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  • Goldman , Sachs & Co.  (NYSE: GS)
    New York, New York

    Goldman Sachs is a global investment banking, securities and investment management firm. It provides a wide range of services to a substantial and diversified client base that includes corporations, institutional investors, governments, non-profit organisations and high net worth... more

  • Merrill Lynch & Co. Inc  (NYSE: MER)
    New York, New York

    Merrill Lynch & Co., Inc. together with its subsidiaries, provide investment, financing, insurance, and related services to individuals and institutions on a global basis through its broker, dealer, banking, and other financial services subsidiaries. The Company’s operations are organized... more

  • UBS AG  (NYSE: UBS)
    Zurich, Switzerland

    UBS AG is a global provider of financial services for wealthy clients. UBS’s financial businesses are organized on a worldwide basis into three Business Groups and the Corporate Center. Global Wealth Management & Business Banking consists of three segments: Wealth Management International... more

  • Wilshire Associates Incorporated
    Santa Monica, California

    In its early years, Wilshire Associates was an innovator in applying computing technology to investment concepts. Wilshire created the first asset/liability model for pension funds in the 1970s, 10 years before actuarial and accounting firms began to adopt this technology. We were among... more

  • Duff & Phelps , LLC
    Chicago, Illinois

    Duff & Phelps Corporation is a provider of independent financial advisory and investment banking services. It principally supports client needs in financial and tax valuation (especially in the context of business combinations and other corporate transactions), mergers and acquisitions... more

  • vFinance , Inc.
    Boca Raton, Florida

    vFinance.com is the web's leading Financial Opportunity Exchange. The site offers FREE, open and equal access to investments and investors. By providing an open marketplace of financial services, proprietary business development tools, searchable databases and daily news in one... more

  • Pinetree Capital Ltd.
    Toronto, Ontario, Canada

    Pinetree Capital Ltd. (Pinetree) is a diversified investment, financial advisory and merchant banking firm focused on the small-cap market. Pinetree’s investments are primarily in the resource sectors, such as uranium, oil and gas, molybdenum, precious metals, potash and rare earths, and... more

  • Scotia Capital Inc.
    Toronto, Ontario, Canada

    Scotia Capital is a leading provider of a full range of financial products and services to the technology and electronics industry. We are a market leader in number and scope of transactions. Our database tracks in excess of 1,200 companies (private and public). We offer global coverage... more

  • The Williams Capital Group , L.P.
    New York, New York

    Williams Capital delivers fixed income and equity securities underwriting, sales and trading services for corporations accessing the institutional capital markets in the United States. As a lead or co-manager on corporate debt and equity offerings, we provide our issuer clients with... more

  • DSP Merrill Lynch Limited
    New York, New York

    DSP Merrill Lynch is a leading participant in the origination of debt issuance programs and facilities. We originate and place a wide variety of instruments ranging from short term debentures to long-term credit enhanced structured debt. The debt origination team works closely with the... more

  • Stephens Inc.
    Little Rock, Arkansas

  • GAM Limited
    New York, New York

    GAM delivers active investment management to private clients, institutions and intermediaries. Our goal is to produce outstanding results by providing clients with access to great investment talent throughout the world. As well as active management within funds, GAM uses active asset... more

  • SPP Capital Partners LLC
    New York, New York

    SPP Capital Partners, LLC is the preeminent private investment bank specializing in the private placement of senior debt, mezzanine debt and equity capital. Since its inception in 1989, SPP Capital has completed more than 350 private financings totaling in excess of $15 billion.

  • HPC Capital Management Corp.
    New York, New York

    HPC Capital Management Corporation ("HPC Capital Management") is a leading Southeastern-based investment banking firm dedicated to providing the highest quality financial products and services to emerging growth and medium size companies worldwide. Operating from New York, Miami and... more

  • Legg Mason Capital Management , Inc.
    Baltimore, Maryland

    Legg Mason Capital Management is a wholly-owned subsidiary of Legg Mason, Inc. (NYSE:LM).

