Founded in 1923, The Bear Stearns Companies Inc. (NYSE: BSC) is the parent company of Bear, Stearns & Co. Inc., a leading investment banking and securities trading and brokerage firm. With approximately $61.9 billion in total capital, Bear Stearns serves governments, corporations,... more

The Charles Schwab Corporation (CSC) is a financial holding company. Through its subsidiaries, the Company engages in securities brokerage, banking and related financial services. CSC provides financial services to individuals and institutional clients through three segments: Schwab... more

Citigroup Inc. (Citigroup) is a diversified global financial services holding company whose businesses provide a range of financial services to consumer and corporate customers. Citigroup is a bank holding company. As of March 31, 2008, Citigroup was organized into four major segments:... more

SEI Investments Company is a provider of asset management services, investment processing and investment operations solutions. The Company's outsourcing solutions help corporations, financial institutions, financial advisors and families create and manage wealth. Its products and services... more

State Street Corporation is a financial holding company. The Company, through its subsidiaries, including its banking subsidiary, State Street Bank and Trust Company, State Street Corporation, provides a range of products and services for institutional investors globally. The Company... more

Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise. A leader in Germany and Europe, the bank is continuously growing in North America, Asia and key emerging markets. With 78,275 employees in 76 countries, Deutsche Bank offers... more

Fidelity Investments is an international provider of financial services and investment resources that help individuals and institutions meet their financial objectives.

Schroder Oriental Income Fund Limited is a closed-ended investment company. The Company’s investment objective is to provide a total return for investors primarily through investments in equities and equity-related investments, of companies which are based in, or which derive a... more

Mesirow Financial is a diversified financial services firm headquartered in Chicago. Founded in 1937, it is an independent, employee-owned firm with $32.2 billion in assets under management and more than 1,100 employees in locations across the country and in London. With expertise in... more

Stifel, Nicolaus & Company, Incorporated operates 77 offices in 15 states, mostly in the central United States. A full range of investments, including stocks, corporate and municipal bonds, mutual funds, annuities, insurance, options, and managed assets accounts are available through the... more

Headquartered in Los Angeles, California, Wedbush Morgan Securities is a full-service investment banking firm with offices in 22 cities throughout the U.S. With over three decades of experience, Wedbush Morgan's investment bankers bring broad-based transactional expertise coupled with... more

CME Group Inc., formerly Chicago Mercantile Exchange Holdings Inc., offers a range of products available across all asset classes, including futures and options on futures based on interest rates, equity indexes, foreign exchange, agricultural commodities and alternative investments, such... more

Pershing LLC (member FINRA/NYSE/SIPC) is a leading global provider of financial business solutions to more than 1,150 institutional and retail financial organizations and independent registered investment advisors who collectively represent over five million active investors. Located in... more

Raymond James & Associates, Inc. are a leading investment bank and a wholly owned subsidiary of Raymond James Financial (NYSE: RJF). Raymond James Financial is a diversified financial services firm whose subsidiaries engage in securities brokerage, investment banking, asset management,... more

Ameritrade Holding Corporation has a 28-year history of servicing self-directed investors. Ameritrade develops and provides innovative brokerage products and services tailored to meet the varying investing and portfolio management needs of individual investors and institutional... more

GAIN Capital (www.gaincapital.com) offers direct access trading and asset management services for the global Foreign Exchange (FX) markets. GAIN Capital is a registered Futures Commission Merchant (FCM), regulated by the Commodity Futures Trading Commission (CFTC), and is a member of the... more

eSpeed's powerful marketplace technology provides tightly integrated, end-to-end, straight-through processing; simultaneous confirmations to reinforce accuracy; trades integrated in real-time, transaction by transaction, to minimize exposure and other risks.

Refco Easy Solutions LLC (www.refcoeasysolutions.com) Refco EasySolutions LLC is a Joint Venture ("JV") of Refco Group Ltd. and the U.K. company EasyScreen Plc ("EasyScreen", LSE: EAS), the leading developer of innovative software products for electronic trading.

BNY ConvergEx Group provides customized, conflict-free global agency trading and investment technology solutions, together with superior personal client service and support, directly to our institutional clients worldwide. We focus on a collaborative, partnership approach with clients,... more

Refco Inc. (NYSE: RFX) is a diversified financial services organization with operations in 14 countries and an extensive global institutional and retail client base. Refco's worldwide subsidiaries are members of principal U.S. and international exchanges, and are among the most active... more

DTCC, through its subsidiaries, provides clearance, settlement and information services for equities, corporate and municipal bonds, government and mortgage-backed securities, money market instruments and over-the-counter derivatives. In addition, DTCC is a leading processor of mutual... more

Greenwich, Conn.-based IB offers Universal Direct-Access Trading and sophisticated trade management tools at low costs to professional traders and investors worldwide. IB provides low-cost execution and clearing services to trade stocks, options, futures, forex, and bonds on over 50... more

OMX Technology is a global company with expertise in how to make securities transactions more efficient. Known for its fully electronic trading platforms, OMX Technology is a world leading provider of transaction technology, processing and outsourcing solutions for the financial and... more

Neuberger Berman has provided prime brokerage and correspondent clearing services to the financial community for five decades. We offer all the services you need to get your business started and to keep your business growing: Trade Execution Responsiveness and experience make a crucial... more

Terra Nova Financial Group, Inc. is a holding company that operates through two primary subsidiaries: Terra Nova Financial, LLC (Terra Nova) and RushGroup Technologies, Inc. (RushGroup). Terra Nova operates as a self-clearing, online broker-dealer that offers trading in a broad suite of... more

