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Results 1-44 of 44 companies

  • The Bear Stearns Companies Inc.  (NYSE: BSC)
    New York, New York

    Founded in 1923, The Bear Stearns Companies Inc. (NYSE: BSC) is the parent company of Bear, Stearns & Co. Inc., a leading investment banking and securities trading and brokerage firm. With approximately $61.9 billion in total capital, Bear Stearns serves governments, corporations,... more

  • Lehman Brothers Inc.  (NYSE: LBC)
    New York, New York

    Lehman Brothers First Trust Income Opportunity Fund (the Fund) is a diversified, closed-end management investment company. The Fund's investment objective is to seek high total return (income plus capital appreciation). The Fund pursues its investment objective by investing its assets... more

  • JPMorgan Chase & Co.  (NYSE: JPM)
    New York, New York

    JPMorgan Chase & Co. is a financial holding company. JPMorgan Chase's principal bank subsidiaries are JPMorgan Chase Bank, National Association, a national banking association with branches in 17 states, and Chase Bank USA, National Association, a national bank that is the Company's... more

  • Morgan Stanley & Co.  (NYSE: MS)
    New York, New York

    Morgan Stanley is a global financial services firm that, through its subsidiaries and affiliates, provides its products and services to a group of clients and customers, including corporations, governments, financial institutions and individuals. Morgan Stanley’s business segments include... more

  • UBS AG  (NYSE: UBS)
    Zurich, Switzerland

    UBS AG is a global provider of financial services for wealthy clients. UBS’s financial businesses are organized on a worldwide basis into three Business Groups and the Corporate Center. Global Wealth Management & Business Banking consists of three segments: Wealth Management International... more

  • Morgan Keegan & Co.
    Memphis, Tennessee

    Morgan Keegan & Company Inc., one of the nation's largest regional full-service brokerage and investment banking firms, is the securities brokerage arm of Regions Financial Corporation (NYSE: RF). Headquartered in Memphis, Tenn., Morgan Keegan has some 300 offices across an 18-state... more

  • ThinkEquity Partners LLC
    San Francisco, California

    The wealth management group at ThinkEquity Partners LLC was formed in December 2004 to serve the investment needs of high net-worth families, partnerships and non-profit organizations. Our growing team of experienced professionals represents a broad set of skills that are intensely... more

  • Cantor Fitzgerald LP
    New York, New York

    Cantor Fitzgerald Europe is a leading financial services provider to the institutional equity and fixed income markets, with products and services including sales and trading, investment banking, asset management, market data, and market commentary. For nearly 60 years, Cantor Fitzgerald,... more

  • J.P. Morgan & Co.
    New York, New York

    The Chase Payroll Card is issued by JPMorgan (NYSE: JPM), a leading global financial services firm with assets of $1.6 trillion and operations in 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial... more

  • Friedman , Billings , Ramsey & Co. , Inc.
    Arlington, Virginia

    FBR Financial Services Partners, L.P. (FSP) is a private equity fund whose sole investment objective is to provide strategic, medium-term equity capital to growing financial services companies. The institutional investors committed to FSP include major banks, insurance companies and... more

  • Laurus Master Fund , Ltd.
    New York, New York

    Laurus is also committed to cost-effective servicing. We provide rapid access to financing. We have developed a thorough yet expeditious funding process, which allows the companies in which we invest to maintain focus on day-to-day operations. Our processes and teams are geared to deliver... more

  • Canaccord Capital Corporation
    Vancouver, British Columbia, Canada

    Canaccord Capital Inc is an independent full-service investment dealer in Canada with capital market operations in the United Kingdom and the United States. The Company has operations in each of the two segments of the securities industry: capital markets and private client services. The... more

  • Maxim Group LLC
    New York, New York

    Maxim Group is firmly dedicated to upholding core values while serving the needs of each client. Our commitment to excellence has established a team of seasoned financial professionals who are consistently prepared and motivated to take on their next challenge. We provide our employees... more

  • TD Securities Inc.
    Toronto, Ontario, Canada

    TD Securities is a trademark of The Toronto-Dominion Bank representing TD Securities Inc., TD Securities (USA) LLC, TD Securities Limited and certain corporate and investment banking activities of The Toronto-Dominion Bank. TD Securities provides a wide range of capital market products... more

  • Edelweiss Capital Limited
    Mumbai, India

    Edeweiss Capital Limited (ECL) is a diversified financial services company in India. The Company is principally engaged in providing investment banking services and funds management. The Company operates through two business lines: Agency and Capital. Its Agency business line includes... more

  • Gerard Klauer Mattison & Co.
    New York, New York

  • MDB Capital Group , LLC - MDB Capital Group
    Santa Monica, California

    MDB was formed in 1997 by seasoned securities professionals who share a common philosophy and background. MDB's principals are entrepreneurial, with significant experience in investing, funding and sponsoring growth companies, both public and private. Initially focused on investment... more

  • Wellington West Capital Inc
    Winnipeg, Manitoba, Canada

    Wellington West Capital Inc. is one of Canada's leading independent financial management and investment advisory companies with 35 office locations across Canada. Wellington West has three core business lines offering a range of services to private clients, small business enterprises,... more

  • Weeden & Co.
    Greenwich, Connecticut

    Weeden today is a member of FINRA, Nasdaq, and SIPC. Its singular goal: serving its client base of more than 1,500 institutional investors with the best possible executions and value-added research, all with the unfailing integrity for which Weeden has been known since 1922. Weeden's... more

  • Craig-Hallum Capital Group LLC
    Minneapolis, Minnesota

    Craig-Hallum was founded in 1997 and is owned and operated by experienced professionals who have significant knowledge and expertise in each of our lines of business. The firm's professionals are committed to excellence and the success of our corporate and institutional clients and... more