  • Euclid Financial Group , Inc.
    Washington , Dc, District of Columbia

    Euclid Financial Group is a private investment company headquartered in Washington DC. Founded in 2002, the firm is building a diverse client base, including high net-worth individuals, family offices, financial institutions, insurance companies, pension funds, public funds, trusts, and... more

  • Shipley Raidy Capital Partners LLC
    Villanova, Pennsylvania

    Shipley Raidy Capital Partners is a NASD-registered, private merchant banking firm formed to arrange corporate financial transactions for medium, as well as, large privately-owned and publicly-traded companies. We offer a broad range of investment banking services with primary emphasis on... more

  • Feltl and Company
    Minneapolis, Minnesota

    Feltl and Company has formed a strong presence in Minnesota through the personal relationships we establish with our clients and through our support of emerging growth companies. Feltl and Company is comprised of two major business lines, each offering unique services to serve your... more

  • Southwest Securities Group , Inc.
    Dallas, Texas

    Southwest Securities offers a wide variety of financial services, from securities transaction processing to online investing. The organization has more than 1000 employees and approximately $4.1 billion in total assets. Wholly owned subsidiaries include Southwest Securities, Inc.;... more

  • Tejas Inc
    Austin, Texas

    Tejas Incorporated (OTC BB:TEJS) is a publicly traded holding company whose only operating subsidiary is Tejas Securities Group, Inc., a Texas Corporation. Tejas Securities Group, Inc. is a full service brokerage and investment banking firm that focuses on the following: proprietary... more

  • Tortoise North American Energy Corp.
    Overland Park, Kansas

    Tortoise North American Energy Corporation is a non-diversified, closed-end investment company. The Company’s investment objective is to seek a high level of total return. The Company invests in a portfolio consisting primarily of publicly traded Canadian royalty and income trusts (RITs),... more

  • JESUP & LAMONT, INC.
    Longwood, Florida

    Jesup & Lamont, Inc. (JLI), formerly Empire Financial Holding Company, provides a range of securities brokerage, investment banking, corporate financing, institutional sales and market making and order execution services in all 50 states and also in Europe, Asia and other locations. It... more

  • Boston Equity Advisors , LLC
    Canton, Massachusetts

    Boston equity Advisors, LLC is an NASD member broker-dealer firm dedicated to helping pre-IPO stage companies realize their financing goals.

  • Cinergi Capital Group LLC
    Los Angeles, California

    Cinergi Capital Group LLC ("Cinergi Capital" or "CCG") is a financial services company which specializes in sourcing and arranging capital, providing financial & business consulting services, and performing investor relations functions for micro-cap public and middle market private... more

  • ORMES CAPITAL MARKETS INC
    New York, New York

  • Greater China Fund Inc
    Newark, New Jersey

    The Greater China Fund is a non-diversified, closed-end management investment company, listed on the New York Stock Exchange under the symbol "GCH." The Fund's investment objective is to achieve long-term capital appreciation through investing primarily in listed equity securities of... more

  • Greenwood & Associates Inc
    Fayetteville, Arkansas

    We offer professional expertise in investment research and financial analysis of publicly-traded debt and equity securities. Higher risk areas such as options, commodities, futures markets, and short sales are not appropriate for most investors so we choose not to participate in those... more

  • Openshaw & Co. LLC
    Spring Lake Heights, New Jersey

    Openshaw & Co. provides corporate finance advisory services to its clients, including expert advice on mergers, acquisitions, reverse mergers, divestitures, strategic alliances, leveraged buyouts, PIPE transactions, recapitalizations, and fairness opinions. Openshaw's services begin in... more

  • SteepleView Fund
    Portland, Maine

    Welcome to SteepleView Fund, where we look for the rare opportunities that combine superior upside potential with acceptable risk.

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