Founded in 1989 and headquartered in Chicago with offices throughout the United States, Alaron is a full-service and online independent retail futures clearing brokerage firm. Alaron serves individuals and institutional investors globally in futures and futures options markets with... more

BGC Partners Inc., formerly eSpeed, Inc. is a global inter-dealer broker specializing in the brokering of a range of financial products globally, including fixed income securities, interest rate swaps, foreign exchange, equity derivatives, credit derivatives, commodities, futures,... more

The investment and corporate banking businesses of BMO Nesbitt Burns are part of Bank of Montreal's Investment Banking Group. BMO Nesbitt Burns offers a broad range of products and services such as underwriting, corporate lending, mergers and acquisitions, research, sales, and trading. In... more

Penson Worldwide, Inc. (Penson) is a provider of a range of critical securities and futures processing infrastructure products and services to the global trading and investment industry. The Company conducts business through its wholly owned subsidiary SAI Holdings, Inc. (SAI). SAI... more

Established in 1983, National Financial Services LLC, Member NYSE, is a Fidelity Investments company. Fidelity is the nation's largest mutual fund company and one of the world's largest providers of financial services.

Since 1984, PRIMEVEST Financial Services has grown to be one of the nation's leading providers of investment products and services to financial institutions and their clients. A major element of our success in meeting those clients' needs is our sales team. We currently support over 1,900... more

Belzberg Technologies Inc. is a provider of technology-based brokerage services, trading equities and options through its wholly owned subsidiary, Electronic Brokerage Systems, an agency-only broker-dealer. Using Belzberg’s suite of integrated trading tools and network connectivity to all... more

Southwest Securities is a leading provider of cost-effective, integrated trade execution, clearing and client account processing to more than 200 financial services organizations nationwide. Our clients are supported by highly qualified, experienced operations personnel and 21st century... more

[5] NSCC is a clearing agency registered under the Securities Exchange Act. The RTTM service will be provided on behalf of NSCC by the Fixed Income Clearing Corporation (FICC), an affiliate of NSCC, via a service agreement. FICC already has implemented RTTM for Government Securities and... more

SWS Group, Inc. (SWS) is a full-service securities and banking firm delivering a range of investment, commercial banking and related financial services to individual, corporate and institutional investors, broker/dealers, governmental entities and financial intermediaries. The Company... more

Penson Financial Services, Inc. is a member of the Chicago Stock Exchange, the NASD, Inc., the Chicago Board Options Exchange, OneChicago, the International Securities Exchange, the NYSE Arca Exchange, the Options Clearing Corp, the MSRB, NSCC, ICMA, DTC, Euroclear, SIPC and is a... more

Interactive Brokers Group, Inc. (IBG, Inc.) is an automated global electronic market maker and broker specializing in routing orders and executing and processing trades in securities, futures and foreign exchange instruments on more than 70 electronic exchanges and trading venues... more

TD AMERITRADE has been providing brokerage services since 1975. Here you'll find information about TD AMERITRADE , including our history, third-party accolades and commitment to providing clients one of the highest levels of service in the industry.

ICAP plc is a voice and electronic interdealer broker, and the source of global market information and commentary for professionals in the international financial markets. It is active in the wholesale markets in interest rates, credit, energy, foreign exchange and equity derivatives.... more

Fimat is a part of SG Global Securities Services for Investors (SG GSSI). As one of the world's leading brokerage organisations, Fimat provides global clearing and execution services to institutional users of derivatives and securities markets worldwide.

Calyon Financial is a global brokerage firm providing institutional clients with efficient access to financial and commodity markets around the world. We hold memberships on the major worldwide futures and equity options markets and consistently rank among the largest in customer volume... more

JBHanauer also offers: Mailing List Join our Mailing List for all of the Latest Market News! Three easy steps allow our specialists to evaluate your needs and recommend the mutual funds that are best for you. > > We have been providing investment solutions since 1931 and we are... more

When Commonwealth was founded in 1979, my desire was to create an open and supportive environment where professionals could be true to themselves (and to their clients), follow their dreams, and grow to their hearts' content. Back then, I couldn't articulate the vision very well. I just... more

Ameritrade Holding Corporation (www.amtd.com) is a pioneer in the online brokerage industry with a 27-year history of providing clients a self-directed approach to investment services. The award-winning Company, through its Private Client and Institutional Client divisions, provides... more

MF Global Ltd. (MF Global) is a broker of exchange-listed futures and options. It provides execution and clearing services for exchange-traded and over-the-counter (OTC), derivative products, as well as for non-derivative foreign exchange products and securities in the cash market. It... more

Clearstream is an international central securities depositary (ICSD) which offers com-prehensive settlement and custody services for equities and bonds, both domestic and cross-border, as well as investment funds to a global customer base. Clearstream has direct links with 42 countries... more

Carr Futures is a global institutional brokerage firm headquartered in Chicago. Carr provides its institutional clients with efficient access to financial and commodities markets around the globe, including electronic access to 13 futures exchanges worldwide. Credit Agricole Indosuez... more

Bear Stearns, together with each of its subsidiaries and affiliates, is committed to the highest standards of ethical business conduct. The firm's long tradition of success is grounded in its commitment to offer clients superior value and better service. The ethics lapses in corporate... more

At Rosenthal Collins Group, we know futures. For nearly a century, it has been our business ... our passion. Whether you are a soybean hedger from Sao Paulo, a gold trader from Dubai, or a day-trader from Houston, you can count on RCG to provide products and services as unique as your... more

JB Oxford Holdings, Inc. (Nasdaq:JBOH), through its JB Oxford & Company and National Clearing Corp. subsidiaries, provides clearing and execution services, and discount brokerage services with access to personal brokers, online trading and cash management. The company's one-stop financial... more