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Results 1-50 of 69 companies

  • Jefferies & Company , Inc.  (NYSE: JEF)
    New York, New York

    Jefferies, a global investment bank and institutional securities firm, has served growing and mid-sized companies and their investors for 45 years. Headquartered in New York, with more than 25 offices around the world, Jefferies provides clients with capital markets and financial advisory... more

  • Thomas Weisel Partners LLC  (NASDAQ: TWPG)
    San Francisco, California

    Thomas Weisel Partners Group, Inc. (Thomas Weisel Partners) is an investment bank focused principally on growth companies and growth investors. The Company's business is managed as a single operating segment and it generates revenues by providing financial services that include investment... more

  • Piper Jaffray & Co.
    Minneapolis, Minnesota

    Piper Jaffray Companies is a middle-market investment bank and institutional securities firm, serving the needs of middle-market corporations, private equity groups, public entities, nonprofit clients and institutional investors. The Company provides a set of products and services,... more

  • Keefe , Bruyette & Woods , Inc.
    New York, New York

    KBW, Inc. is a full-service investment bank specializing in the financial services industry. The Company’s business is organized into four general service offerings: Investment Banking, including mergers and acquisitions (M&A) and other strategic advisory services, equity and fixed income... more

  • Cantor Fitzgerald LP
    New York, New York

    Cantor Fitzgerald Europe is a leading financial services provider to the institutional equity and fixed income markets, with products and services including sales and trading, investment banking, asset management, market data, and market commentary. For nearly 60 years, Cantor Fitzgerald,... more

  • Friedman , Billings , Ramsey & Co. , Inc.
    Arlington, Virginia

    FBR Financial Services Partners, L.P. (FSP) is a private equity fund whose sole investment objective is to provide strategic, medium-term equity capital to growing financial services companies. The institutional investors committed to FSP include major banks, insurance companies and... more

  • Wedbush Morgan Securities , Inc.
    Los Angeles, California

    Headquartered in Los Angeles, California, Wedbush Morgan Securities is a full-service investment banking firm with offices in 22 cities throughout the U.S. With over three decades of experience, Wedbush Morgan's investment bankers bring broad-based transactional expertise coupled with... more

  • Pacific Growth Equities LLC
    San Francisco, California

    Since 1991 Pacific Growth Equities has provided an integrated suite of services for growth companies and growth investors. We help companies breaking exciting new ground realize their full market potential, and provide insights to our investors so they can generate maximum returns. Our... more

  • Ramsey Group , Inc.
    Arlington, Virginia

  • FBR
    Arlington, Virginia

    FBR Financial Services Partners, L.P. (FSP) is a private equity fund whose sole investment objective is to provide strategic, medium-term equity capital to growing financial services companies. The institutional investors committed to FSP include major banks, insurance companies and... more

  • JMP Securities LLC
    San Francisco, California

    JMP Securities is a full-service investment bank that provides equity research, institutional brokerage and investment banking services to public and private growth companies and their investors. The firm is a subsidiary of publicly traded JMP Group Inc. (NYSE: JMP). Headquartered in... more

  • Capital Institutional Services , Inc.
    Dallas, Texas

    CAPIS operates trading desks in Dallas and in New York. Essential systems for these operations run on computer facilities in Dallas with uninterruptible power supply (UPS) and backup data communications services. In addition, CAPIS maintains an alternate trading environment outside of... more

  • Guzman & Co.
    Coral Gables, Florida

    Guzman & Company was founded in 1987 with a vision to integrate the most advanced trading technology with highly-motivated, skilled employees working in an entrepreneurial environment. Today, Guzman is one of the nation's leading investment banks, providing creative global execution... more

  • Blaylock & Partners , L.P.
    New York, New York

    Blaylock & Company, Inc. ("B&C") is a full service institutional securities firm providing investment banking, capital markets, sales & trading, and other related services to large-cap and emerging growth to middle market corporations and sponsors. B&C works extensively with emerging-... more

  • Wall Street Access Corporation
    New York, New York

    Wall Street Access is a New York Stock Exchange member firm offering a range of services, including research, execution, fixed income trading and professional money management, to institutions and affluent individuals. Completing our product offerings are investment advisory services for... more

  • Gabelli & Company , Inc.
    Rye, New York

    Gabelli & Company, Inc., an institutional research and brokerage firm, is a subsidiary of Gabelli Asset Management Inc. (NYSE: GBL).