  • JM Morgan Stanley

    JM Morgan Stanley is a joint venture between the JM Financial Group, one of India's leading financial services groups and Morgan Stanley, one of the world's preeminent financial services firms. JM Morgan Stanley offers a diverse range of financial services including capital raising,... more

  • Hunter Wise Financial Group , LLC
    Irvine, California

    Hunter Wise is a specialized investment banking firm providing the highest quality level of institutional financing, merger, acquisition, divestiture and advisory services, for small to medium-sized public companies, as well as selected middle market, privately-held businesses. Hunter... more

  • New York Global Group Inc
    New York, New York

    We are a recognized market leader in serving China's private sector and middle market companies. In 2006, New York Global Group was named the "Best Foreign Investment Banking Firm in China Serving China's Fast Growing Middle Market SMEs" by the China Securities Daily, one of the top three... more

  • OakBrook Investments LLC
    Lisle, Illinois

    OakBrook is a research oriented firm driven by a group of professionals with advanced degrees in economics. We have managed money since 1981, and previously worked as a team for one of the pioneers in index fund management and quantitative techniques. Recognizing the numerous shortfalls... more

  • Rosenblatt Securities Inc
    New York, New York

    Rosenblatt Securities provides a full array of market structure and exchange-related solutions in addition to execution services for institutional customers where we have had a reputation for expertise and providing conflict-of-interest free service since 1979. As a part of that history,... more

  • Silver Portal Capital

    Silver Portal Capital's investment banking platform provides a full complement of financial advisory and private capital raising services, exclusively for the real estate industry. We focus on both traditioinal and non-traditional property types, in situations that are being impacted by... more

  • Chardan Capital Markets LLC
    New York, New York

    We develop individualized solutions. Within our breadth of international knowledge and expertise, we place special emphasis on several key areas: Invest with the China Experts Identifying and fostering opportunities in the developing Chinese market has long been a cornerstone of... more

  • Batterymarch Financial Management , Inc.
    Boston, Massachusetts

    Founded in 1969, Batterymarch is a wholly owned subsidiary of Legg Mason, Inc., a publicly traded financial services company. Batterymarch acts as investment adviser to institutional accounts, such as corporate pension funds, mutual funds and endowment funds, as well as to individual... more

  • Northern Capital Management LLC
    Madison, Wisconsin

    Northern Capital is an investment management firm specializing in managing growth equity portfolios for institutional clients and high net worth individuals.

  • Toll Cross Securities Inc
    Toronto, Ontario, Canada

    Toll Cross Securities Inc. (TCS) specializes in equity research, institutional equity trading, and providing independent advice to corporations on M&A, financing and restructuring transactions. The firm was formed by a group of entrepreneurial partners who have proven operational track... more

  • LOM Ltd
    Toronto, Ontario, Canada

    Founded in 1970 as Loewen, Ondaatje, McCutcheon & Company, LOM was the first independent research-based institutional equity firm in Canada. By combining objective research, value-added financing ideas with institutional sales, trading and investment banking, LOM inaugurated a new era in... more

  • Columbus Circle
    Stamford, Connecticut

    Equity investment management services for institutions, include large cap, small cap, mid cap and technology portfolios.

  • Hannuri Investment & Securities Co. , Ltd.
    Seoul, SEO, Korea Rep Of

    First established in 1995 as 'Hannuri Salomon Securities Co., Ltd.', Hannuri Investment & Securities has emerged as a rapidly growing investment bank by focusing uniquely on wholesale-oriented business. The Company offers a wide range of financial instruments and services including... more

  • Reedland Capital Partners
    Mill Valley, California

    Reedland Capital Partners was founded by individuals who wanted to create a boutique investment banking firm based on successful long-term relationships, hard work, careful analysis, and the focused decision-making of its partners. Our ability to creatively source and structure large... more

  • W. Quillen Securities
    New York, New York

    W. Quillen Securities ("WQS") is an independent, institutional equity research and trading firm established in 2001. WQS focuses on serving institutional clients including hedge funds, asset management companies and mutual funds. We generate investment ideas - both long and short... more

  • Vie Financial Group , Inc.

    Vie Financial Group, Inc. and its subsidiaries provide electronic trading services to institutional investors and broker-dealers.

  • Lambright Financial Solutions
    Chicago, Illinois

  • Neovest Trading , Inc.
    Atlanta, Georgia

  • NCB Group Limited
    London, United Kingdom

    NCB is one of Ireland's largest independent securities firms and has been a leading provider of institutional equities, wealth management and corporate finance services to our clients for over 25 years. In addition to these activities, NCB also operates in the Investment Funds/Debt... more

  • Kotak Securities Limited
    White Plains, New York

    Kotak Securities Limited is a subsidiary of Kotak Mahindra Bank Limited and is the stock broking arm of the Kotak Mahindra Group. With a market share close to 7.3%* of daily volumes, it is one of the India's leading stock broking house. Kotak Securities processes over 300,000 secondary... more

  • Arrowhead Solutions , Inc.
    Needham, Massachusetts

    Arrowhead provides: On-site business consulting and technical support for trading desks Trade order management system selection, implementation, and support Custom application development Knowledgeable industry pioneers Arrowhead was founded by two pioneers in the trade order... more

  • Loewen Ondaatje McCutcheon Limited
    Toronto, Ontario, Canada

  • GGET , LLC
    Boston, Massachusetts

  • Meridian Investments Inc
    Potomac, Maryland

    Since 1981, Meridian has continually broadened and strengthened its arsenal of in-house capabilities , the foundation for our substantial and growing transaction volume. Fortune 500 companies, large utilities, plus major financial and insurance institutions make up the largest portion of... more

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