-added financing ideas with institutional sales, trading and investment banking, LOM inaugurated a new era in... more

Equity investment management services for institutions, include large cap, small cap, mid cap and technology portfolios.

First established in 1995 as 'Hannuri Salomon Securities Co., Ltd.', Hannuri Investment & Securities has emerged as a rapidly growing investment bank by focusing uniquely on wholesale-oriented business. The Company offers a wide range of financial instruments and services including... more

Reedland Capital Partners was founded by individuals who wanted to create a boutique investment banking firm based on successful long-term relationships, hard work, careful analysis, and the focused decision-making of its partners. Our ability to creatively source and structure large... more

W. Quillen Securities ("WQS") is an independent, institutional equity research and trading firm established in 2001. WQS focuses on serving institutional clients including hedge funds, asset management companies and mutual funds. We generate investment ideas - both long and short... more

Vie Financial Group, Inc. and its subsidiaries provide electronic trading services to institutional investors and broker-dealers.

NCB is one of Ireland's largest independent securities firms and has been a leading provider of institutional equities, wealth management and corporate finance services to our clients for over 25 years. In addition to these activities, NCB also operates in the Investment Funds/Debt... more

Kotak Securities Limited is a subsidiary of Kotak Mahindra Bank Limited and is the stock broking arm of the Kotak Mahindra Group. With a market share close to 7.3%* of daily volumes, it is one of the India's leading stock broking house. Kotak Securities processes over 300,000 secondary... more

Arrowhead provides: On-site business consulting and technical support for trading desks Trade order management system selection, implementation, and support Custom application development Knowledgeable industry pioneers Arrowhead was founded by two pioneers in the trade order... more

Since 1981, Meridian has continually broadened and strengthened its arsenal of in-house capabilities , the foundation for our substantial and growing transaction volume. Fortune 500 companies, large utilities, plus major financial and insurance institutions make up the largest portion of... more
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