  • Baker Watts , Inc.
    Baltimore, Maryland

    Ferris, Baker Watts, Incorporated is serving as the managing underwriter for the offering, with JMP Securities acting as the co-manager. A copy of the final prospectus relating to the offering may be obtained from Ferris, Baker Watts, Incorporated, 100 Light Street, 8th Floor, Baltimore,... more

  • Divine Capital Markets LLC
    New York, New York

    We have prepared, and always maintain a current Business Continuity Plan ("BCP") in compliance with NASD Rule 3510. This document outlines our plans to continue business and meet our existing obligations to customers in the event of a Significant Business Disruption ("SBD"). Our BCP is... more

  • Integrated Asset Management plc
    London, United Kingdom

    Integrated Asset Management Plc (Integrated) is a London-based company. The Company is a provider of Fund of Hedge Funds products and owner of institutional brokerage firms in Italy. Through regulated subsidiaries in London and Paris, Integrated manages assets in a variety of FoHF... more

  • ICAP plc
    London, United Kingdom

    ICAP plc is a voice and electronic interdealer broker, and the source of global market information and commentary for professionals in the international financial markets. It is active in the wholesale markets in interest rates, credit, energy, foreign exchange and equity derivatives.... more

  • The Shemano Group , Inc.
    San Francisco, California

    The Shemano Group, a member of the National Association of Securities Dealers, was founded in 1994 by Gary Shemano, a former general partner and managing director of Bear Stearns & Co. Other members of the firm bring considerable experience in capital formation, fairness opinions, money... more

  • Fimat Group company
    San Francisco, California

    Fimat is a part of SG Global Securities Services for Investors (SG GSSI). As one of the world's leading brokerage organisations, Fimat provides global clearing and execution services to institutional users of derivatives and securities markets worldwide.

  • Weeden & Co.
    Greenwich, Connecticut

    Weeden today is a member of FINRA, Nasdaq, and SIPC. Its singular goal: serving its client base of more than 1,500 institutional investors with the best possible executions and value-added research, all with the unfailing integrity for which Weeden has been known since 1922. Weeden's... more

  • Frost Securities Inc.
    Dallas, Texas

    Frost Securities, Inc. (member FINRA) is a Dallas, Texas-based investment banking firm that operates as a wholly-owned subsidiary of Cullen/Frost Bankers, Inc. (NYSE: CFR). Frost Securities, Inc. (FSI) focuses on capital raising, mergers and acquisitions and other financial advisory... more

  • Maxcor Financial Group Inc.
    New York, New York

    In Maxcor Financial's institutional sales, trading and research businesses, we provide research and execution to the institutional money management community, as well as to corporations with publicly-traded securities and other institutional clients. In these businesses, we specialize in... more

  • Carr Futures Inc.
    Chicago, Illinois

    Carr Futures is a global institutional brokerage firm headquartered in Chicago. Carr provides its institutional clients with efficient access to financial and commodities markets around the globe, including electronic access to 13 futures exchanges worldwide. Credit Agricole Indosuez... more

  • Furman Selz
    New York, New York

    Furman Selz Capital Management was founded in 1973, and joined the ING Group in 1997.

  • Ramirez & Co.
    New York, New York

    Samuel A. Ramirez & Co., Inc. ("Ramirez") is a full service securities firm serving the investment needs of individuals, business owners, institutional investors and government agencies. Founded in 1971, Ramirez offers professional services focusing on Wealth Management, Underwriting,... more

  • SBK-Brooks Investment Corp.
    Cleveland, Ohio

  • NorthPoint Trading Partners , LLC.
    Atlanta, Georgia

    We offer a complete package of direct access trading platforms, including REDIPlus®, GSEC's multi-product electronic trading platform that allows clients to trade across different markets and asset classes - from equities to options, to futures and foreign exchange. In addition to our... more

  • Capstone Investments
    San Diego, California

    Capstone Investments specializes in disciplined execution of third party trading systems and provides a wealth of experience and performance when it comes to trading. We offer an array of credible and robust automated trading strategies, and maintain extensive records of actual... more

  • Sloan Securities Corp.
    Fort Lee, New Jersey

  • Sprott Securities Inc.
    Toronto, Ontario, Canada

    Sprott Securities Inc. is a full service, institutional brokerage boutique focusing on small-to-mid capitalization companies and is one of the top independent brokerage firms in the Canadian investment industry. Sprott Securities has been rated Canada's #1 specialist small/mid cap... more

  • Capital Investment Services , Inc.
    Coral Gables, Florida

    Capital Investment Services, Inc. (CIS) is a full retail and institutional brokerage firm that provides investment banking and asset management to individuals around the world. CIS was founded in 1989, as Community Investment Services in May of 2000, the International Division became... more

  • Wessels , Arnold & Henderson
    Minneapolis, Minnesota

    Die Firma Tischlerei und Alubau Wessels GmbH ist seit über 50 Jahren in Haren an der Ems ansässig und beschäftigt in den drei Hauptaufgabengebieten Tischlerei, Alubau und Stahlbau 30 Mitarbeiter.

  • AltruShare Securities , LLC
    Bridgeport, Connecticut

    At Altrushare Securities, LLC. we recognize the importance of protecting your privacy and we have policies to maintain the confidentiality and security of your personal information. The following policy is designed to help you understand what information we collect from you and how we use... more

  • Rosenblatt Securities Inc
    New York, New York

    Rosenblatt Securities provides a full array of market structure and exchange-related solutions in addition to execution services for institutional customers where we have had a reputation for expertise and providing conflict-of-interest free service since 1979. As a part of that history,... more

  • Lynch , Jones & Ryan , Inc.
    New York, New York

    Founded in 1966 as Robinson Lynch, Lynch, Jones & Ryan was acquired by Citicorp in 1986. During this period, the firm was primarily known for its Institutional Brokers Estimate System (I/B/E/S). In December 1991, a newly formed company, LJR Holdings, purchased all of the capital stock of... more

  • OptionsHouse Inc
    Chicago, Illinois

    At OptionsHouse we lift our clients above the Status Quo by coupling powerful innovation with superb execution and an intense focus on their needs. 1 PEAK6 currently makes markets in over 2,000 names and has traded 35 million option contracts and 2.1 billion shares in 2006. 2 For a... more

  • Coastal Securities , Inc.
    Houston, Texas

    Coastal Securities is a progressive Fixed Income firm that is headquartered in Houston, Texas with offices in Austin and San Antonio. We are looking for seasoned Fixed Income salespeople with an active book. The array of products that we trade include: Treasuries & Agencies, MBS & CMO,... more

  • CapNet Securities Corporation
    Houston, Texas

    CapNet Securities Corporation is a FINRA member broker/dealer and is registered in 35 states. CapNet Securities provides a custom approach to investment banking, adding significant value to entrepreneur and investor alike, while also operating as a traditional full service brokerage firm.... more

  • MKM Partners LLC
    Greenwich, Connecticut

    MKM Partners LLC is an institutional equity trading and research firm. MKM Partners has extensive experience in the agency execution of U.S. and international equity orders. We provide clients with timely and unbiased economic, technical, and fundamental research. In addition to... more

  • SBM Financial LLC
    Bethesda, Maryland

    SBM also offers Structured Investment Products to institutional investors. The institutional product line offers fixed-rate investment notes, similar to SBM's retail investment certificates, but targeted to qualified institutional purchasers. The institutional notes are issued not by one... more

  • Cabrera Capital Markets , Inc.
    Chicago, Illinois

    Cabrera Capital Markets, LLC is a full service broker-dealer headquartered in the heart of Chicago's financial district and with offices throughout the country. We are members of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), the... more

  • Burlington Capital Markets Inc.
    New York, New York

  • TNI Securities L.L.C
    New York, New York

    We offer a complete suite of prime brokerage, soft dollar, execution, and infrastructure services for our Institutional and Hedge Fund clients. Recognizing that scale and scope are important to our clients, we are a subsidiary of a much larger financial services firm, which allows us to... more

  • Security Research Associates , Inc.
    Larkspur, California

    Security Research Associates (SRA) is a boutique investment banking and capital markets firm assisting fast growing public companies, in the small cap arena, with their capital and strategic advisory needs. Our banking focus is on working with companies between 50 million and 2 billion... more

  • SBI E2-Capital Limited
    Irvine, California

    We provide financial advices to clients all over the world. We integrate industry, product and regional specialization to offer our clients the best advisory services. We are especially experienced in developing and executing equity financing strategies, including IPOs, secondary... more

  • JNK Securities Corp
    New York, New York

    JNK Securities Corp. has assembled an exclusive and unparalleled network of consultants who work with our clients to research, analyze and interpret investment ideas across a wide range of sectors. Our consultants, having spent their professional careers in their respective sectors are... more

  • BPU Investment Group Inc
    Pittsburgh, Pennsylvania

    BPU was founded with the goal of assisting our clients in every aspect of their financial lives. We've provided the most comprehensive and personal service available, thus earning a reputation for excellence in our industry. For each of our clients we strive to help create financial... more

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